LILY Harada signed Smart & Final LLC's 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Smart & Final LLC's EIN is 95-4079584.
Download the official 2024 Form 5500 (PDF) for Smart & Final LLC from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Smart & Final LLC's plan includes ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORD KEEPER | $736K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BENEFIT FINANCIAL SERVICES GROUP | — | IRVINE, CA | CONSULTANT | $62K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BAKER TILLY, US LLP | 30-1413441 | — | AUDITOR | $15K | — |
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| American Fds Gr Fd of America R6 Mutual fund | Other securities | — | — | $72.0M | 18.6% | |
| American Funds EuroPacific Gr R6 Mutual fund | Mutual Funds | — | — | $52.7M | 13.6% | |
| Metropolitan West Total Ret Bd M Mutual fund | Other securities | — | — | $44.8M | 11.6% | |
| American Funds Washington Mtl R6 Mutual fund | Mutual Funds | — | — | $41.6M | 10.8% | |
| Vanguard Instl Index Mutual fund | Mutual Funds | — | — | $36.3M | 9.4% | |
| Transamerica Guaranteed Inv Option Collective trust | Common Collective Trusts | — | — | $29.7M | 7.7% | |
| Insurance Company/General Account | Common Stocks | — | — | $29.7M | 7.7% | |
| maturing through May 2039 | Other securities | — | — | $22.9M | 5.9% | |
| Participants Notes Receivable with interest rates of 4.25% to 9.50% | Bonds / Notes | — | — | $22.9M | 5.9% | |
| Vanguard Total Bd Mkt Index Instl Mutual fund | Mutual Funds | — | — | $14.1M | 3.7% | |
| JHancock3 Disciplined Val Md cp R6 Mutual fund | Other securities | — | — | $13.5M | 3.5% | |
| BlackRock Mid-Cap Gr Eq Instl Mutual fund | Other securities | — | — | $12.6M | 3.3% | |
| Vanguard Small Cap Index Inst Mutual fund | Mutual Funds | — | — | $10.0M | 2.6% | |
| Fidelity Small Cap Gr K6 Mutual fund | Mutual Funds | — | — | $9.2M | 2.4% | |
| Vanguard Mid Cap Index Instl Mutual fund | Mutual Funds | — | — | $8.8M | 2.3% | |
| American Beacon Small Cap Val R5 Mutual fund | Other securities | — | — | $8.5M | 2.2% | |
| PGIM Glbl Total Return R6 Mutual fund | Other securities | — | — | $7.9M | 2.0% | |
| Instl US Govt Money Market Premier Mutual fund | Cash / Money Market | — | — | $206K | <0.1% | |
| TRANSAMERICA RET SOLUTIONS CT TRANSAMERICA RET SOLUTIONS CORP · EIN 04-6784256 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
