This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO | 84-0467907 | — | RECORDKEEPER | -$11K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $12K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| 21 Empower Trust Company, LLC Vanguard 500 Index Fund | — | — | — | $14.6M | 18.4% | |
| CAUSEWAY INTERNATIONAL VAL EQ CIT CAUSEWAY FUNDS · EIN 83-2733277 / PN 001 | Common Collective Trust |
| — |
| — |
| $9.8M |
| 12.4% |
| 18 Empower Trust Company, LLC JP Morgan US Research Enhanced Equity Fund | — | — | — | $5.0M | 6.3% |
| 15 Empower Trust Company, LLC Fidelity Contrafund | — | — | — | $3.9M | 4.8% |
| 27 Empower Trust Company, LLC Vanguard Target Retirement 2045 | — | — | — | $3.7M | 4.7% |
| 16 Empower Trust Company, LLC Hotchkis and Wiley Value Opportunities Fund | — | — | — | $3.7M | 4.7% |
| 1 Empower Trust Company, LLC American Funds American Balanced Fund | — | — | — | $3.3M | 4.1% |
| 26 Empower Trust Company, LLC Vanguard Target Retirement 2040 | — | — | — | $3.2M | 4.0% |
| 10 * Empower Trust Company, LLC Causeway Global Value Fund | — | — | — | $3.1M | 3.9% |
| 25 Empower Trust Company, LLC Vanguard Target Retirement 2035 | — | — | — | $2.9M | 3.7% |
| 35 * Empower Annuity Insurance Co. EI Fixed Account | — | — | — | $2.9M | 3.7% |
| CAUSEWAY EMERGING MKTS EQT CIT C1 3 CAUSEWAY FUNDS · EIN 85-0804588 / PN 001 | Common Collective Trust | — | — | $2.4M | 3.0% |
| 23 Empower Trust Company, LLC Vanguard Target Retirement 2025 | — | — | — | $2.1M | 2.6% |
| 2 Empower Trust Company, LLC American Funds Bond Fund of America | — | — | — | $2.0M | 2.5% |
| 28 Empower Trust Company, LLC Vanguard Target Retirement 2050 | — | — | — | $2.0M | 2.5% |
| 8 Empower Trust Company, LLC American Funds Small Cap World Fund | — | — | — | $1.6M | 2.0% |
| 6 Empower Trust Company, LLC American Funds New Perspective Fund | — | — | — | $1.6M | 2.0% |
| 9 Empower Trust Company, LLC Blackrock High Yield Bond Portfolio | — | — | — | $1.3M | 1.7% |
| 12 * Empower Trust Company, LLC Causeway International Small Cap Fund | — | — | — | $1.2M | 1.5% |
| 4 Empower Trust Company, LLC American Funds Europacific Growth Fund | — | — | — | $1.1M | 1.4% |
| 30 Empower Trust Company, LLC Vanguard Target Retirement 2028 | — | — | — | $997K | 1.3% |
| 32 Empower Trust Company, LLC Vanguard Total World Stock Index Fund | — | — | — | $884K | 1.1% |
| 5 Empower Trust Company, LLC American Funds Interm Bond Fund of America | — | — | — | $858K | 1.1% |
| 29 Empower Trust Company, LLC Vanguard Target Retirement 2055 | — | — | — | $729K | 0.9% |
| 11 * Empower Trust Company, LLC Causeway International Opportunities Fund | — | — | — | $663K | 0.8% |
| 14 Empower Trust Company, LLC Fidelity Advisor Small Cap Growth Fund | — | — | — | $658K | 0.8% |
| 22 Empower Trust Company, LLC Vanguard Target Retirement 2020 | — | — | — | $612K | 0.8% |
| 3 Empower Trust Company, LLC American Funds Capital Income Builder Fund | — | — | — | $542K | 0.7% |
| 17 Empower Trust Company, LLC JP Morgan Mid Cap Growth Fund | — | — | — | $408K | 0.5% |
| 31 Empower Trust Company, LLC Vanguard Target Retirement Income Fund | — | — | — | $383K | 0.5% |
| 19 Empower Trust Company, LLC MFS Mid Cap Value Fund | — | — | — | $347K | 0.4% |
| 13 * Empower Trust Company, LLC Empower Small Cap Value Fund | — | — | — | $318K | 0.4% |
| 24 Empower Trust Company, LLC Vanguard Target Retirement 2030 | — | — | — | $240K | 0.3% |
| 7 Empower Trust Company, LLC American Funds New World Fund | — | — | — | $152K | 0.2% |
| 20 Empower Trust Company, LLC Neuberger Berman Large Cap Value Fund | — | — | — | $116K | 0.1% |
