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Original filing (PDF)20250908100053NAL0019203313001
DD TRADERS, INC.
Form 5500
FILING_RECEIVED
DD TRADERS, INC. 401(K) PLAN AND TRUST
401(k) retirement plan
Signals · 1
10 service providers
Active participants
211
Accounts w/ balance
188
Plan assets (EOY)
$20.0M
Net assets (EOY)
$20.0M
How this plan invests
This plan
1 pooled trust
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (12 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DD TRADERS, INC..
Plan sponsor
Name
DD TRADERS, INC.
EIN
98-0122039
Address
5000 W. 134TH STREET · LEAWOOD, KS · 66209
Phone
(913) 402-6800
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PICKETT CHANEY MCMULLEN
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
10 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| T. ROWE PRICE RPS, INC. | 52-1309931 | — | RECORDKEEPER | $24K | — |
Other
9| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VICTORY FUNDS | 13-2700161 | — | NONE | $0 | — |
| PIMCO FUNDS | 33-0629048 | — | NONE | $0 | — |
| MFS FUNDS | 04-2747644 | — | NONE | $0 | — |
| AMERICAN BEACON FUNDS | 75-2401150 | — | NONE | $0 | — |
| DIMENSIONAL FUNDS | 95-4470812 | — | NONE | $0 | — |
| COLUMBIA FUNDS | 93-0577450 | — | NONE | $0 | — |
| JP MORGAN FUNDS | 13-2624428 | — | NONE | $0 | — |
| GOLDMAN SACHS FUNDS | 13-3575636 | — | NONE | $0 | — |
| PRUDENTIAL JENNISON | 22-3703799 | — | NONE | $0 | — |
Investments
25 direct securities · 1 pooled fund· $19.7M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$19.6M
25 holdings
Common Collective Trust
$75K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. Rowe Price Retirement 2035 Mutual fund | — | — | — | $3.1M | 15.3% | |
| T. Rowe Price Retirement 2030 Mutual fund | — | — | — | $2.9M | 14.3% | |
| T. Rowe Price Retirement 2025 Mutual fund | — | — | — | $2.4M | 12.0% | |
| Vanguard 500 Index Mutual fund | — | — | — | $2.2M | 11.2% | |
| T. Rowe Price Retirement 2045 Mutual fund | — | — | — | $1.3M | 6.5% | |
| T. Rowe Price Retirement 2040 Mutual fund | — | — | — | $1.3M | 6.4% | |
| T. Rowe Price Retirement 2020 Mutual fund | — | — | — | $984K | 4.9% | |
| T. Rowe Price Growth Stock Mutual fund | — | — | — | $946K | 4.7% | |
| Vanguard Mid Cap Index Mutual fund | — | — | — | $924K | 4.6% | |
| Vanguard Small Cap Index Mutual fund | — | — | — | $862K | 4.3% | |
| MFS Research International Mutual fund | — | — | — | $655K | 3.3% | |
| T. Rowe Price Retirement 2050 Mutual fund | — | — | — | $462K | 2.3% | |
| JP Morgan Core Bond Mutual fund | — | — | — | $403K | 2.0% | |
| T. Rowe Price Retirement 2055 Mutual fund | — | — | — | $366K | 1.8% | |
| DFA US Large Value Mutual fund | — | — | — | $163K | 0.8% | |
| Hartford Mid Cap Fund Mutual fund | — | — | — | $156K | 0.8% | |
| T. Rowe Price Retirement 2015 Mutual fund | — | — | — | $139K | 0.7% | |
| DFA US Targeted Value Mutual fund | — | — | — | $85K | 0.4% | |
| MFS Mid Cap Value Mutual fund | — | — | — | $83K | 0.4% | |
| T. Rowe Price Stable Value Fund Common collective trust | — | — | — | $75K | 0.4% | |
| TRP ST VAL COMMON TRUST FUND T. ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 001 | Common Collective Trust | — | — | $75K | 0.4% | |
| T. Rowe Price Retirement 2060 Mutual fund | — | — | — | $59K | 0.3% | |
| Prudential Jennison Small Company Mutual fund | — | — | — | $34K | 0.2% | |
| T. Rowe Price Retirement Balanced Mutual fund | — | — | — | $32K | 0.2% | |
| T. Rowe Price Retirement 2065 Mutual fund | — | — | — | $28K | 0.1% | |
| Fidelity Short-Term Bond Index Mutual fund | — | — | — | $14K | <0.1% |