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Original filing (PDF)20241011184106NAL0012860563001
CALTROL, INC
Form 5500
FILING_RECEIVED
CALTROL, INC. 401K SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
307
Accounts w/ balance
392
Plan assets (EOY)
$27.3M
Net assets (EOY)
$27.3M
How this plan invests
This plan
4 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CALTROL, INC.
Plan sponsor
Name
CALTROL, INC
EIN
95-3926313
Address
1385 PAMA LN., STE 111 · LAS VEGAS, NV · 89119
Phone
(702) 966-1800
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2023
Plan year begin
2023-01-01
Tax period
2023-12-31
Filed
2024-10-11
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
EIDE BAILLY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | — | SAN RAFAEL, CA | INVESTMENT ADVISOR | $28K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PUTNAM INVESTMENTS | — | BOSTON, MA | RECORD-KEEPER | $41K | — |
Investments
4 pooled funds· $3.2M(12% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | $2.0M | 7.4% |
| FRS PUTNAM LG CAP VAL FUND CL GI PUTNAM INVESTMENTS · EIN 38-4065329 / PN 000 | Common Collective Trust | $786K | 2.9% |
| GG TR FIDELITY INST AM CORE FI CIT PUTNAM INVESTMENTS · EIN 38-7275326 / PN 001 | Common Collective Trust | $379K | 1.4% |
| FRS WESTERN ASSET CORE BOND CL GI AST WILMINGTON TRUST · EIN 82-4408926 / PN 000 | Common Collective Trust | $0 | <0.1% |