Original filing (PDF)20251015123900NAL0002420595002

Torrance Orthopedic & Sports Medicine Group

Name: Torrance Orthopedic & Sports Medicine Group — Form 5500 Plan 001 (2024)
Creator: Torrance Orthopedic & Sports Medicine Group
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Torrance Orthopedic & Sports Medicine Group 401 (K) Profit Sharing Plan

401(k) retirement plan · Torrance Orthopedic & Sports Medicine Group's Torrance Orthopedic & Sports Medicine Group 401 (K) Profit Sharing Plan reported $7.8M in plan assets in 2024, with Mutual of Omaha as recordkeeper.

Signals · 6

Late participant contributionsPossibly inadequate fidelity bond65% in single holdingHigh average account balance~97 bps in Sched C feesSelf-directed brokerage offered

Active participants

Accounts w/ balance

Plan assets (EOY)

$7.8M

Net assets (EOY)

$7.8M

How this plan invests

This plan

38 pooled trusts

Schedule D

11 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

100

Vendor & structure

100

Knocking points off

Delinquent participant contributions reported (Schedule H 4a) — 23K (98% of contributions).
Fidelity bond appears below the 10%-of-assets requirement.
Total administrative cost in the bottom quartile of peers (10th percentile).

Helping the score

High average account balance (100th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for TORRANCE ORTHOPEDIC & SPORTS MEDICINE GROUP.

Plan sponsor

Name

TORRANCE ORTHOPEDIC & SPORTS MEDICINE GROUP

EIN

all filings

Address

5215 TORRANCE BLVD #210 · TORRANCE, CA · 90503

Phone

(310) 265-3151

Industry

Offices of Physicians· Health Care & Social Assistance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-15

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2G · Total participant-directed accounts

2J · 401(k) feature

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

2R · Participant-directed brokerage (SDBA)

Audit & trust (Schedule H)

Service providers (Schedule C)

5 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
MUTUAL OF OMAHA	47-0246511	—	INVESTMENT COMPANY	$720	—

Broker

Name	EIN	Location	Relation	Direct comp	Indirect comp
UBS FINANCIAL SERVICES INC.	13-2638166	—	BROKERAGE	$49K	—
MERRILL LYNCH

Investments

11 direct securities · 38 pooled funds· $7.8M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Self-Directed Brokerage

