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Original filing (PDF)20251015191713NAL0010910434001
RUTAN & TUCKER, LLP
Form 5500
FILING_RECEIVED
RUTAN & TUCKER, LLP PROFIT SHARING PLAN
401(k) retirement plan
Active participants
173
Accounts w/ balance
223
Plan assets (EOY)
$170.6M
Net assets (EOY)
$170.6M
How this plan invests
This plan
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (1 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RUTAN & TUCKER, LLP.
Plan sponsor
Name
RUTAN & TUCKER, LLP
EIN
95-3519027
Address
18575 JAMBOREE ROAD · 9TH FLOOR · IRVINE, CA · 92612
Phone
(714) 641-5100
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
013
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BPM LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $18K | — |
Investments
35 direct securities· $166.6M(98% of reported assets)
Uncategorized
$165.6M
34 holdings
PARTNERSHIP/JOINT VENTURE
$957K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Fund Mutual fund | — | — | — | $27.2M | 15.9% | |
| Schwab Personal Choice Retirement Account * Charles Schwab & Co. (self-directed brokerage accounts) | — | — | — | $21.3M | 12.5% | |
| JPMorgan Large Cap Growth R6 Mutual fund | — | — | — | $15.4M | 9.0% | |
| TCW MetWest Total Return Bond Fund Admin CL Mutual fund | — | — | — | $15.1M | 8.9% | |
| New York Life Insurance Company Guaranteed Interest Account Fixed annuities at contract value | — | — | — | $15.0M | 8.8% | |
| American Funds Washington Mutual R2 Mutual fund | — | — | — | $10.9M | 6.4% | |
| American Funds American Balanced R1 Mutual fund | — | — | — | $7.0M | 4.1% | |
| American Funds Europacific Growth R6 Mutual fund | — | — | — | $6.6M | 3.8% | |
| JPMorgan Mid Cap Growth R5 Mutual fund | — | — | — | $5.6M | 3.3% | |
| Allspring Special Mid Cap Value A Mutual fund | — | — | — | $5.1M | 3.0% | |
| Vanguard Total Intl Stock Index Admiral Mutual fund | — | — | — | $5.1M | 3.0% | |
| American Funds 2030 Trgt Date Retire R6 Mutual fund | — | — | — | $3.6M | 2.1% | |
| BrandywineGlobal High Yield A Mutual fund | — | — | — | $3.5M | 2.0% | |
| Vanguard Mid Cap Index Admiral Mutual fund | — | — | — | $3.2M | 1.9% | |
| Fidelity Small Cap Index Mutual fund | — | — | — | $2.6M | 1.5% | |
| American Funds 2035 Trgt Date Retire R6 Mutual fund | — | — | — | $2.6M | 1.5% | |
| Invesco Developing Markets Y Mutual fund | — | — | — | $2.0M | 1.2% | |
| American Funds 2045 Trgt Date Retire R6 Mutual fund | — | — | — | $1.6M | 1.0% | |
| JPMorgan US Gov't Money Market - Capital Mutual fund | — | — | — | $1.5M | 0.9% | |
| Undiscovered Managers Behavioral Value R6 Mutual fund | — | — | — | $1.5M | 0.9% | |
| Nationwide Geneva Small Cap Growth R6 Mutual fund | — | — | — | $1.4M | 0.8% | |
| Invesco Real Estate Y Mutual fund | — | — | — | $1.1M | 0.7% | |
| Hartford World Bond R6 Mutual fund | — | — | — | $991K | 0.6% | |
| American Funds 2025 Trgt Date Retire R6 Mutual fund | — | — | — | $980K | 0.6% | |
| interests Partnerships/joint ventures | PARTNERSHIP/JOINT VENTURE | — | — | $957K | 0.6% | |
| American Funds 2040 Trgt Date Retire R6 Mutual fund | — | — | — | $926K | 0.5% | |
| American Funds 2050 Trgt Date Retire R6 Mutual fund | — | — | — | $917K | 0.5% | |
| American Funds Inflation Linked Bond R2 Mutual fund | — | — | — | $780K | 0.5% | |
| Participant loans 4.25% to 9.50%, various maturities | — | — | — | $605K | 0.4% | |
| American Funds 2060 Trgt Date Retire R6 Mutual fund | — | — | — | $504K | 0.3% | |
| American Funds 2020 Trgt Date Retire R6 Mutual fund | — | — | — | $387K | 0.2% | |
| American Funds 2015 Trgt Date Retire R6 Mutual fund | — | — | — | $275K | 0.2% | |
| American Funds 2055 Trgt Date Retire R6 Mutual fund | — | — | — | $165K | <0.1% | |
| FDIC Bank Deposit Fund Cash equivalent | — | — | — | $35K | <0.1% | |
| Cash, non-interest bearing Cash | — | — | — | $3K | <0.1% |