Original filing (PDF)20230118094754NAL0001655040001

BORAL INDUSTRIES, INC.

Name: BORAL INDUSTRIES, INC. — HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN, Form 5500 (2022)
Creator: BORAL INDUSTRIES, INC.

Form 5500

FILING_RECEIVED

HEADWATERS INCORPORATED 401(K) SAVINGS & INVESTMENT PLAN

401(k) retirement plan

Signals · 1

1 failed disclosure

Active participants

Accounts w/ balance

Plan assets (EOY)

Net assets (EOY)

How this plan invests

This plan

13 collective trusts

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score (directional)

/ 100

Grade B

Above-average plan

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BORAL INDUSTRIES, INC..

Plan sponsor

Name

BORAL INDUSTRIES, INC.

EIN

95-3304692

Address

200 MANSELL CT EAST · SUITE 310 · ROSWELL, GA · 30076

Phone

(801) 984-9445

Industry

Mining, Quarrying, Oil & Gassee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

030

Plan year

2022

Plan year begin

2022-01-01

Tax period

2022-07-11

Filed

2023-01-18

Pension benefit codes

2G · Total participant-directed accounts

2E · Profit-sharing

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3H · Sponsor in controlled / affiliated group

2F · ERISA section 404(c)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$10K	—

Accountant / Auditor

Name	EIN	Location	Relation	Direct comp	Indirect comp
SMITH & HOWARD, PC	58-1250486	—	AUDITOR/CONSULT	$21K	—

Failed / refused disclosures (Sched C Part 2)

Provider	Nondisclosure info
—	—

Investments

13 pooled funds· $0

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Investment	Type	Current value	% of plan
SCHWAB MGD RET 2050 CHARLES SCHWAB BANK · EIN 81-0625169 / PN 010	Common Collective Trust	$0	—
SCHWAB MGD RET 2040 CHARLES SCHWAB BANK · EIN 81-0625169 / PN 004	Common Collective Trust	$0	—
SCHWAB MGD RET 2060