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Original filing (PDF)20251014104619NAL0001238035001
ARISTOTLE CAPITAL MANAGEMENT, LLC
Form 5500
FILING_RECEIVED
ARISTOTLE CAPITAL MANAGEMENT, LLC 401(K) PLAN
401(k) retirement plan
Active participants
233
Accounts w/ balance
255
Plan assets (EOY)
$66.3M
Net assets (EOY)
$66.3M
How this plan invests
This plan
4 pooled trusts
Schedule D
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ARISTOTLE CAPITAL MANAGEMENT, LLC.
Plan sponsor
Name
ARISTOTLE CAPITAL MANAGEMENT, LLC
EIN
95-4833644
Address
11100 SANTA MONICA BOULEVARD, · SUITE 1700 · LOS ANGELES, CA · 90025
Phone
(310) 478-4005
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
2A · Age/service weighted or new comparability
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
EISNERAMPER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $27K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 20-8764829 | — | INVESTMENT ADVISOR | $59K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EISNERAMPER LLP | 87-1363769 | — | ACCOUNTANT/AUDITOR | $20K | — |
Investments
36 direct securities · 4 pooled funds· $68.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$44.9M
36 holdings
Common Collective Trust
$23.7M
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| ARISTOTLE VALUE EQ SEI TRUST COMPANY · EIN 81-3393503 / PN 002 | Common Collective Trust | — | — | $12.2M | 18.4% | |
| Aristotle Core Equity Opportunities Fund Class I-2 Mutual Fund | — | — | — | $6.7M | 10.1% | |
| Fidelity 500 Index Fund Premium Class Mutual Fund | — | — | — | $5.9M | 8.9% | |
| ARISTOTLE GLOBAL EQ SEI TRUST COMPANY · EIN 81-2704975 / PN 095 | Common Collective Trust | — | — | $5.0M | 7.5% | |
| ARISTOTLE INTL EQTY SEI TRUST COMPANY · EIN 81-2733064 / PN 001 | Common Collective Trust | — | — | $3.3M | 4.9% | |
| ARISTOTLE SMID CP EQ SEI TRUST COMPANY · EIN 81-4315797 / PN 003 | Common Collective Trust | — | — | $3.3M | 4.9% | |
| Aristotle Small Cap Equity Collective Interest Trust Class B Collective Investment Trust | — | — | — | $2.7M | 4.1% | |
| Fidelity Money Market Trust Retirement Government Fund Money Market | — | — | — | $2.4M | 3.6% | |
| Fidelity Freedom Index 2040 Fund Institutional Premium Class Mutual Fund | — | — | — | $2.0M | 3.0% | |
| Fidelity Select Technology Portfolio Mutual Fund | — | — | — | $1.9M | 2.9% | |
| Fidelity Freedom Index 2045 Fund Institutional Premium Class Mutual Fund | — | — | — | $1.8M | 2.7% | |
| Fidelity Freedom Index 2055 Fund Institutional Premium Class Mutual Fund | — | — | — | $1.7M | 2.5% | |
| Fidelity U.S. Bond Index Fund Mutual Fund | — | — | — | $1.5M | 2.3% | |
| Fidelity Freedom Index 2035 Fund Institutional Premium Class Mutual Fund | — | — | — | $1.5M | 2.2% | |
| Fidelity Freedom Index 2030 Fund Institutional Premium Class Mutual Fund | — | — | — | $1.3M | 1.9% | |
| Aristotle Strategic Income Fund Class I Mutual Fund | — | — | — | $1.3M | 1.9% | |
| Fidelity Total Market Index Fund Premium Class Mutual Fund | — | — | — | $1.2M | 1.8% | |
| Fidelity Extended Market Index Fund Mutual Fund | — | — | — | $1.2M | 1.8% | |
| * Harbor Large Cap Value Fund Institutional Class Mutual Fund | — | — | — | $1.1M | 1.7% | |
| MFS Massachusetts Investors Growth Stock Fund Class R6 Mutual Fund | — | — | — | $979K | 1.5% | |
| Vanguard Balanced Index Fund Admiral Shares Mutual Fund | — | — | — | $963K | 1.5% | |
| Fidelity Freedom Index 2050 Fund Institutional Premium Class Mutual Fund | — | — | — | $951K | 1.4% | |
| Fidelity International Index Fund Mutual Fund | — | — | — | $904K | 1.4% | |
| Aristotle Floating Rate Income Fund Class I Mutual Fund | — | — | — | $882K | 1.3% | |
| Aristotle Core Income Fund Class I Mutual Fund | — | — | — | $797K | 1.2% | |
| JPMorgan Emerging Markets Equity Fund Class R6 Mutual Fund | — | — | — | $744K | 1.1% | |
| Fidelity Small Cap Index Fund Mutual Fund | — | — | — | $631K | 1.0% | |
| Aristotle Small/Mid Cap Equity Collective Interest Trust Class B Collective Investment Trust | — | — | — | $542K | 0.8% | |
| MGL Small Cap Value Institutional Mutual Fund | — | — | — | $515K | 0.8% | |
| American Funds American Mutual Fund Class R-6 Mutual Fund | — | — | — | $484K | 0.7% | |
| Fidelity Freedom Index 2060 Fund Institutional Premium Class Mutual Fund | — | — | — | $414K | 0.6% | |
| Aristotle High Yield Bond Fund Class I Mutual Fund | — | — | — | $326K | 0.5% | |
| Columbia Strategic Income Fund Institutional 3 Class Mutual Fund | — | — | — | $289K | 0.4% | |
| PGIM Jennison Small Company Fund- Class R6 Mutual Fund | — | — | — | $281K | 0.4% | |
| Fidelity Freedom Index Income Fund Institutional Premium Class Mutual Fund | — | — | — | $246K | 0.4% | |
| Neuberger Berman High Income Bond Fund Class R6 Mutual Fund | — | — | — | $222K | 0.3% | |
| Fidelity Freedom Index 2065 Fund Institutional Premium Class Mutual Fund | — | — | — | $206K | 0.3% | |
| PGIM Jennison International Opportunities Fund- Class R6 Mutual Fund | — | — | — | $170K | 0.3% | |
| T. Rowe Price Global Growth Stock Fund I Class Mutual Fund | — | — | — | $169K | 0.3% | |
| Fidelity Freedom Index 2025 Fund Institutional Premium Class Mutual Fund 350 * Fidelity Freedom Index 2025 Fund Institutional Premium Class Mutual Fund | — | — | — | $15K | <0.1% |
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