Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HOFFMAN SHORT RUBIN DEWINTER SANDER | — | COVINA, CA | AUDITOR | $12K | — |
| Name | EIN | Location | Relation |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower Aggressive Profile Fund 545,943 shares | — | — | — | $3.1M | 16.9% | |
| Empower Large Cap Growth Inv 289,858 shares | — | — | — | $3.0M | 16.5% | |
| Empower Moderate Profile Fund 337,948 shares | — | — | — | $2.1M | 11.8% | |
| Empower S&P 500 Index Fund I 51,930 shares | — | — | — | $2.0M | 10.8% |
| Direct comp |
|---|
| Indirect comp |
|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $17K | — |
| MORNINGSTAR INC DBA MORNINGSTAR ASS | — | CHICAGO, IL | OTHER | $3K | — |
| Guaranteed Portfolio Fund | — | — | — | $1.9M | 10.6% |
| Empower International Index Fund 69,222 shares | — | — | — | $861K | 4.8% |
| Invesco Comstock R 20,078 shares | — | — | — | $574K | 3.2% |
| Empower Bond Index Fund 35,167 shares | — | — | — | $441K | 2.4% |
| Invesco Oppenheimer Global Fund A 4,691 shares | — | — | — | $439K | 2.4% |
| Clearbridge Small Cap Growth A 10,437 shares | — | — | — | $357K | 2.0% |
| MFS Mid Cap Value R3 11,617 shares | — | — | — | $354K | 2.0% |
| Empower T. Rowe Price Mid-Cap Growth 8,988 shares | — | — | — | $338K | 1.9% |
| Empower Lifetime 2050 Fund II T1 25,776 shares | — | — | — | $294K | 1.6% |
| Empower Multi Sector Bond Investor 21,541 shares | — | — | — | $279K | 1.5% |
| Baron Emerging Markets Retail 12,908 shares | — | — | — | $193K | 1.1% |
| Empower Lifetime 2055 Fund II T1 9,924 shares | — | — | — | $174K | 1.0% |
| Macquarie Small Cap Value A 1,054 shares | — | — | — | $169K | 0.9% |
| Empower Real Estate Index 11,808 shares | — | — | — | $143K | 0.8% |
| Empower Lifetime 2040 Fund II T1 12,470 shares | — | — | — | $135K | 0.7% |
| Empower Lifetime 2035 Fund II T1 8,619 shares | — | — | — | $117K | 0.6% |
| Invesco Oppenheimer International Growth A 3,371 shares | — | — | — | $107K | 0.6% |
| Empower Conservative Profile Fund 13,692 shares | — | — | — | $102K | 0.6% |
| Blackrock High Yield Bond Inv A 14,174 shares | — | — | — | $100K | 0.6% |
| Empower Lifetime 2025 Fund II T1 5,372 shares | — | — | — | $74K | 0.4% |
| Empower Lifetime 2015 Fund II T1 4,854 shares | — | — | — | $63K | 0.3% |
| DWS Enhanced Commodity Strategy 9,883 shares | — | — | — | $55K | 0.3% |
| Empower Lifetime 2030 Fund II T1 4,617 shares | — | — | — | $49K | 0.3% |
| Empower Lifetime 2020 Fund II T1 3,512 shares | — | — | — | $36K | 0.2% |
| PIMCO Real Return A 3,350 shares | — | — | — | $33K | 0.2% |
| Empower Lifetime 2045 Fund II T1 850 shares | — | — | — | $11K | <0.1% |
