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Original filing (PDF)20251015095459NAL0004233393001
COMPEX LEGAL SERVICES, INC.
Form 5500
FILING_RECEIVED
COMPEX 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 2
31% in single holdingNo recordkeeper disclosed
Active participants
426
Accounts w/ balance
194
Plan assets (EOY)
$10.2M
Net assets (EOY)
$10.2M
How this plan invests
This plan
11 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
83
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
84
Total plan cost
75
Vendor stack
80
Participation health
65
Knocking points off
- Top holding "Vanguard Vanguard Total Stock Mkt Idx A" is 31% of plan.
- No recordkeeper disclosed on Schedule C.
- Only 46% as many balances as active participants — suggests many active employees aren't deferring.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COMPEX LEGAL SERVICES, INC..
Plan sponsor
Name
COMPEX LEGAL SERVICES, INC.
EIN
95-4443964
Address
325 MAPLE AVENUE · TORRANCE, CA · 90503
Phone
(310) 782-1801
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
COHN REZNICK, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
No Schedule C providers reportedInvestments
11 direct securities· $10.2M(100% of reported assets)
Uncategorized
$7.9M
10 holdings
Mutual Funds
$2.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Total Stock Mkt Idx A | — | — | — | $3.2M | 31.4% | |
| Vanguard 500 Index Adm | Mutual Funds | — | — | $2.3M | 22.5% | |
| Vanguard Total Intl Stk I Adm | — | — | — | $1.6M | 15.6% | |
| Vanguard Total Bond Mkt I Adm | — | — | — | $1.3M | 13.0% | |
| Vanguard Mid Cap Index Adm | — | — | — | $755K | 7.4% | |
| DFA Commodity Strategy Port Inst 927 PIMCO Real Return GD Instl 324 Vanguard Short-Term BD Index FD Adm 327 Money Market Deposit Account * Schwab Bank Savings | — | — | — | $421K | 4.1% | |
| Vanguard Small Cap Index Adm | — | — | — | $368K | 3.6% | |
| various dates, secured by participant account balance | — | — | — | $168K | 1.7% | |
| Vanguard Emerg Mkts Stock Adm | — | — | — | $64K | 0.6% | |
| Cohen & Steers Cohen & Steers Realty Shares Z | — | — | — | $7K | <0.1% | |
| Schwab Un-invested cash | — | — | — | $3K | <0.1% |
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