Back to filter
Original filing (PDF)20251013194848NAL0001895777001
AV DELAWARE HOLDINGS LIMITED
Form 5500
FILING_RECEIVED
AVD 401(K) PLAN
401(k) retirement plan
Signals · 2
~135 bps in Sched C fees17 service providers
Active participants
10
Accounts w/ balance
84
Plan assets (EOY)
$5.7M
Net assets (EOY)
$5.7M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 135 bps in Schedule C fees — 160% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AV DELAWARE HOLDINGS LIMITED.
Plan sponsor
Name
AV DELAWARE HOLDINGS LIMITED
EIN
98-0156884
Address
1410 ROCKY RIDGE DRIVE, SUITE 170 · ROSEVILLE, CA · 95661
Phone
(916) 263-0222
Industry
Accommodation & Food Servicessee all
Plan administrator
Name
ERISA WISE LLC
EIN
45-2945096
City
MACKINAW, IL
Phone
(925) 337-6069
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
2K · 401(m) arrangement
3B · Covers self-employed individuals
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
17 rowsOther
17| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| T ROWE PRICE RPS, INC | 52-1309931 | — | NONE | $77K | — |
| MFS FUNDS | 04-2747644 | — | NONE | $0 | — |
| PIMCO FUNDS | 33-0629048 | — | NONE | $0 | — |
| LEGG MASON | 52-1200960 | — | NONE | $0 | — |
| JP MORGAN FUNDS | 13-2624428 | — | NONE | $0 | — |
| VANGURAD FUNDS | 23-1945930 | — | NONE | $0 | — |
| BLACKROCK FUNDS | 04-6171663 | — | NONE | $0 | — |
| FIDELITY | 04-2647786 | — | NONE | $0 | — |
| DOUBLELINE FUND | — | LOS ANGELES, CA | NONE | $0 | — |
| AMERICAN FUNDS | 95-1411037 | — | NONE | $0 | — |
| HARTFORD MUTUAL FUNDS | 13-3317783 | — | NONE | $0 | — |
| TOUCHSTONE FUNDS | 31-0487145 | — | NONE | $0 | — |
| JANUS FUNDS | 43-1804048 | — | NONE | $0 | — |
| COLUMBIA FUNDS | 93-0577450 | — | NONE | $0 | — |
| AQR FUNDS | 13-3987414 | — | NONE | $0 | — |
| COHEN & STEERS FUNDS | 14-1904657 | — | NONE | $0 | — |
| EATON VANCE | 04-2718215 | — | NONE | $0 | — |
Investments
26 direct securities · 1 pooled fund· $5.6M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$5.6M
25 holdings
Mutual Funds
$2K
1 holding
Common Collective Trust
$2K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T Rowe Price T Rowe Price Retirement Blend 2045 TR A | — | — | — | $913K | 16.1% | |
| T Rowe Price T Rowe Price Retirement Blend 2040 TR A | — | — | — | $907K | 16.0% | |
| T Rowe Price T Rowe Price Retirement Blend 2035 TR A | — | — | — | $765K | 13.5% | |
| IShares S&P 500 Index K | — | — | — | $722K | 12.7% | |
| T Rowe Price T Rowe Price Retirement Blend 2055 TR A | — | — | — | $555K | 9.8% | |
| JP Morgan JP Morgan US Equity R6 | — | — | — | $374K | 6.6% | |
| Fidelity Mid Cap Index | — | — | — | $344K | 6.1% | |
| T Rowe Price T Rowe Price Retirement Blend 2025 TR A | — | — | — | $250K | 4.4% | |
| T Rowe Price T Rowe Price Retirement Blend 2050 TR A | — | — | — | $194K | 3.4% | |
| T Rowe Price T Rowe Price Retirement Blend 2030 TR A | — | — | — | $161K | 2.8% | |
| T Rowe Price T Rowe Price Small-Cap Value | — | — | — | $149K | 2.6% | |
| T Rowe Price T Rowe Price Retirement Blend 2060 TR A | — | — | — | $75K | 1.3% | |
| MFS Aggressive Growth Allocation Fund | — | — | — | $48K | 0.9% | |
| T Rowe Price T Rowe Price Retirement Blend 2020 TR A | — | — | — | $36K | 0.6% | |
| T Rowe Price T Rowe Price Retirement Blend 2065 TR A | — | — | — | $31K | 0.5% | |
| Janus Henderson Janus Henderson Growth and Income I | — | — | — | $28K | 0.5% | |
| T Rowe Price T Rowe Price Retirement Blend 2010 TR A | — | — | — | $25K | 0.4% | |
| Fidelity International Index | — | — | — | $21K | 0.4% | |
| Touchstone Mid Cap Institutional 193 Vanguard Small Cap Index Adm | — | — | — | $11K | 0.2% | |
| Columbia Income Builder Instl 3 354 Eaton Vance Eaton Vance Balanced R6 | — | — | — | $9K | 0.2% | |
| Hartford Balanced Income R6 | — | — | — | $8K | 0.1% | |
| Parametric International Equity I | — | — | — | $5K | <0.1% | |
| PARTICIPANT LOANS LOW-HIGH INTEREST RATE 10.50% - 10.50% | — | — | — | $3K | <0.1% | |
| American Funds American Funds Bond Fund of Amer R6 894 Cohen & Steers Cohen & Steers Global Realty Z | Mutual Funds | — | — | $2K | <0.1% | |
| Collective Fund * T Rowe Price T Rowe Price Stable Value Fund N | — | — | — | $2K | <0.1% | |
| TRP ST VAL COMMON TRUST FUND T. ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 001 | Common Collective Trust | — | — | $2K | <0.1% | |
| Pimco Income Instl Fund | — | — | — | $2K | <0.1% |