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Original filing (PDF)20251007181028NAL0008683440001
E&S RING MANAGEMENT CORPORATION
Form 5500
FILING_RECEIVED
E&S RING MANAGEMENT CORPORATION 401(K) PLAN
401(k) retirement plan
Active participants
263
Accounts w/ balance
347
Plan assets (EOY)
$17.8M
Net assets (EOY)
$17.8M
How this plan invests
This plan
23 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 42 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for E&S RING MANAGEMENT CORPORATION.
Plan sponsor
Name
E&S RING MANAGEMENT CORPORATION
EIN
95-3977687
Address
11050 SANTA MONICA BLVD · 2ND FLOOR · W LOS ANGELES, CA · 90025
Phone
(310) 337-5400
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
JLK ROSENBERGER, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $34K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NFP RETIREMENT INC | 33-0905143 | — | ADVISOR | $40K | — |
Investments
28 direct securities · 23 pooled funds· $33.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$17.7M
28 holdings
Common Collective Trust
$15.7M
23 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Great Gray Trust Company | — | — | — | $4.0M | 22.8% | |
| FLEXPATH+MOD 2035 R1 GREAT GRAY TRUST COMPANY · EIN 47-3002484 / PN 001 | Common Collective Trust | — | — | $4.0M | 22.8% | |
| Great Gray Trust Company | — | — | — | $3.9M | 22.1% | |
| FLEXPATH+MOD RET R1 GREAT GRAY TRUST COMPANY · EIN 47-2851418 / PN 001 | Common Collective Trust | — | — | $3.9M | 22.1% | |
| Great Gray Trust Company | — | — | — | $2.1M | 11.9% | |
| FLEXPATH+MOD 2045 R1 GREAT GRAY TRUST COMPANY · EIN 47-3071639 / PN 001 | Common Collective Trust | — | — | $2.1M | 11.9% | |
| Great Gray Trust Company | — | — | — | $1.5M | 8.2% | |
| FLEXPATH+MOD 2055 R1 GREAT GRAY TRUST COMPANY · EIN 47-3188067 / PN 001 | Common Collective Trust | — | — | $1.5M | 8.2% | |
| Great Gray Trust Company | — | — | — | $1.2M | 6.6% | |
| BLKRK EQUITY INDEX GREAT GRAY TRUST COMPANY, LLC · EIN 20-3802168 / PN 001 | Common Collective Trust | — | — | $1.2M | 6.6% | |
| Great Gray Trust Company | — | — | — | $1.1M | 6.2% | |
| LARGE CAP GRTH II I1 GREAT GRAY TRUST COMPANY · EIN 82-4435820 / PN 375 | Common Collective Trust | — | — | $1.1M | 6.2% | |
| Great Gray Trust Company | — | — | — | $623K | 3.5% | |
| FLEXPATH+CON RET R1 GREAT GRAY TRUST COMPANY · EIN 47-2916729 / PN 001 | Common Collective Trust | — | — | $623K | 3.5% | |
| Columbia Contrarian Core Fund | — | — | — | $459K | 2.6% | |
| Janus Henderson Enterprise | — | — | — | $451K | 2.5% | |
| Great Gray Trust Company | — | — | — | $408K | 2.3% | |
| STABLE VALUE FUND I1 GREAT GRAY TRUST COMPANY · EIN 85-4031707 / PN 653 | Common Collective Trust | — | — | $408K | 2.3% | |
| Great Gray Trust Company | — | — | — | $377K | 2.1% | |
| MID CAP VALUE FEE I1 GREAT GRAY TRUST COMPANY · EIN 38-4139852 / PN 630 | Common Collective Trust | — | — | $377K | 2.1% | |
| Plan Participants | — | — | — | $370K | 2.1% | |
| Fidelity Management Trust Company | — | — | — | $290K | 1.6% | |
| Fidelity Management Trust Company | — | — | — | $183K | 1.0% | |
| Great Gray Trust Company | — | — | — | $143K | 0.8% | |
| SMALL CAP GR II I1 GREAT GRAY TRUST COMPANY · EIN 38-4126288 / PN 592 | Common Collective Trust | — | — | $143K | 0.8% | |
| JP Morgan | — | — | — | $126K | 0.7% | |
| Great Gray Trust Company | — | — | — | $106K | 0.6% | |
| FLEXPATH+MOD 2065 R1 GREAT GRAY TRUST COMPANY, LLC · EIN 47-3216409 / PN 242 | Common Collective Trust | — | — | $106K | 0.6% | |
| Victory Capital Management Inc. | — | — | — | $97K | 0.5% | |
| Great Gray Trust Company | — | — | — | $73K | 0.4% | |
| FLEXPATH+AGR 2055 R1 GREAT GRAY TRUST COMPANY · EIN 47-3170652 / PN 001 | Common Collective Trust | — | — | $73K | 0.4% | |
| Great Gray Trust Company | — | — | — | $72K | 0.4% | |
| FLEXPATH+AGR 2035 R1 GREAT GRAY TRUST COMPANY · EIN 47-2987118 / PN 001 | Common Collective Trust | — | — | $72K | 0.4% | |
| Great Gray Trust Company | — | — | — | $50K | 0.3% | |
| FLEXPATH+AGR 2045 R1 GREAT GRAY TRUST COMPANY · EIN 47-3026996 / PN 001 | Common Collective Trust | — | — | $50K | 0.3% | |
| Fidelity Management Trust Company | — | — | — | $19K | 0.1% | |
| Great Gray Trust Company | — | — | — | $13K | <0.1% | |
| BR EAFE EQUITY INDEX GREAT GRAY TRUST COMPANY · EIN 20-3802495 / PN 007 | Common Collective Trust | — | — | $13K | <0.1% | |
| Great Gray Trust Company | — | — | — | $11K | <0.1% | |
| FLEXPATH+CON 2055 R1 GREAT GRAY TRUST COMPANY · EIN 47-3216409 / PN 001 | Common Collective Trust | — | — | $11K | <0.1% | |
| Great Gray Trust Company | — | — | — | $8K | <0.1% | |
| FLEXPATH+CON 2035 R1 GREAT GRAY TRUST COMPANY · EIN 47-3018134 / PN 001 | Common Collective Trust | — | — | $8K | <0.1% | |
| Great Gray Trust Company | — | — | — | $7K | <0.1% | |
| BR US DEBT INDEX GREAT GRAY TRUST COMPANY · EIN 20-3802445 / PN 010 | Common Collective Trust | — | — | $7K | <0.1% | |
| Great Gray Trust Company | — | — | — | $3K | <0.1% | |
| FLEXPATH+AGR RET R1 GREAT GRAY TRUST COMPANY · EIN 47-2836296 / PN 001 | Common Collective Trust | — | — | $3K | <0.1% | |
| Great Gray Trust Company | — | — | — | $2K | <0.1% | |
| FLEXPATH+AGR 2065 R1 GREAT GRAY TRUST COMPANY, LLC · EIN 47-3216409 / PN 240 | Common Collective Trust | — | — | $2K | <0.1% | |
| FLEXPATH+MOD 2025 R1 GREAT GRAY TRUST COMPANY · EIN 47-2950747 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH+CON 2025 R1 GREAT GRAY TRUST COMPANY · EIN 47-2961375 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| FLEXPATH+AGR 2025 R1 GREAT GRAY TRUST COMPANY · EIN 47-2935740 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
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