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Original filing (PDF)20250910163537NAL0021333761001
DUDEK
Form 5500
FILING_RECEIVED
DUDEK EMPLOYEE STOCK OWNERSHIP PLAN
Defined-contribution retirement plan
Signals · 2
99% in single holding99% employer stock
Active participants
525
Accounts w/ balance
565
Plan assets (EOY)
$45.5M
Net assets (EOY)
$33.5M
How this plan invests
This plan
8 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
50
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "DUDEK Company Common Stock (184,935 shares)" is 99% of plan.
- 99% of plan in employer / sponsor stock.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DUDEK.
Plan sponsor
Name
DUDEK
EIN
95-3873865
Address
605 THIRD STREET · ENCINITAS, CA · 92024
Phone
(760) 942-5147
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-10
Pension benefit codes
2I · Stock bonus
2P · Leveraged ESOP
2Q · S-corporation ESOP
3H · Sponsor in controlled / affiliated group
3I · Requires investment in employer securities
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL | 42-1520346 | — | RECORDKEEPER/BOOKKEEPER | $62K | — |
Trustee
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CORNERSTONE | — | WOLFFORTH, TX | TRUSTEE FEES | $53K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRAIRIE CAPITAL | 36-4072641 | — | VALUATION SERVICES | $40K | — |
Investments
8 direct securities· $43.0M(95% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| DUDEK Company Common Stock (184,935 shares) | — | — | $31.4M | $42.6M | 93.6% | |
| Vanguard 500 Index Fund Mutual Fund: 187 shares | — | — | $52K | $101K | 0.2% | |
| Schwab Treasury Obligations Money Fund Money Market Fund: 91334 shares | — | — | $91K | $91K | 0.2% | |
| Vanguard Dividend Appreciation Index Fund - Investor Shares Mutual Fund: 1205 shares | — | — | $35K | $64K | 0.1% | |
| Vanguard REIT Index Fund – Admiral Shares Mutual Fund: 386 shares | — | — | $44K | $49K | 0.1% | |
| Vanguard Small-Cap Growth Index Fund Mutual Fund: 483 shares | — | — | $30K | $48K | 0.1% | |
| Charles Schwab Bank Sweep – Interest-Bearing Bank Sweep Account | — | — | $40K | $40K | <0.1% | |
| Vanguard Short-Term Investment – Grade Fund Institutional Shares Mutual Fund: 1818 shares | — | — | $20K | $19K | <0.1% |
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