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Original filing (PDF)20251014155455NAL0003214689001
ELLIS GEORGE LLP
Form 5500
FILING_RECEIVED
ELLIS GEORGE LLP 401(K) PLAN
401(k) retirement plan
Active participants
74
Accounts w/ balance
155
Plan assets (EOY)
$13.2M
Net assets (EOY)
$13.2M
How this plan invests
This plan
20 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 49 bps in Schedule C fees — 70% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ELLIS GEORGE LLP.
Plan sponsor
Name
ELLIS GEORGE LLP
EIN
95-3970923
Address
2121 AVENUE OF THE STARS, 30TH FL · LOS ANGELES, CA · 90067
Phone
(310) 274-7100
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
KIECKHAFER SCHIFFER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO OF AM | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $29K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RBC CAPITAL MARKETS LLC | — | MINNEAPOLIS, MN | INVESTMENT ADVISOR | $37K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ACTUARIES UNLIMITED, INC. | — | ENCINO, CA | CONTRACT ADMIN | $0 | — |
Investments
20 direct securities· $12.6M(95% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2030 Target Date Retirement Fund R6 | — | — | — | $2.5M | 19.0% | |
| American Funds 2040 Target Date Retirement Fund R6 | — | — | — | $1.4M | 10.3% | |
| American Funds 2035 Target Date Retirement Fund R6 | — | — | — | $1.3M | 9.8% | |
| American Funds 2020 Target Date Retirement Fund R6 | — | — | — | $1.2M | 9.2% | |
| American Funds 2055 Target Date Retirement Fund R6 | — | — | — | $1.1M | 8.2% | |
| Charles Schwab Bank Self Directed Brokerage Accounts | — | — | — | $1.0M | 7.7% | |
| American Funds 2045 Target Date Retirement Fund R6 | — | — | — | $978K | 7.4% | |
| American Funds 2025 Target Date Retirement Fund R6 | — | — | — | $758K | 5.7% | |
| AB Government Money Market I | — | — | — | $572K | 4.3% | |
| Fidelity S&P 500 Index | — | — | — | $516K | 3.9% | |
| American Funds 2050 Target Date Retirement Fund R6 | — | — | — | $434K | 3.3% | |
| American Funds 2060 Target Date Retirement Fund R6 | — | — | — | $255K | 1.9% | |
| T. Rowe Price Growth Stock I | — | — | — | $209K | 1.6% | |
| Fidelity Extended Market Index | — | — | — | $94K | 0.7% | |
| MFS International Diversification R6 | — | — | — | $90K | 0.7% | |
| through May 2028) - | — | — | — | $81K | 0.6% | |
| MFS Value R6 | — | — | — | $76K | 0.6% | |
| Western Asset Core Plus Bond IS | — | — | — | $15K | 0.1% | |
| American Funds 2010 Target Date Retirement Fund R6 | — | — | — | $6K | <0.1% | |
| American Funds 2065 Target Date Retirement Fund R6 | — | — | — | $4K | <0.1% |
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