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Original filing (PDF)20251013170726NAL0003782786001
MOCEAN, LLC
Form 5500
FILING_RECEIVED
MOCEAN RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
163
Accounts w/ balance
244
Plan assets (EOY)
$25.3M
Net assets (EOY)
$25.3M
How this plan invests
This plan
1 pooled trust
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 36 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MOCEAN, LLC.
Plan sponsor
Name
MOCEAN, LLC
EIN
95-4785612
Address
2440 SOUTH SEPULVEDA BLVD. · SUITE 150 · LOS ANGELES, CA · 90064
Phone
(310) 481-0500
Industry
Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
HOLTHOUSE CARLIN & VAN TRIGT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ACCELERATE RETIREMENT | 92-2678185 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $92K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ACTUARIAL BENEFITS CORP | 20-1052442 | — | OTHER SERVICES | $0 | — |
| MORNINGSTAR INVESTMENT MGMT | 36-4317381 | — | INV ADV PARTICIPANTS | $0 | — |
Investments
32 direct securities · 1 pooled fund· $25.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$25.2M
32 holdings
Common Collective Trust
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2035 Target Date Retirement Fund Asset Allocation Mutual Fund | — | — | — | $4.3M | 16.8% | |
| American Funds 2045 Target Date Retirement Fund Asset Allocation Mutual Fund | — | — | — | $3.2M | 12.5% | |
| American Funds 2040 Target Date Retirement Fund Asset Allocation Mutual Fund | — | — | — | $2.7M | 10.6% | |
| American Funds 2050 Target Date Retirement Fund Asset Allocation Mutual Fund | — | — | — | $2.6M | 10.4% | |
| DFA U.S. Large Company Fund Mutual Fund | — | — | — | $1.9M | 7.6% | |
| American Funds 2055 Target Date Retirement Fund Asset Allocation Mutual Fund | — | — | — | $1.6M | 6.4% | |
| American Funds American Balanced Fund Mutual Fund | — | — | — | $950K | 3.8% | |
| American Funds 2020 Target Date Retirement Fund Asset Allocation Mutual Fund 22 American Funds 2025 Target Date Retirement Fund Asset Allocation Mutual Fund | — | — | — | $829K | 3.3% | |
| American Funds 2060 Target Date Retirement Fund Asset Allocation Mutual Fund | — | — | — | $815K | 3.2% | |
| Principal Diversified International Fund Mutual Fund | — | — | — | $751K | 3.0% | |
| American Funds 2030 Target Date Retirement Fund Asset Allocation Mutual Fund | — | — | — | $662K | 2.6% | |
| JPMorgan Growth Advantage Fund Mutual Fund | — | — | — | $592K | 2.3% | |
| Columbia Dividend Income Fund Mutual Fund | — | — | — | $539K | 2.1% | |
| American Funds New World Mutual Fund | — | — | — | $442K | 1.7% | |
| Fully benefit-responsive investment contract * Principal Fixed Income Guaranteed Option Guaranteed Interest Contract | — | — | — | $406K | 1.6% | |
| Investments T. Rowe Price Floating Rate Fund Mutual Fund | — | — | — | $331K | 1.3% | |
| PGIM High Yield Fund Mutual Fund | — | — | — | $323K | 1.3% | |
| Principal Real Estate Securities Fund Mutual Fund | — | — | — | $295K | 1.2% | |
| Fidelity Small Cap Index Fund Mutual Fund | — | — | — | $278K | 1.1% | |
| The Hartford Strategic Income Fund Mutual Fund | — | — | — | $269K | 1.1% | |
| MFS Mid Cap Value Fund Mutual Fund | — | — | — | $241K | 1.0% | |
| BlackRock Strategic Global Bond Fund Mutual Fund | — | — | — | $238K | 0.9% | |
| Vanguard Mid-Cap Index Fund Mutual Fund | — | — | — | $217K | 0.9% | |
| Fidelity Advisor Total Bond Fund Mutual Fund | — | — | — | $160K | 0.6% | |
| Macquarie Mid Cap Growth Fund Mutual Fund | — | — | — | $142K | 0.6% | |
| American Funds 2065 Target Date Retirement Fund Asset Allocation Mutual Fund | — | — | — | $131K | 0.5% | |
| Victory Sycamore Small Company Opportunity Fund Mutual Fund | — | — | — | $112K | 0.4% | |
| American Century Small Cap Growth Fund Mutual Fund | — | — | — | $107K | 0.4% | |
| American Funds 2015 Target Date Retirement Fund Asset Allocation Mutual Fund | — | — | — | $53K | 0.2% | |
| Fidelity Advisor International Growth Fund Mutual Fund | — | — | — | $32K | 0.1% | |
| American Funds Mortgage Fund Mutual Fund | — | — | — | $8K | <0.1% | |
| BlackRock Commodity Strategies Fund Mutual Fund | — | — | — | $6K | <0.1% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |