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Original filing (PDF)20251009124717NAL0003582291001
GOLDENWEST DIAMOND CORPORATION
Form 5500
FILING_RECEIVED
GOLDENWEST DIAMOND CORPORATION 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
167
Accounts w/ balance
120
Plan assets (EOY)
$8.7M
Net assets (EOY)
$8.7M
How this plan invests
This plan
16 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GOLDENWEST DIAMOND CORPORATION.
Plan sponsor
Name
GOLDENWEST DIAMOND CORPORATION
EIN
95-3691055
Address
15732 TUSTIN VILLAGE WAY · TUSTIN, CA · 927804924
Phone
(714) 542-9000
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
KIMBERLIN COMPANY, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $52K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEW YORK LIFE SECURITIES | 27-0145686 | — | OTHER SERVICES | $0 | — |
Investments
20 direct securities · 16 pooled funds· $8.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$5.7M
16 holdings
Uncategorized
$3.1M
20 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| DFA US TARGETED VALUE I FUND | — | — | — | $2.1M | 23.8% | |
| PRIN LIFETIME 2020 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 076 | Pooled Separate Account | — | — | $1.1M | 12.5% | |
| PRIN LIFETIME 2025 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 111 | Pooled Separate Account | — | — | $992K | 11.4% | |
| PRIN LIFETIME 2030 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 077 | Pooled Separate Account | — | — | $878K | 10.1% | |
| PRIN LIFETIME 2040 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 078 | Pooled Separate Account | — | — | $744K | 8.6% | |
| PRIN LIFETIME 2045 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 113 | Pooled Separate Account | — | — | $642K | 7.4% | |
| PRIN LIFETIME 2035 SEP ACT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 112 | Pooled Separate Account | — | — | $603K | 6.9% | |
| PRIN LIFETIME 2050 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 079 | Pooled Separate Account | — | — | $555K | 6.4% | |
| PRIN LIFETIME 2015 SEP ACCT-Z | — | — | — | $235K | 2.7% | |
| DFA INT'L SMALL COMPANY I FD | — | — | — | $150K | 1.7% | |
| Participant Loans | — | — | — | $135K | 1.6% | |
| PRIN LIFETIME 2055 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 114 | Pooled Separate Account | — | — | $126K | 1.4% | |
| DFA US SM CAP GROWTH INSTL FD | — | — | — | $117K | 1.4% | |
| DFA REAL ESTATE SECS I FD | — | — | — | $109K | 1.3% | |
| DFA US LG CP GRTH PORT I FD | — | — | — | $101K | 1.2% | |
| PRIN LIFETIME 2060 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 130 | Pooled Separate Account | — | — | $65K | 0.7% | |
| PRIN LARGECAP VALUE III SA-Z | — | — | — | $65K | 0.7% | |
| PRIN LIFETIME 2015 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 110 | Pooled Separate Account | — | — | $43K | 0.5% | |
| PRIN INTL EQUITY INDEX SA-Z | — | — | — | $43K | 0.5% | |
| AM FDS EUROPACIFIC GRTH R6 FD | — | — | — | $13K | 0.1% | |
| AMERICAN FUNDS NEWWORLD R6 | — | — | — | $8K | <0.1% | |
| PRIN FIXED INC GUAR OPTION | — | — | — | $5K | <0.1% | |
| PRIN LARGECAP VALUE III SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 068 | Pooled Separate Account | — | — | $5K | <0.1% | |
| BLACKROCK HY PORTFOLIO K FUND | — | — | — | $3K | <0.1% | |
| LOOMIS SAYLES CORE PLS BD N FD | — | — | — | $736 | <0.1% | |
| PRIN INTL EQUITY INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 121 | Pooled Separate Account | — | — | $413 | <0.1% | |
| PRIN LIFETIME 2060 SEP ACCT-Z | — | — | — | $413 | <0.1% | |
| PRIN BOND MARKET INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 122 | Pooled Separate Account | — | — | $314 | <0.1% | |
| PGIM JENNISON MD CP GTH R6 FD | — | — | — | $313 | <0.1% | |
| FIDELITY 500 INDEX FUND | — | — | — | $295 | <0.1% | |
| DFA US VECTOR EQ PRTF INST FD | — | — | — | $288 | <0.1% | |
| FIDELITY MID CP INDEX FUND | — | — | — | $247 | <0.1% | |
| PRIN LIFETIME 2065 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 173 | Pooled Separate Account | — | — | $206 | <0.1% | |
| PRIN LIFETM 2070 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 179 | Pooled Separate Account | — | — | $41 | <0.1% | |
| FIDELITY SM CAP INDEX FUND | — | — | — | $22 | <0.1% | |
| PRIN LIFETIME STRAT INC SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 080 | Pooled Separate Account | — | — | $0 | <0.1% |