How big is Amwest Funding Corp.'s plan?

Amwest Funding Corp.'s plan reported $13.9M in assets and 128 participants for 2024.

Original filing (PDF)20250826131248NAL0015135760001

Amwest Funding Corp.

Name: Amwest Funding Corp. — Amwest Funding Corp. 401(k), Form 5500 (2024)
Creator: Amwest Funding Corp.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Amwest Funding Corp. 401(k) Plan and Trust

401(k) retirement plan · Amwest Funding Corp.'s Amwest Funding Corp. 401(k) Plan and Trust held $13.9M in plan assets for 128 participants in 2024, with Voya as recordkeeper.

Active participants

128

Accounts w/ balance

140

Plan assets (EOY)

$13.9M

Net assets (EOY)

$13.9M

People on this filing

Carol SIM signed Amwest Funding Corp.'s 2024 Form 5500 as plan administrator.

Carol SIM — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Amwest Funding Corp.'s EIN is 95-4539084.

EIN 95-4539084

Plan number 001

Plan year 2024

ACK ID 20250826131248NAL0015135760001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Amwest Funding Corp. from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Amwest Funding Corp.'s plan includes profit-sharing, a 401(k) feature, ERISA 404(c) participant direction, a default investment (QDIA).

Decision-maker contacts

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How this plan invests

This plan

1 pooled trust

Schedule D

28 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Plan sponsor

Name

AMWEST FUNDING CORP.

EIN

all filings

Address

6 POINTE DRIVE, SUITE 300 · BREA, CA · 92821

Phone

(714) 831-3315

Industry

Finance & Insurance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-08-26

Pension benefit codes

2E · Profit-sharing

2J · 401(k) feature

2K · 401(m) arrangement

2F · ERISA section 404(c)

2G · Total participant-directed accounts

3D · Pre-approved plan (master / prototype / VS)

2T · Default investment account (QDIA)

Audit & trust (Schedule H)

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
VOYA RETIREMENT INSURANCE AND ANNUI	71-0294708	—	SERVICE PROVIDER	$7K	—

Investment manager

Name	EIN	Location	Relation	Direct comp	Indirect comp
BALDWIN GROUP WEALTH ADVISORS LLC	47-5476782	—	SERVICE PROVIDER	$0	—

Investments

28 direct securities · 1 pooled fund· $26.2M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.

Pooled Separate Account

$12.3M

1 holding

Pooled Separate Accounts

$12.3M

26 holdings

Other securities

$1.5M

1 holding

Bonds / Notes

$105K

1 holding

					% of plan
VOYA SEPARATE ACCOUNT D VOYA RET.LIFE INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000	Pooled Separate Account	—	—	$12.3M	88.4%
Fidelity 500 Index Fund Pooled separate accounts -	Pooled Separate Accounts	—	—	$2.5M	18.2%
JPMorgan LgCp Grw Fnd R6 Pooled separate accounts -	Pooled Separate Accounts	—	—	$1.9M	13.7%
Voya Fixed Account (4450) Guaranteed interest account -	Other securities	—	—	$1.5M	10.8%
BlackRock LifePath Ind 2045 Fd K Pooled separate accounts -	Pooled Separate Accounts	—	—	$972K	7.0%
BlackRock LifePath Ind 2040 Fd K Pooled separate accounts -	Pooled Separate Accounts	—	—	$900K	6.5%
BlackRock LifePath Ind 2035 Fd K Pooled separate accounts -	Pooled Separate Accounts	—	—	$888K	6.4%
BlackRock LifePath Ind Ret Fd K Pooled separate accounts -	Pooled Separate Accounts	—	—	$736K	5.3%
American Funds New World R6 Pooled separate accounts -	Pooled Separate Accounts	—	—	$653K	4.7%
Fidelity International Idx Fd Pooled separate accounts -	Pooled Separate Accounts	—	—	$465K	3.3%
BlackRock LifePath Ind 2030 Fd K Pooled separate accounts -	Pooled Separate Accounts	—	—	$393K	2.8%
JPMorgan Equity Income Fund R6 Pooled separate accounts -	Pooled Separate Accounts	—	—	$345K	2.5%
JPMorgan Core Plus Bond Fund R6 Pooled separate accounts -	Pooled Separate Accounts	—	—	$312K	2.2%
Fidelity Mid Cap Index Fd Pooled separate accounts -	Pooled Separate Accounts	—	—	$301K	2.2%
PGIM High Yield Fund R6 Pooled separate accounts -	Pooled Separate Accounts	—	—	$246K	1.8%
Fidelity US Bd Idx Fund Pooled separate accounts -	Pooled Separate Accounts	—	—	$228K	1.6%
Fidelity Sm Cp Ind Fund Pooled separate accounts -	Pooled Separate Accounts	—	—	$211K	1.5%
BlackRock LifePath Ind 2055 Fd K Pooled separate accounts -	Pooled Separate Accounts	—	—	$188K	1.4%
Small Cap Value Fund II R1 Pooled separate accounts -	Pooled Separate Accounts	—	—	$155K	1.1%
Principal Real Estate Secs Fd R6 Pooled separate accounts -	Pooled Separate Accounts	—	—	$150K	1.1%
MFS New Discovery Fund R6 Pooled separate accounts -	Pooled Separate Accounts	—	—	$144K	1.0%
BlackRock LifePath Ind 2060 Fd K Pooled separate accounts -	Pooled Separate Accounts	—	—	$143K	1.0%
International Growth Fund II R1 Pooled separate accounts -	Pooled Separate Accounts	—	—	$136K	1.0%
Varying maturity dates, * Notes receivable from participants interest rates at 9.75% to 10.5% -	Bonds / Notes	—	—	$105K	0.8%
Victory Sycmr Established Value F Pooled separate accounts -	Pooled Separate Accounts	—	—	$97K	0.7%
MFS Mid Cap Growth Fund R6 Pooled separate accounts -	Pooled Separate Accounts	—	—	$96K	0.7%
BlackRock LifePath Ind 2050 Fd K Pooled separate accounts -	Pooled Separate Accounts	—	—	$75K	0.5%
Pitnam Lrg Cp Val Fd - CI R6 Pooled separate accounts -	Pooled Separate Accounts	—	—	$14K	0.1%
Voya Gov Money Mkt Fnd A (Hold Act) Pooled separate accounts -	Pooled Separate Accounts	—	—	$10K	<0.1%