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Original filing (PDF)20251014164142NAL0004565264001
CALIFORNIA THOROUGHBRED TRAINERS
Form 5500
FILING_RECEIVED
CALIFORNIA THOROUGHBRED TRAINERS BACKSTRETCH EMPLOYEES' RETIREMENT SAVINGS PENSION PLAN
Defined-contribution retirement plan
Signals · 2
33% in single holdingNo recordkeeper disclosed
Active participants
933
Accounts w/ balance
1,163
Plan assets (EOY)
$24.4M
Net assets (EOY)
$24.4M
How this plan invests
This plan
18 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
83
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Vanguard Vanguard Target Retire 2030 Fd Inv" is 33% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CALIFORNIA THOROUGHBRED TRAINERS.
Plan sponsor
Name
CALIFORNIA THOROUGHBRED TRAINERS
EIN
95-3946289
Address
285 W. HUNTINGTON DRIVE · ARCADIA, CA · 91007
Phone
(626) 447-2145
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASCENSUS C/O FUTURE PLAN | — | CHICAGO, IL | TPA | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE AND ANNUI | 71-0294708 | — | SERVICE PROVIDER | $0 | — |
Investments
18 direct securities· $22.1M(91% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retire 2030 Fd Inv | — | — | — | $7.3M | 30.1% | |
| Vanguard Target Retire 2025 Fd Inv | — | — | — | $2.6M | 10.6% | |
| Merrill Lynch Preferred Deposit (BUS) | — | — | $2.4M | $2.4M | 9.7% | |
| Vanguard Target Retire 2035 Fd Inv | — | — | — | $2.1M | 8.7% | |
| Vanguard Target Retire 2040 Fd Inv | — | — | — | $1.6M | 6.6% | |
| Vanguard Target Retire 2045 Fd Inv | — | — | — | $1.5M | 6.1% | |
| Vanguard Target Retire 2050 Fd Inv | — | — | — | $1.3M | 5.2% | |
| Vanguard Target Retire 2020 Fd Inv | — | — | — | $1.0M | 4.3% | |
| Vanguard Target Retire 2055 Fd Inv | — | — | — | $877K | 3.6% | |
| Vanguard Vangrd Target Retire Inc Fd Inv | — | — | — | $497K | 2.0% | |
| Vanguard Target Retire 2060 Fd Inv | — | — | — | $475K | 1.9% | |
| Vanguard Target Retire 2065 Fd Inv | — | — | — | $296K | 1.2% | |
| Fully Benefit-Responsive Investment Contracts | — | — | — | $76K | 0.3% | |
| Vanguard Vangrd Target Retire 2070 Fd | — | — | — | $23K | <0.1% | |
| Vanguard Small-Cap Index Fnd Adm ** 663 Vanguard Total Int Stk In F Adm ** 609 * Voya Government Money Market Fd A (Hld Acct) | — | — | — | $18K | <0.1% | |
| Vanguard Growth Index Fund Adm | — | — | — | $6K | <0.1% | |
| Vanguard Federal Mny Mkt Fd Inv | — | — | — | $6K | <0.1% | |
| Vanguard Total Bond Market Index Fd Adm | — | — | — | $3K | <0.1% |