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Original filing (PDF)20251002132455NAL0000822960001
UBS AG
Form 5500
FILING_RECEIVED
UBS PENSION PLAN
Defined-benefit pension plan
Signals · 2
35% in single holdingNo recordkeeper disclosed
Active participants
232
Accounts w/ balance
—
Plan assets (EOY)
$380.4M
Net assets (EOY)
$380.4M
How this plan invests
This plan
2 pooled trusts
Schedule D
14 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
82
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "UBS US Long Duration Credit Collective Fund" is 35% of plan.
- 24 bps in Schedule C fees — 140% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UBS AG.
Plan sponsor
Name
UBS AG
EIN
98-0186363
Address
1000 HARBOR BLVD., 10TH FLOOR · WEEHAWKEN, NJ · 070866790
Phone
(201) 352-3000
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
1A · Pay-related DB formula
1C · Cash balance or similar hybrid DB
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
ERNST AND YOUNG LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AON CONSULTING, INC. | 22-2232264 | — | NONE | $468K | — |
| ALIGHT SOLUTIONS LLC | 82-1061233 | — | NONE | $289K | — |
| ERNST AND YOUNG LLP | 34-6565596 | — | NONE | $155K | — |
Investments
12 direct securities · 2 pooled funds· $352.4M(93% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$178.7M
2 holdings
Uncategorized
$173.7M
12 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| UBS U.S. LONG DURATION CREDIT COLL UBS (US) GROUP TRUST · EIN 36-3762086 / PN 066 | Common Collective Trust | 689,918 | $124.4M | $124.4M | 32.7% | |
| UBS MULTI ASSET PORTFOLIO UBS GROUP TRUST · EIN 36-3762086 / PN 001 | Common Collective Trust | 11,300 | $54.4M | $54.4M | 14.3% | |
| US TREASURY N/B 5.375 15FEB31 | — | 44,646,000 | $46.8M | $46.8M | 12.3% | |
| US TREASURY N/B 0.625 15AUG30 | — | 51,937,000 | $42.2M | $42.2M | 11.1% | |
| STRIP PRINC 15FEB31 0.00000- 912803CK7 | — | 41,056,000 | $31.4M | $31.4M | 8.3% | |
| UBS Long Principal Cash Collective Short-Term Investment Fund | — | 2,423,874 | $16.6M | $9.4M | 2.5% | |
| TREASURY BILL 912797LY1 | — | 7,800,000 | $7.8M | $7.8M | 2.0% | |
| US TREASURY N/B 4.500 15AUG39 | — | 7,958,000 | $7.7M | $7.7M | 2.0% | |
| TREASURY BILL 912797LB1 | — | 6,500,000 | $6.4M | $6.4M | 1.7% | |
| TREASURY BILL 912797KS5 | — | 5,700,000 | $5.6M | $5.6M | 1.5% | |
| TREASURY BILL 912797KA4 | — | 5,250,000 | $5.2M | $5.2M | 1.4% | |
| TREASURY BILL 912797KJ5 | — | 5,250,000 | $5.2M | $5.2M | 1.4% | |
| Manulife Financial Corporation | — | 167,537 | $5.1M | $5.1M | 1.4% | |
| JOHN HANCOCK STRIP PRINC 15FEB29 | — | 1,413,831 | $803K | $803K | 0.2% |
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