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Original filing (PDF)20251014185506NAL0007191202001
CARUSO MANAGEMENT COMPANY, LTD.
Form 5500
FILING_RECEIVED
CARUSO MANAGEMENT COMPANY 401(K) RETIREMENT SAVINGS PLAN AND TRUST
401(k) retirement plan
Active participants
142
Accounts w/ balance
204
Plan assets (EOY)
$29.5M
Net assets (EOY)
$29.5M
How this plan invests
This plan
44 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CARUSO MANAGEMENT COMPANY, LTD..
Plan sponsor
Name
CARUSO MANAGEMENT COMPANY, LTD.
EIN
95-4339434
Address
101 THE GROVE DRIVE · LOS ANGELES, CA · 90036
Phone
(323) 900-8441
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PENSION ASSURANCE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $33K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SHUSTER ADVISORY GROUP LLC | — | PASADENA, CA | INVESTMENT ADVISOR | $38K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HOLTHOUSE CARLIN & VAN TRIGT LLP | — | PASADENA, CA | AUDITOR | $6K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $25K | — |
Investments
44 direct securities· $29.5M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Investments Fidelity 500 Index | — | — | — | $3.5M | 11.7% | |
| Vanguard Information Technology Index Admiral Fund | — | — | — | $3.1M | 10.5% | |
| Vanguard Target Retirement 2040 Fund | — | — | — | $2.0M | 6.6% | |
| Vanguard Growth Index Admiral Fund | — | — | — | $1.9M | 6.5% | |
| Empower Annuity Insurance Company of America Guaranteed Interest Fund | — | — | — | $1.8M | 6.2% | |
| Vanguard Small Cap Index Admiral Fund | — | — | — | $1.5M | 5.0% | |
| Vanguard Intermediate-Term Bond Index Admiral Fund | — | — | — | $1.2M | 3.9% | |
| Fidelity Investments Fidelity Mid Cap Index | — | — | — | $1.1M | 3.9% | |
| Vanguard Target Retirement 2055 Fund | — | — | — | $981K | 3.3% | |
| Vanguard Target Retirement 2050 Fund | — | — | — | $953K | 3.2% | |
| Fidelity Investments Fidelity Total Bond K6 Fund | — | — | — | $863K | 2.9% | |
| Vanguard Value Index Admiral Fund | — | — | — | $858K | 2.9% | |
| Fidelity Investments Fidelity Total Market Index | — | — | — | $858K | 2.9% | |
| American Funds American Funds New World Fund Class R6 | — | — | — | $806K | 2.7% | |
| Vanguard Target Retirement 2030 Fund | — | — | — | $788K | 2.7% | |
| Vanguard Developed Markets Index Admiral Fund | — | — | — | $785K | 2.7% | |
| Vanguard Target Retirement 2045 Fund | — | — | — | $777K | 2.6% | |
| Janus Henderson Janus Henderson Global Equity Income Class N ** 1 JPMorgan Large Cap Growth Fund R6 | — | — | — | $656K | 2.2% | |
| Vanguard Target Retirement 2020 Fund | — | — | — | $598K | 2.0% | |
| Vanguard Equity-Income Admiral Fund | — | — | — | $590K | 2.0% | |
| MFS International Growth Fund Class R6 | — | — | — | $514K | 1.7% | |
| Vanguard Target Retirement 2035 Fund | — | — | — | $369K | 1.2% | |
| Dimensional Fund Advisors DFA Global Equity Portfolio Institutional Class | — | — | — | $307K | 1.0% | |
| Dimensional Fund Advisors DFA Inflation-Protected Securities Class I | — | — | — | $289K | 1.0% | |
| MFS International Diversification Fund Class R6 | — | — | — | $270K | 0.9% | |
| GMO Quality Fund Class R6 | — | — | — | $258K | 0.9% | |
| Nuveen Real Estate Securities Select Fund R6 Class | — | — | — | $223K | 0.8% | |
| Vanguard Target Retirement 2025 Fund | — | — | — | $220K | 0.7% | |
| Participant Loans to participants, bearing interest rates ranged from 4.25% to 9.50% | — | — | — | $219K | 0.7% | |
| Vanguard Target Retirement 2060 Fund | — | — | — | $165K | 0.6% | |
| PIMCO Income Institutional Fund | — | — | — | $147K | 0.5% | |
| BlackRock Mid-Cap Growth Equity Portfolio Class K | — | — | — | $145K | 0.5% | |
| Vanguard Target Retirement Income Fund | — | — | — | $139K | 0.5% | |
| Columbia Threadneedle Columbia Small Cap Growth Fund Institutional 3 Class | — | — | — | $119K | 0.4% | |
| Vanguard Commodity Strategy Admiral Fund | — | — | — | $113K | 0.4% | |
| Macquarie Mid Cap Income Opportunities Fund Class R6 | — | — | — | $107K | 0.4% | |
| Franklin Templeton Investments BrandywineGLOBAL - Corporate Credit Fund Class IS | — | — | — | $93K | 0.3% | |
| Vanguard Target Retirement 2070 Fund | — | — | — | $80K | 0.3% | |
| Vanguard Health Care Index Admiral Fund | — | — | — | $70K | 0.2% | |
| Vanguard Target Retirement 2065 Fund | — | — | — | $49K | 0.2% | |
| Vanguard Materials Index Admiral Fund | — | — | — | $46K | 0.2% | |
| Vanguard Utilities Index Admiral Fund | — | — | — | $6K | <0.1% | |
| FullerThaler Behavioral Small-Cap Equity Fund R6 Shares | — | — | — | $4K | <0.1% | |
| Fidelity Investments Fidelity Advisor Small Cap Value Class Z | — | — | — | $2K | <0.1% |