$7.0M

6 holdings

Pooled Separate Account

$795K

38 holdings

Pooled Separate Accounts

$50K

5 holdings

					% of plan
UBS Financial Services Inc. - Brokerage Securities Self-Directed Brokerage Accounts	Self-Directed Brokerage	—	—	$5.1M	65.2%
Morgan Stanley - Brokerage Securities Self-Directed Brokerage Accounts	Self-Directed Brokerage	—	—	$1.3M	17.2%
Charles Schwab - Brokerage Securities Self-Directed Brokerage Accounts	Self-Directed Brokerage	—	—	$252K	3.2%
STATE STREET RETIRE RIGHT 2040 I ASCENSUS LLC · EIN 11-3665754 / PN 001	Pooled Separate Account	—	—	$204K	2.6%
STATE STREET RETIRE RIGHT RETIREMEN ASCENSUS LLC · EIN 11-3665754 / PN 001	Pooled Separate Account	—	—	$196K	2.5%
STATE STREET RETIRE RIGHT 2045 I ASCENSUS LLC · EIN 11-3665754 / PN 001	Pooled Separate Account	—	—	$162K	2.1%
Fidelity - Brokerage Securities Self-Directed Brokerage Accounts	Self-Directed Brokerage	—	—	$144K	1.8%
Cash Self-Directed Brokerage Accounts $	Self-Directed Brokerage	—	—	$110K	1.4%
STATE STREET RETIRE RIGHT 2055 I ASCENSUS LLC · EIN 11-3665754 / PN 001	Pooled Separate Account	—	—	$101K	1.3%
Northwestern Mutual - Brokerage Securities Self-Directed Brokerage Accounts	Self-Directed Brokerage	—	—	$71K	0.9%
RETIREMENT RIGHT STABLE VALUE ASCENSUS LLC · EIN 11-3665754 / PN 001	Pooled Separate Account	—	—	$29K	0.4%
Mutual Directions 3 Pooled Separate Account	Pooled Separate Accounts	—	—	$24K	0.3%
DIRECTIONS RISK BASED MODERATE I ASCENSUS LLC · EIN 11-3665754 / PN 001	Pooled Separate Account	—	—	$24K	0.3%
STATE STREET RETIRE RIGHT 2050 I ASCENSUS LLC · EIN 11-3665754 / PN 001	Pooled Separate Account	—	—	$18K	0.2%
Mutual Directions 4 Pooled Separate Account	Pooled Separate Accounts	—	—	$15K	0.2%
DIRECTIONS RISK BASED MOD AGGRESSIV ASCENSUS LLC · EIN 11-3665754 / PN 001	Pooled Separate Account	—	—	$15K	0.2%
STATE STREET RETIRE RIGHT 2025 I ASCENSUS LLC · EIN 11-3665754 / PN 001	Pooled Separate Account	—	—	$15K	0.2%
STATE STREET RETIRE RIGHT 2035 I ASCENSUS LLC · EIN 11-3665754 / PN 001	Pooled Separate Account	—	—	$11K	0.1%
Large Cap US Stock Pooled Separate Account	Pooled Separate Accounts	—	—	$6K	<0.1%
STATE STREET S& P 500 IDX LEND II ASCENSUS LLC · EIN 11-3665754 / PN 001	Pooled Separate Account	—	—	$6K	<0.1%
T ROWE PRICE GROWTH STOCK I ASCENSUS LLC · EIN 11-3665754 / PN 001	Pooled Separate Account	—	—	$5K	<0.1%
BLACKROCK HIGH YIELD PORTFOLIO K ASCENSUS LLC · EIN 11-3665754 / PN 001	Pooled Separate Account	—	—	$3K	<0.1%
Mid Cap Stock Index Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$3K	<0.1%
STATE STREET S&P MIDCAP IDX XIV ASCENSUS LLC · EIN 11-3665754 / PN 001	Pooled Separate Account	—	—	$3K	<0.1%
Small Cap Stock Index Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$2K	<0.1%
STATE STREET RUSS SM CAP LND II ASCENSUS LLC · EIN 11-3665754 / PN 001	Pooled Separate Account	—	—	$2K	<0.1%
STATE STREET RETIREMENT RIGHT 2065 UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET RETIREMENT RIGHT 2050 UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET RETIREMENT RIGHT 2055 UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET RETIREMENT RIGHT 2060 UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001	Pooled Separate Account	—	—	$0	<0.1%
INTERNATIONAL STOCK INDEX FUND UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001	Pooled Separate Account	—	—	$0	<0.1%
DIRESCTION 2-MOD CONSERVATIVE FUND UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001	Pooled Separate Account	—	—	$0	<0.1%
DIRECTION 3-MODERATE FUND UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001	Pooled Separate Account	—	—	$0	<0.1%
DIRECTION 4- MOD AGGRESSIVE FUND UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET RETIREMENT RIGHT 2045 UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET RETIREMENT RIGHT 2040 UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET RETIREMENT RIGHT 2035 UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET RETIREMENT RIGHT 2030 UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET RETIREMENT RIGHT 2025 UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET RETIREMENT RIGHT 2020 UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET RETIREMENT RIGHT UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001	Pooled Separate Account	—	—	$0	<0.1%
GUARANTED ACCOUNT UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001	Pooled Separate Account	—	—	$0	<0.1%
ALLSPRING EMERGING MKTS EQ FUND UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001	Pooled Separate Account	—	—	$0	<0.1%
T. ROWE PRICE GROWTH STOCK PORT UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001	Pooled Separate Account	—	—	$0	<0.1%
STOCK MARKET INDEX FUND UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001	Pooled Separate Account	—	—	$0	<0.1%
SMALL CAP STOCK INDEX FUND UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001	Pooled Separate Account	—	—	$0	<0.1%
MID CAP STOCK INDEX FUND UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001	Pooled Separate Account	—	—	$0	<0.1%
COHEN & STEERS INSTITUTIONAL UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001	Pooled Separate Account	—	—	$0	<0.1%
BLACKROCK HIGH YIELD BOND PORTFOLIO UNITED OF OMAHA LIFE INSURANCE COMPANY · EIN 43-1795138 / PN 001	Pooled Separate Account	—	—	$0	<0.1%