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Original filing (PDF)20250911174030NAL0000474433001
SOUTHWESTERN INDUSTRIES, INC.
Form 5500
FILING_RECEIVED
SOUTHWESTERN INDUSTRIES, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
26% in single holding
Active participants
162
Accounts w/ balance
132
Plan assets (EOY)
$26.4M
Net assets (EOY)
$26.4M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "GALLIARD STBLE RTN C Common/Collective Trust" is 26% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SOUTHWESTERN INDUSTRIES, INC..
Plan sponsor
Name
SOUTHWESTERN INDUSTRIES, INC.
EIN
95-3746481
Address
2615 HOMESTEAD PLACE · RANCHO DOMINGUEZ, CA · 90220
Phone
(310) 608-4422
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-11
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WINDES, INC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $15K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| OPPENHEIMER & CO INC | 13-5657518 | — | ADVISOR | $39K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $7K | — |
Investments
26 direct securities · 1 pooled fund· $26.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$19.5M
26 holdings
Common Collective Trust
$6.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| GALLIARD STBLE RTN C WELLS FARGO BANK, N.A. · EIN 52-2250946 / PN 001 | Common Collective Trust | — | — | $6.8M | 25.9% | |
| FID FDM IDX 2025 IPR Mutual Fund | — | — | — | $2.7M | 10.1% | |
| FID 500 INDEX Mutual Fund | — | — | — | $2.6M | 10.0% | |
| FID FDM IDX 2035 IPR Mutual Fund | — | — | — | $2.5M | 9.5% | |
| FID FDM IDX 2030 IPR Mutual Fund | — | — | — | $2.2M | 8.4% | |
| JPM GROWTH ADVTG R6 Mutual Fund | — | — | — | $1.9M | 7.2% | |
| FID FDM IDX 2040 IPR Mutual Fund | — | — | — | $1.2M | 4.7% | |
| FID FDM IDX 2055 IPR Mutual Fund | — | — | — | $727K | 2.8% | |
| FID FDM IDX 2045 IPR Mutual Fund | — | — | — | $682K | 2.6% | |
| FID TOTAL BOND Mutual Fund | — | — | — | $609K | 2.3% | |
| AF INTL VANTAGE R6 Mutual Fund | — | — | — | $594K | 2.3% | |
| JH DSCPL VAL MDCP R6 Mutual Fund | — | — | — | $560K | 2.1% | |
| FID FDM IDX 2015 IPR Mutual Fund | — | — | — | $500K | 1.9% | |
| PUTN LG CAP VAL Y Mutual Fund | — | — | — | $444K | 1.7% | |
| AB SM CAP GRTH Z Mutual Fund | — | — | — | $417K | 1.6% | |
| FID FDM IDX 2020 IPR Mutual Fund | — | — | — | $394K | 1.5% | |
| FID MID CAP IDX Mutual Fund | — | — | — | $331K | 1.3% | |
| FID FDM IDX 2050 IPR Mutual Fund | — | — | — | $313K | 1.2% | |
| FID INFL PR BD IDX Mutual Fund | — | — | — | $176K | 0.7% | |
| FID SM CAP IDX Mutual Fund | — | — | — | $160K | 0.6% | |
| TRP MID CAP GROWTH Mutual Fund | — | — | — | $147K | 0.6% | |
| AS SPL MID CP VAL IS Mutual Fund | — | — | — | $93K | 0.4% | |
| FID FDM IDX 2065 IPR Mutual Fund | — | — | — | $92K | 0.4% | |
| FID FDM IDX 2060 IPR Mutual Fund | — | — | — | $89K | 0.3% | |
| FH IS HIGH YLD BD IS Mutual Fund | — | — | — | $52K | 0.2% | |
| ABF SM CAP VALUE Y Mutual Fund | — | — | — | $14K | <0.1% | |
| DWS R REAL ESTATE R6 Mutual Fund | — | — | — | $1K | <0.1% |