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Original filing (PDF)20251013140005NAL0001376657001
STRADLING YOCCA CARLSON & RAUTH LLP
Form 5500
FILING_RECEIVED
SYCR 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 2
29% in single holding6 service providers
Active participants
136
Accounts w/ balance
189
Plan assets (EOY)
$111.5M
Net assets (EOY)
$111.5M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Self-Directed Brokerage Accounts Self Directed Brokerage N/A" is 29% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for STRADLING YOCCA CARLSON & RAUTH LLP.
Plan sponsor
Name
STRADLING YOCCA CARLSON & RAUTH LLP
EIN
95-3347002
Address
660 NEWPORT CENTER DRIVE, STE 1600 · NEWPORT BEACH, CA · 926606422
Phone
(949) 725-4000
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
EIDE BAILLY, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEAMERICA RETIREMENT SERVICES LLC | 46-5378846 | — | RECORDKEEPER | $19K | — |
Advisor / Consultant
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES | 13-2638166 | — | ADVISOR | $30K | — |
| SPINNAKER INVESTMENT GROUP LLC | 81-2550846 | — | ADVISOR | $26K | — |
| PACIFIC FINANCIAL GROUP, INC | — | NE BELLEVUE, WA | ADVISOR | $24K | — |
| WELLS FARGO ADVISORS LLC | 72-1560834 | — | ADVISOR | $20K | — |
| MERRILL LYNCH | — | FOLSOM, CA | ADVISOR | $8K | — |
Investments
27 direct securities · 1 pooled fund· $108.4M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$101.0M
27 holdings
Common Collective Trust
$7.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Self-Directed Brokerage Accounts Self Directed Brokerage N/A | — | — | — | $31.5M | 28.3% | |
| Fidelity 500 Index Mutual Fund N/A | — | — | — | $25.0M | 22.4% | |
| Van Target Retire 2040 Mutual Fund N/A | — | — | — | $8.4M | 7.5% | |
| PUTNAM STABLE VALUE PUTNAM STABLE VALUE FUND · EIN 04-3159710 / PN 002 | Common Collective Trust | — | — | $7.4M | 6.6% | |
| Fidelity Small Cap Index Mutual Fund N/A | — | — | — | $6.3M | 5.7% | |
| Van Target Retire 2045 Mutual Fund N/A | — | — | — | $6.0M | 5.4% | |
| Van Target Retire 2035 Mutual Fund N/A | — | — | — | $3.7M | 3.4% | |
| Fidelity Total Bond Mutual Fund N/A | — | — | — | $3.4M | 3.1% | |
| Van Target Retire 2025 Mutual Fund N/A | — | — | — | $3.2M | 2.9% | |
| Van Target Retire 2050 Mutual Fund N/A | — | — | — | $3.1M | 2.7% | |
| American Europacific Mutual Fund N/A | — | — | — | $2.6M | 2.4% | |
| Van Target Retire 2030 Mutual Fund N/A | — | — | — | $2.4M | 2.1% | |
| Van Target Retire 2020 Mutual Fund N/A | — | — | — | $1.5M | 1.4% | |
| JPMorgan Large Cap Grow Mutual Fund N/A | — | — | — | $1.1M | 1.0% | |
| Van Target Retire 2060 Mutual Fund N/A | — | — | — | $675K | 0.6% | |
| Notes Receivable From Participants Maturing 2025 - 2036 at interest rates of 6.25% - 11.51% - | — | — | — | $491K | 0.4% | |
| Columbia Dividend Income Mutual Fund N/A | — | — | — | $428K | 0.4% | |
| Van Target Retire 2055 Mutual Fund N/A | — | — | — | $259K | 0.2% | |
| Fidelity US Bond Index Mutual Fund N/A | — | — | — | $259K | 0.2% | |
| Van Retirement Inc Mutual Fund N/A | — | — | — | $257K | 0.2% | |
| Fidelity Mid Cap Index Mutual Fund N/A | — | — | — | $142K | 0.1% | |
| MassMutual Sm Cap Grow E Mutual Fund N/A | — | — | — | $68K | <0.1% | |
| Fidelity Total Intnl Ind Mutual Fund N/A | — | — | — | $53K | <0.1% | |
| Dodge & Cox Interntl Stk Mutual Fund N/A | — | — | — | $44K | <0.1% | |
| Van Target Retire 2065 Mutual Fund N/A | — | — | — | $28K | <0.1% | |
| Carillon Eagle Md Cp Gro Mutual Fund N/A | — | — | — | $15K | <0.1% | |
| Victroy Syc Establsh Val Mutual Fund N/A | — | — | — | $14K | <0.1% | |
| Allspring SP Sm Cp Val Mutual Fund N/A | — | — | — | $13K | <0.1% |