Original filing (PDF)20260209114539NAL0002650034001

JAMES KLEIN INSURANCE, INC.

Name: JAMES KLEIN INSURANCE, INC. — JAMES KLEIN INSURANCE SERVICE, INC. 401(K) PROFIT SHARING PLAN, Form 5500 (2024)
Creator: JAMES KLEIN INSURANCE, INC.

Form 5500-SF

FILING_RECEIVED

JAMES KLEIN INSURANCE SERVICE, INC. 401(K) PROFIT SHARING PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$771K

Net assets (EOY)

$771K

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for JAMES KLEIN INSURANCE, INC..

Plan sponsor

Name

JAMES KLEIN INSURANCE, INC.

EIN

95-3997031

Address

200 EAST SANDPOINTE, SUITE 510 · SANTA ANA, CA · 92707

Phone

(714) 918-0914

Industry

Insurance Agencies & Brokerages· Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-11-01

Tax period

2025-10-31

Filed

2026-02-09

Pension benefit codes

2E · Profit-sharing

2J · 401(k) feature

2K · 401(m) arrangement

2G · Total participant-directed accounts

2F · ERISA section 404(c)

3D · Pre-approved plan (master / prototype / VS)

2T · Default investment account (QDIA)

Audit & trust (Schedule H)

Service providers (Schedule C)

Small plans don't disclose service providers

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