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Original filing (PDF)20250826131248NAL0015135760001
AMWEST FUNDING CORP.
Form 5500
FILING_RECEIVED
AMWEST FUNDING CORP. 401(K) PLAN AND TRUST
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
128
Accounts w/ balance
140
Plan assets (EOY)
$13.9M
Net assets (EOY)
$13.9M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (5 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AMWEST FUNDING CORP..
Plan sponsor
Name
AMWEST FUNDING CORP.
EIN
95-4539084
Address
6 POINTE DRIVE, SUITE 300 · BREA, CA · 92821
Phone
(714) 831-3315
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-26
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
WEAVER & TIDWELL, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ECONOMIC GROUP PENSION SERVICES | 13-3180178 | — | THIRD PARTY ADMIN | $0 | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE AND ANNUI | 71-0294708 | — | SERVICE PROVIDER | $7K | — |
| BALDWIN GROUP WEALTH ADVISORS LLC | 47-5476782 | — | SERVICE PROVIDER | $0 | — |
Investments
28 direct securities · 1 pooled fund· $26.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$13.9M
28 holdings
Pooled Separate Account
$12.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VOYA SEPARATE ACCOUNT D VOYA RET.LIFE INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $12.3M | 88.4% | |
| Fidelity 500 Index Fund Pooled separate accounts - | — | — | — | $2.5M | 18.2% | |
| JPMorgan LgCp Grw Fnd R6 Pooled separate accounts - | — | — | — | $1.9M | 13.7% | |
| Voya Fixed Account (4450) Guaranteed interest account - | — | — | — | $1.5M | 10.8% | |
| BlackRock LifePath Ind 2045 Fd K Pooled separate accounts - | — | — | — | $972K | 7.0% | |
| BlackRock LifePath Ind 2040 Fd K Pooled separate accounts - | — | — | — | $900K | 6.5% | |
| BlackRock LifePath Ind 2035 Fd K Pooled separate accounts - | — | — | — | $888K | 6.4% | |
| BlackRock LifePath Ind Ret Fd K Pooled separate accounts - | — | — | — | $736K | 5.3% | |
| American Funds New World R6 Pooled separate accounts - | — | — | — | $653K | 4.7% | |
| Fidelity International Idx Fd Pooled separate accounts - | — | — | — | $465K | 3.3% | |
| BlackRock LifePath Ind 2030 Fd K Pooled separate accounts - | — | — | — | $393K | 2.8% | |
| JPMorgan Equity Income Fund R6 Pooled separate accounts - | — | — | — | $345K | 2.5% | |
| JPMorgan Core Plus Bond Fund R6 Pooled separate accounts - | — | — | — | $312K | 2.2% | |
| Fidelity Mid Cap Index Fd Pooled separate accounts - | — | — | — | $301K | 2.2% | |
| PGIM High Yield Fund R6 Pooled separate accounts - | — | — | — | $246K | 1.8% | |
| Fidelity US Bd Idx Fund Pooled separate accounts - | — | — | — | $228K | 1.6% | |
| Fidelity Sm Cp Ind Fund Pooled separate accounts - | — | — | — | $211K | 1.5% | |
| BlackRock LifePath Ind 2055 Fd K Pooled separate accounts - | — | — | — | $188K | 1.4% | |
| Small Cap Value Fund II R1 Pooled separate accounts - | — | — | — | $155K | 1.1% | |
| Principal Real Estate Secs Fd R6 Pooled separate accounts - | — | — | — | $150K | 1.1% | |
| MFS New Discovery Fund R6 Pooled separate accounts - | — | — | — | $144K | 1.0% | |
| BlackRock LifePath Ind 2060 Fd K Pooled separate accounts - | — | — | — | $143K | 1.0% | |
| International Growth Fund II R1 Pooled separate accounts - | — | — | — | $136K | 1.0% | |
| Varying maturity dates, * Notes receivable from participants interest rates at 9.75% to 10.5% - | — | — | — | $105K | 0.8% | |
| Victory Sycmr Established Value F Pooled separate accounts - | — | — | — | $97K | 0.7% | |
| MFS Mid Cap Growth Fund R6 Pooled separate accounts - | — | — | — | $96K | 0.7% | |
| BlackRock LifePath Ind 2050 Fd K Pooled separate accounts - | — | — | — | $75K | 0.5% | |
| Pitnam Lrg Cp Val Fd - CI R6 Pooled separate accounts - | — | — | — | $14K | 0.1% | |
| Voya Gov Money Mkt Fnd A (Hold Act) Pooled separate accounts - | — | — | — | $10K | <0.1% |