Original filing (PDF)20240920190952NAL0013941648001

National Funding, Inc.

Name: National Funding, Inc. — National Funding, Inc., Form 5500 (2023)
Creator: National Funding, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

National Funding, Inc. 401(k) Plan

401(k) retirement plan · National Funding, Inc.'s National Funding, Inc. 401(k) Plan held $14.1M in plan assets for 262 participants in 2023, with Principal as recordkeeper.

Signals · 1

Late participant contributions

Active participants

262

Accounts w/ balance

326

Plan assets (EOY)

$14.1M

Net assets (EOY)

$14.1M

How this plan invests

This plan

16 collective trusts

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Delinquent participant contributions reported (Schedule H 4a) — 298K (9% of contributions).
Total administrative cost in the bottom quartile of peers (22nd percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for NATIONAL FUNDING, INC..

Plan sponsor

Name

NATIONAL FUNDING, INC.

EIN

95-4724281all filings

Address

4380 LA JOLLA VILLAGE DRIVE · SAN DIEGO, CA · 92122

Phone

(888) 733-2383

Industry

Real Estate

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-01-01

Tax period

2023-12-31

Filed

2024-09-20

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
PRINCIPAL LIFE INSURANCE COMPANY	42-0127290	—	CONTRACT ADMIN	$29K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
MERRILL LYNCH PIERCE FENNER & SMITH	13-5674085	—	CONSULTANT	$39K	—

Investments

16 pooled funds· $11.9M(84% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

			% of plan
PRINCIPAL LIFETIME 2045 SEP ACCT-Z PRINCIPAL LIFE INSURANCE CO · EIN 42-0127290 / PN 113	Pooled Separate Account	$3.0M	21.4%
PRINCIPAL LIFETIME 2050 SEP ACCT-Z PRINCIPAL LIFE INSURANCE CO · EIN 42-0127290 / PN 078	Pooled Separate Account	$2.5M	17.4%
PRINCIPAL LIFETIME 2055 SEP ACCT-Z PRINCIPAL LIFE INSURANCE CO · EIN 42-0127290 / PN 114	Pooled Separate Account	$1.5M	11.0%
PRINCIPAL LIFETIME 2040 SEP ACCT-Z PRINCIPAL LIFE INSURANCE CO · EIN 42-0127290 / PN 078	Pooled Separate Account	$1.3M	9.3%
PRINCIPAL LIFETIME 2035 SEP ACCT-Z PRINCIPAL LIFE INSURANCE CO · EIN 42-0127290 / PN 112	Pooled Separate Account	$1.1M	7.7%
PRINC LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE CO · EIN 42-0127290 / PN 016	Pooled Separate Account	$760K	5.4%
PRINCIPAL LIFETIME 2030 SEP ACCT-Z PRINCIPAL LIFE INSURANCE CO · EIN 42-0127290 / PN 077	Pooled Separate Account	$684K	4.9%
PRINCIPAL LIFETIME 2060 SEP ACCT-Z PRINCIPAL LIFE INSURANCE CO · EIN 42-0127290 / PN 130	Pooled Separate Account	$664K	4.7%
PRINCIPAL LIFETIME 2025 SEP ACCT-Z PRINCIPAL LIFE INSURANCE CO · EIN 42-0127290 / PN 111	Pooled Separate Account	$120K	0.9%
PRINCIPAL LIFETIME 2020 SEP ACCT-Z PRINCIPAL LIFE INSURANCE CO · EIN 42-0127290 / PN 076	Pooled Separate Account	$60K	0.4%
PRINCIPAL MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INURANCE CO · EIN 42-0127290 / PN 023	Pooled Separate Account	$56K	0.4%
PRINCIPAL LIFETIME 2065 SEP ACCT-Z PRINCIPAL LIFE INSURANCE CO · EIN 42-0127290 / PN 173	Pooled Separate Account	$54K	0.4%
PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE CO · EIN 42-0127290 / PN 028	Pooled Separate Account	$41K	0.3%
PRINCIPAL STRATEGIC INCOME SA-Z PRINCIPAL LIFE INSURANCE CO · EIN 42-0127290 / PN 080	Pooled Separate Account	$21K	0.1%
PRINCIPAL LIFETIME 2070 SEP ACCT-Z PRINCIPAL LIFE INSURANCE CO · EIN 42-0127290 / PN 179	Pooled Separate Account	$8K	<0.1%
PRINCIPAL LIFETIME 2070 SEP ACCT-Z PRINCIPAL LIFE INSURANCE CO · EIN 42-0127290 / PN 110	Pooled Separate Account	$888	<0.1%