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Original filing (PDF)20250801055014NAL0003593299001
HANMI BANK
Form 5500
FILING_RECEIVED
HANMI BANK PROFIT SHARING & 401(K) SAVINGS PLAN
401(k) retirement plan
Active participants
547
Accounts w/ balance
851
Plan assets (EOY)
$143.9M
Net assets (EOY)
$143.9M
How this plan invests
This plan
1 pooled trust
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HANMI BANK.
Plan sponsor
Name
HANMI BANK
EIN
95-3689695
Address
3660 WILSHIRE BLVD PH A · LOS ANGELES, CA · 90010
Phone
(213) 427-5623
Industry
Commercial Banking· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-01
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
LAVINE LOFGREN MORRIS & ENGELBER
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $66K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY | 20-8764829 | — | INVESTMENT/FINANCIAL ADVI | $49K | — |
| LAVINE, LOFGREN, MORRIS & ENGELBERG | 33-0690020 | — | INVESTMENT/FINANCIAL ADVI | $12K | — |
Investments
31 direct securities · 1 pooled fund· $142.6M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$132.2M
31 holdings
Common Collective Trust
$10.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PGIM JENNISON GROWTH R6 | Registered Investment Companies | — | — | $34.5M | 24.0% | |
| AMERICAN FNDS FUNDAMENT INV R6 | Registered Investment Companies | — | — | $14.6M | 10.1% | |
| VANGUARD 500 INDEX FUND - ADM | Registered Investment Companies | — | — | $14.4M | 10.0% | |
| PUTNAM STABLE VALUE 25 PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $10.4M | 7.2% | |
| AMER FUNDS NEW PERSP R6 | Registered Investment Companies | — | — | $8.7M | 6.1% | |
| AMERFUNDS AMER BALANCED - R6 | Registered Investment Companies | — | — | $7.4M | 5.1% | |
| PUTNAM LARGE CAP VALUE R6 | Registered Investment Companies | — | — | $6.1M | 4.2% | |
| AMERFUNDS 2035 TARG DATERET R6 | Registered Investment Companies | — | — | $5.5M | 3.8% | |
| AMERFUNDS 2040 TARG DATERET R6 | Registered Investment Companies | — | — | $4.2M | 2.9% | |
| PGIM TOTAL RETURN BOND - Z | Registered Investment Companies | — | — | $4.0M | 2.8% | |
| AMERFUNDS 2030 TARG DATERET R6 | Registered Investment Companies | — | — | $4.0M | 2.8% | |
| AMERFUNDS 2045 TARG DATERET R6 | Registered Investment Companies | — | — | $3.6M | 2.5% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $2.7M | 1.9% | |
| AMERFUNDS 2025 TARG DATERET R6 | Registered Investment Companies | — | — | $2.6M | 1.8% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $2.5M | 1.7% | |
| BLACKROCK MIDCAP GROWTH EQ K | Registered Investment Companies | — | — | $1.6M | 1.1% | |
| VAN FTSE ALL WLD EX US IDX ADM | Registered Investment Companies | — | — | $1.6M | 1.1% | |
| PUTNAM SM CAP GWTHR6 | Registered Investment Companies | — | — | $1.5M | 1.1% | |
| AMERFUNDS 2050 TARG DATERET R6 | Registered Investment Companies | — | — | $1.5M | 1.0% | |
| AMERICAN FUNDS EUROPAC GRO- R6 | Registered Investment Companies | — | — | $1.4M | 1.0% | |
| VICTORY ESTABLISHED VALUE I | Registered Investment Companies | — | — | $1.3M | 0.9% | |
| AMERICAN FUNDS NEW WORLD R6 | Registered Investment Companies | — | — | $1.2M | 0.9% | |
| AMERICAN FUNDS 2055 TARGET R6 | Registered Investment Companies | — | — | $1.2M | 0.8% | |
| VICTORY SMALL CO OPPORTUNITY I | Registered Investment Companies | — | — | $1.0M | 0.7% | |
| VANGUARD INTERMEDIATE TERM BON | Registered Investment Companies | — | — | $1.0M | 0.7% | |
| PIMCO INCOME FUND - INSTL | Registered Investment Companies | — | — | $925K | 0.6% | |
| AMERFUNDS 2020 TARG DATERET R6 | Registered Investment Companies | — | — | $809K | 0.6% | |
| PIMCO INTL BOND USD HDGD I | Registered Investment Companies | — | — | $798K | 0.6% | |
| AMERFUNDS 2060 TARG DATERET R6 | Registered Investment Companies | — | — | $717K | 0.5% | |
| VANGUARD FEDERAL MM INV | Registered Investment Companies | — | — | $491K | 0.3% | |
| VANGUARD EMG MKTS STK IDX ADM | Registered Investment Companies | — | — | $476K | 0.3% | |
| AMERFUNDS 2015 TARG DATERET R6 | Registered Investment Companies | — | — | $91K | <0.1% |