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Original filing (PDF)20230731123445NAL0016925153001
API TECHNOLOGIES, CORPORATION
Form 5500
FILING_RECEIVED
API TECHNOLOGIES, CORPORATION 401(K) PLAN
401(k) retirement plan
Active participants
745
Accounts w/ balance
770
Plan assets (EOY)
$68.3M
Net assets (EOY)
$68.3M
How this plan invests
This plan
19 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 28 bps in Schedule C fees — 73% above peer band of 16 bps.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for API TECHNOLOGIES, CORPORATION.
Plan sponsor
Name
API TECHNOLOGIES, CORPORATION
EIN
98-0200798
Address
1900 W COLLEGE AVE · STATE COLLEGE, PA · 16801
Phone
(814) 272-2713
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2022
Plan year begin
2022-01-01
Tax period
2022-12-31
Filed
2023-07-31
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
MCGILL, POWER, BELL & ASSOC., L
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $128K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GREAT WEST LIFE & ANNUITY INSURANCE | 84-0467907 | — | INVESTMENT ADVISOR | $61K | — |
Investments
19 pooled funds· $35.1M(51% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| BLACKROCK EQUITY INDEX 1 WILMINGTON TRUST · EIN 20-3802168 / PN 001 | Common Collective Trust | $8.7M | 12.7% |
| INDEXSELECT MODERATE 2035 FUND CL R WILMINGTON TRUST · EIN 81-4447624 / PN 307 | Common Collective Trust | $7.0M | 10.2% |
| INDEXSELECT MODERATE 2025 FUND CL R WILMINGTON TRUST · EIN 81-4447624 / PN 306 | Common Collective Trust | $4.9M | 7.1% |
| INDEXSELECT MODERATE 2045 FUND CL R WILMINGTON TRUST · EIN 81-4470950 / PN 308 | Common Collective Trust | $4.8M | 7.1% |
| INDEXSELECT MODERATE RET FUND CL R6 WILMINGTON TRUST · EIN 81-4430771 / PN 305 | Common Collective Trust | $3.2M | 4.6% |
| LARGE CAP VALUE FUND CLASS R1 WILMINGTON TRUST · EIN 38-4065329 / PN 426 | Common Collective Trust | $2.6M | 3.8% |
| INDEXSELECT MODERATE 2055 FUND CL R WILMINGTON TRUST · EIN 81-4484368 / PN 309 | Common Collective Trust | $1.7M | 2.5% |
| BLACKROCK U.S. DEBT INDEX 1 WILMINGTON TRUST · EIN 20-3802445 / PN 010 | Common Collective Trust | $1.1M | 1.6% |
| BLACKROCK EAFE EQUITY INDEX 1 WILMINGTON TRUST · EIN 20-3802495 / PN 007 | Common Collective Trust | $942K | 1.4% |
| INDEXSELECT AGGRESSIVE 2045 FUND CL WILMINGTON TRUST · EIN 81-4403657 / PN 303 | Common Collective Trust | $145K | 0.2% |
| INDEXSELECT AGGRESSIVE 2025 FUND CL WILMINGTON TRUST · EIN 81-4386547 / PN 301 | Common Collective Trust | $51K | <0.1% |
| INDEXSELECT AGGRESSIVE RETIRE FUND WILMINGTON TRUST · EIN 81-4374798 / PN 300 | Common Collective Trust | $47K | <0.1% |
| INDEXSELECT CONSERVATIVE 2035 FUND WILMINGTON TRUST · EIN 81-4515825 / PN 312 | Common Collective Trust | $27K | <0.1% |
| INDEXSELECT AGGRESSIVE 2055 FUND CL WILMINGTON TRUST · EIN 81-4418048 / PN 304 | Common Collective Trust | $14K | <0.1% |
| INDEXSELECT AGGRESSIVE 2035 FUND CL WILMINGTON TRUST · EIN 81-4393238 / PN 302 | Common Collective Trust | $10K | <0.1% |
| INDEXSELECT CONSERVATIVE RET FUND C WILMINGTON TRUST · EIN 81-4499160 / PN 310 | Common Collective Trust | $5K | <0.1% |
| INDEXSELECT CONSERVATIVE 2055 FUND WILMINGTON TRUST · EIN 81-4543855 / PN 314 | Common Collective Trust | $1K | <0.1% |
| INDEXSELECT CONSERVATIVE 2025 FUND WILMINGTON TRUST · EIN 81-4509619 / PN 311 | Common Collective Trust | $203 | <0.1% |
| INDEXSELECT CONSERVATIVE 2045 CI WILMINGTON TRUST · EIN 81-4532033 / PN 313 | Common Collective Trust | $0 | <0.1% |