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Original filing (PDF)20251013113818NAL0000554211001
SECURITY INDUSTRY SPECIALISTS, INC.
Form 5500
FILING_RECEIVED
SIS 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
2,525
Accounts w/ balance
2,616
Plan assets (EOY)
$56.7M
Net assets (EOY)
$56.7M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
- 53 bps in Schedule C fees — 233% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SECURITY INDUSTRY SPECIALISTS, INC..
Plan sponsor
Name
SECURITY INDUSTRY SPECIALISTS, INC.
EIN
95-4751935
Address
6071 BRISTOL PARKWAY · CULVER CITY, CA · 90230
Phone
(310) 215-5100
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
RICHARDSON KONTOGOURIS EMERSON LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $222K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DIVERSIFY ADVISORY SERVICES LLC | 92-0397260 | — | CONSULTANT | $80K | — |
| WEALTHSOURCE MANAGEMENT | 37-1797345 | SAN LUIS OBISPO, CA | INVESTMENT ADVISOR | $0 | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
28 direct securities· $56.7M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds American Funds 2030 Target Date Retirement Fund Class R-6 | — | — | — | $7.7M | 13.7% | |
| American Funds American Funds 2035 Target Date Retirement Fund Class R-6 | — | — | — | $5.6M | 9.8% | |
| Fidelity 500 Index Fund | — | — | — | $4.9M | 8.7% | |
| Fidelity Advisor Growth Opportunities Fund - Class Z | — | — | — | $4.2M | 7.5% | |
| American Funds American Funds 2055 Target Date Retirement Fund Class R-6 | — | — | — | $4.1M | 7.3% | |
| American Funds American Funds 2025 Target Date Retirement Fund Class R-6 | — | — | — | $4.1M | 7.3% | |
| American Funds American Funds 2050 Target Date Retirement Fund Class R-6 | — | — | — | $4.1M | 7.2% | |
| American Funds American Funds 2045 Target Date Retirement Fund Class R-6 | — | — | — | $3.1M | 5.5% | |
| American Funds American Funds 2040 Target Date Retirement Fund Class R-6 | — | — | — | $2.8M | 5.0% | |
| American Funds American Funds 2060 Target Date Retirement Fund Class R-6 | — | — | — | $2.6M | 4.7% | |
| American Funds American Funds 2020 Target Date Retirement Fund Class R-6 | — | — | — | $2.0M | 3.5% | |
| maturing through November 2031 | — | — | — | $1.6M | 2.8% | |
| American Funds American Funds American Mutual Fund Class R-6 | — | — | — | $1.3M | 2.3% | |
| Fidelity Government Money Market Fund Class K6 | — | — | — | $1.2M | 2.2% | |
| American Funds American Funds 2015 Target Date Retirement Fund Class R-6 | — | — | — | $1.1M | 1.9% | |
| Fidelity Nasdaq Composite Index Fund | — | — | — | $769K | 1.4% | |
| Fidelity U.S. Bond Index Fund | — | — | — | $695K | 1.2% | |
| MFS Mid Cap Growth Fund Class R6 | — | — | — | $658K | 1.2% | |
| American Funds American Funds 2065 Target Date Retirement Fund Class R-6 | — | — | — | $646K | 1.1% | |
| American Funds American Funds 2010 Target Date Retirement Fund Class R-6 | — | — | — | $557K | 1.0% | |
| Vanguard Small Cap Value Index Fund Admiral Shares | — | — | — | $539K | 1.0% | |
| Columbia Small Cap Growth Fund Institutional 3 Class | — | — | — | $429K | 0.8% | |
| Fidelity Mid Cap Index Fund | — | — | — | $369K | 0.7% | |
| American Century American Century Mid Cap Value Fund R6 Class | — | — | — | $368K | 0.6% | |
| Invesco Global Focus Fund Class R6 | — | — | — | $303K | 0.5% | |
| MFS International Diversification Fund Class R6 | — | — | — | $302K | 0.5% | |
| Cohen & Steers Cohen & Steers Real Estate Securities Fund, Inc. Class Z | — | — | — | $277K | 0.5% | |
| Fidelity Intermediate Treasury Bond Index Fund | — | — | — | $147K | 0.3% |
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