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Original filing (PDF)20250915051008NAL0000981152001
WARNER PACIFIC INSURANCE SERVICE
Form 5500
FILING_RECEIVED
WARNER PACIFIC INSURANCE SERVICES, INC. RETIREMENT PLAN
401(k) retirement plan
Active participants
515
Accounts w/ balance
433
Plan assets (EOY)
$49.4M
Net assets (EOY)
$49.4M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (12 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WARNER PACIFIC INSURANCE SERVICE.
Plan sponsor
Name
WARNER PACIFIC INSURANCE SERVICE
EIN
95-3959252
Address
32110 AGOURA ROAD · WESTLAKE VILLAGE, CA · 91361
Phone
(818) 225-0101
Industry
Insurance Agencies & Brokerages· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
HOLTHOUSE CARLIN & VAN TRIGT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $50K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | INVESTMENT ADVISOR | $0 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HCVT CERTIFIED PUBLIC ACCOUNTANTS | 95-4345526 | — | ACCOUNTANT | $11K | — |
Investments
27 direct securities · 1 pooled fund· $48.2M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$43.7M
27 holdings
Common Collective Trust
$4.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANG TOT STK MKT IDX - ADMIRAL | Registered Investment Companies | — | — | $7.4M | 14.9% | |
| PUTNAM STABLE VALUE FUND -50 PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $4.5M | 9.2% | |
| AB LARGE CAP GROWTH A | Registered Investment Companies | — | — | $4.5M | 9.1% | |
| COLUMBIA SMCPVL I - A | Registered Investment Companies | — | — | $4.0M | 8.0% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $3.2M | 6.5% | |
| AMERFDS 2035 TARG DATE RET-R4 | Registered Investment Companies | — | — | $3.0M | 6.1% | |
| AMERFDS 2030 TARG DATE RET-R4 | Registered Investment Companies | — | — | $2.7M | 5.5% | |
| BLACKROCK EQUITY DIVIDEND - A | Registered Investment Companies | — | — | $2.1M | 4.2% | |
| AMERICAN FUNDS AMER BAL - R4 | Registered Investment Companies | — | — | $1.9M | 3.9% | |
| AMERFDS 2025 TARG DATE RET-R4 | Registered Investment Companies | — | — | $1.9M | 3.8% | |
| AMERFDS 2040 TARG DATE RET-R4 | Registered Investment Companies | — | — | $1.7M | 3.5% | |
| AMERFDS 2045 TARG DATE RET-R4 | Registered Investment Companies | — | — | $1.7M | 3.4% | |
| BLACKROCK TOTAL RETURN - A | Registered Investment Companies | — | — | $1.6M | 3.3% | |
| AMERICAN FUNDS EURPAC GR FD-R4 | Registered Investment Companies | — | — | $1.4M | 2.9% | |
| AMERFDS 2055 TARG DATE RET-R4 | Registered Investment Companies | — | — | $1.2M | 2.5% | |
| AMERFDS 2050 TARG DATE RET-R4 | Registered Investment Companies | — | — | $1.1M | 2.2% | |
| VANGUARD TOT BND MKT IND- ADM | Registered Investment Companies | — | — | $865K | 1.7% | |
| DWS RREEF REAL EST SEC A | Registered Investment Companies | — | — | $670K | 1.4% | |
| AMERICAN FUNDS NEW WRLD - R4 | Registered Investment Companies | — | — | $590K | 1.2% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $493K | 1.0% | |
| AMERFDS 2020 TARG DATE RET-R4 | Registered Investment Companies | — | — | $376K | 0.8% | |
| AMERFDS 2060 TARG DATE RET-R4 | Registered Investment Companies | — | — | $365K | 0.7% | |
| HTFD SCHRODERS INTL STOCK SDR | Registered Investment Companies | — | — | $345K | 0.7% | |
| VAN FTSE ALL WLD EX US IDX ADM | Registered Investment Companies | — | — | $247K | 0.5% | |
| NEUBERGER & BERMAN GENESIS-INV | Registered Investment Companies | — | — | $158K | 0.3% | |
| VAN INTERNATIONAL VALUE - INV | Registered Investment Companies | — | — | $105K | 0.2% | |
| AMERFDS 2010 TARG DATE RET-R4 | Registered Investment Companies | — | — | $16K | <0.1% | |
| AMERFDS 2015 TARG DATE RET-R4 | Registered Investment Companies | — | — | $11K | <0.1% |