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Original filing (PDF)20251014034010NAL0001021235001
RUTAN & TUCKER, LLP
Form 5500
FILING_RECEIVED
RUTAN & TUCKER, LLP 401(K) PLAN
401(k) retirement plan
Signals · 1
27% in single holding
Active participants
85
Accounts w/ balance
137
Plan assets (EOY)
$19.1M
Net assets (EOY)
$19.1M
How this plan invests
This plan
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Vanguard Institutional Index Fund Mutual fund" is 27% of plan.
Helping the score
- Below-peer total fees (2 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RUTAN & TUCKER, LLP.
Plan sponsor
Name
RUTAN & TUCKER, LLP
EIN
95-3519027
Address
18575 JAMBOREE ROAD · 9TH FLOOR · IRVINE, CA · 92612
Phone
(714) 641-5100
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
015
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BPM LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $4K | — |
Investments
29 direct securities· $19.1M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Fund Mutual fund | — | — | — | $5.2M | 27.4% | |
| JPMorgan Large Cap Growth R6 Mutual fund | — | — | — | $2.6M | 13.5% | |
| TCW Metwest total RE BDAdmin CL Mutual fund | — | — | — | $1.5M | 7.9% | |
| American Funds Washington Mutual R2 Mutual fund | — | — | — | $1.3M | 6.9% | |
| American Funds 2055 Trgt Date Retire R6 Mutual fund | — | — | — | $1.0M | 5.3% | |
| Allspring Special Mid Cap Value A Mutual fund | — | — | — | $774K | 4.1% | |
| American Funds Europacific Gr R6 Mutual fund | — | — | — | $754K | 4.0% | |
| JPMorgan Mid Cap Growth R5 Mutual fund | — | — | — | $703K | 3.7% | |
| American Funds 2045 Trgt Date Retire R6 Mutual fund | — | — | — | $668K | 3.5% | |
| Vanguard Total Intl Stock Index Admiral Mutual fund | — | — | — | $610K | 3.2% | |
| American Funds 2060 Target Date Ret R6 Mutual fund | — | — | — | $589K | 3.1% | |
| Fidelity Small Cap Index Mutual fund | — | — | — | $580K | 3.0% | |
| Brandywineglobal High Yield A Mutual fund | — | — | — | $545K | 2.9% | |
| NYL Guaranteed Interest Account Fixed annuities at contract value | — | — | — | $378K | 2.0% | |
| Vanguard Mid Cap Index Admiral Mutual fund | — | — | — | $317K | 1.7% | |
| Invesco Developing Markets Y Mutual fund | — | — | — | $246K | 1.3% | |
| Undiscovered Mgrs Behavioral Value R6 Mutual fund | — | — | — | $242K | 1.3% | |
| American Funds 2040 Trgt Date Retire R6 Mutual fund | — | — | — | $169K | 0.9% | |
| JPMorgan US Govt Money Market Capital Mutual fund 676 Nationwide Geneva Small Cap Growth R6 Mutual fund | — | — | — | $168K | 0.9% | |
| American Funds American Balanced R1 Mutual fund | — | — | — | $166K | 0.9% | |
| American Funds 2050 Trgt Date Retire R6 Mutual fund | — | — | — | $144K | 0.8% | |
| Invesco Real Estate Y Mutual fund | — | — | — | $116K | 0.6% | |
| Hartford World Bond R6 Mutual fund | — | — | — | $98K | 0.5% | |
| Schwab Personal Choice Retirement Account * Charles Schwab & Co. (self-directed brokerage accounts) | — | — | — | $60K | 0.3% | |
| American Funds Inflation Linked BD R2 Mutual fund | — | — | — | $48K | 0.3% | |
| American Funds 2020 Trgt Date Retire R6 Mutual fund | — | — | — | $31K | 0.2% | |
| Participant loans 5.25% to 5.75%, various maturities | — | — | — | $20K | 0.1% | |
| American Funds 2025 Trgt Date Retire R6 Mutual fund | — | — | — | $10K | <0.1% | |
| American Funds 2065 Trgt Date Retire R6 Mutual fund | — | — | — | $7K | <0.1% |