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Original filing (PDF)20250707113408NAL0005284832001
RIOS, INC.
Form 5500
FILING_RECEIVED
RIOS, INC. RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
259
Accounts w/ balance
259
Plan assets (EOY)
$23.9M
Net assets (EOY)
$23.9M
How this plan invests
This plan
14 pooled trusts
Schedule D
44 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 42 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RIOS, INC..
Plan sponsor
Name
RIOS, INC.
EIN
95-4019625
Address
3101 EXPOSITION PLACE · LOS ANGELES, CA · 90018
Phone
(323) 785-1800
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PENSION ASSURANCE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | 13-2638166 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $100K | — |
| ACTUARIAL BENEFITS CORP | 20-1054428 | — | CONTRACT ADMINISTRATOR | $0 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HOLTHOUSE CARLIN VAN TRIGT LLP | 95-4245526 | — | ACCOUNTANT | $0 | — |
Investments
31 direct securities · 14 pooled funds· $23.7M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$15.7M
13 holdings
Uncategorized
$7.8M
31 holdings
Pooled Separate Account
$203K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LIFETIME HYBR 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $4.3M | 17.9% | |
| PRIN LIFETIME HYBR 2055 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $2.9M | 12.1% | |
| PRIN LIFETIME HYBR 2040 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $2.4M | 10.1% | |
| PRIN LIFETIME HYBR 2045 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $2.0M | 8.4% | |
| BlackRock Advisors LLC iShares S&P 500 Index K Fund | — | — | — | $1.9M | 7.9% | |
| PRIN LIFETIME HYBR 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $1.9M | 7.8% | |
| PRIN LIFETIME HYBR 2035 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $1.2M | 5.0% | |
| Vanguard Group Vanguard LifeStrategy Growth Investor Fund | — | — | — | $607K | 2.5% | |
| PRIN LIFETIME HYBR 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $585K | 2.4% | |
| Capital Research and Management Co American Funds The Growth Fund of America R6 Fund | — | — | — | $507K | 2.1% | |
| Vanguard Group Vanguard Mid-Cap Growth Index Admiral Fund | — | — | — | $421K | 1.8% | |
| Vanguard Group Vanguard Energy Admiral Fund | — | — | — | $405K | 1.7% | |
| Columbia Management Advisors Columbia Global Technology Growth Inst3 | — | — | — | $380K | 1.6% | |
| Vanguard Group Vanguard Emerging Markets Stock Index Admiral Fund | — | — | — | $361K | 1.5% | |
| Massachusetts Financial Services Co MFS Value R6 Fund | — | — | — | $300K | 1.3% | |
| Dimensional Fund Advisors DFA International Core Equity I Fund | — | — | — | $291K | 1.2% | |
| Vanguard Group Vanguard Small-Cap Growth Index Admiral Fund | — | — | — | $245K | 1.0% | |
| PIMCO Income Institutional Fund | — | — | — | $232K | 1.0% | |
| Vanguard Group Vanguard Balanced Index Admiral Fund | — | — | — | $209K | 0.9% | |
| Capital Research and Management Co American Funds New Perspective R6 Fund | — | — | — | $208K | 0.9% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $203K | 0.8% | |
| Amundi Asset Management Pinoeer Multi-Asset Ultrashort Income Fund K | — | — | — | $203K | 0.8% | |
| Vanguard Group Vanguard Small-Cap Value Index Admiral Fund | — | — | — | $194K | 0.8% | |
| PRIN LIFETIME HYBR 2020 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $190K | 0.8% | |
| Vanguard Group Vanguard Utilities Index Admiral Fund | — | — | — | $190K | 0.8% | |
| PRIN LIFE TIME HYBR 2065 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $182K | 0.8% | |
| PIMCO International Bond (U.S. Dollar-Hedged) I Fund | — | — | — | $175K | 0.7% | |
| Participant Loans to participants, bearing interest from 5.25% to 10.50% | — | — | — | $171K | 0.7% | |
| Vanguard Group Vanguard Mid-Cap Value Index Admiral Fund | — | — | — | $161K | 0.7% | |
| Capital Research and Management Co American Funds Capital Income Builder R6 Fund | — | — | — | $127K | 0.5% | |
| Dimensional Fund Advisors DFA International Small Company I Fund | — | — | — | $94K | 0.4% | |
| Western Asset Management Co. Western Asset Core Plus Bond IS Fund | — | — | — | $88K | 0.4% | |
| Lord Abbett & Co LLC Lord Abbett Short Duration Income R6 Fund | — | — | — | $71K | 0.3% | |
| Columbia Management Advisors Columbia Quality Income I3 Fund ** 240 Dimensional Fund Advisors DFA Inflation-Protected Securities Portfolio I Fund | — | — | — | $70K | 0.3% | |
| PRIN LIFETIME HYBR 2025 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $61K | 0.3% | |
| Nuveen Asset Management Nuveen Large Cap Responsible Eq R6 | — | — | — | $56K | 0.2% | |
| PIMCO Real Estate Real Return Strategy I Fund | — | — | — | $48K | 0.2% | |
| Nuveen Asset Management Nuveen Social Choice International Eq R6 | — | — | — | $43K | 0.2% | |
| Vanguard Group Vanguard Health Care Admiral Fund | — | — | — | $43K | 0.2% | |
| Capital Research and Management Co American Funds EuroPacific Growth R6 Fund | — | — | — | $41K | 0.2% | |
| Vanguard Group Vanguard LifeStrategy Income Investor Fund | — | — | — | $15K | <0.1% | |
| PRIN LIFETIME HYBR 2015 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $8K | <0.1% | |
| Principal Global Investors Trust Company Principal Lifetime Hybrid Inc CIT | — | — | — | $3K | <0.1% | |
| PRIN LIFE TIME HYBR INC. CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $3K | <0.1% | |
| PRIN LIFE TIME HYBR 2070 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $2K | <0.1% |