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Original filing (PDF)20251009114142NAL0011375776001
PIONEER NORTH AMERICA, INC.
Form 5500
FILING_RECEIVED
PIONEER EMPLOYEES 401 (K) PLAN
401(k) retirement plan
Signals · 1
34% in single holding
Active participants
80
Accounts w/ balance
261
Plan assets (EOY)
$71.5M
Net assets (EOY)
$71.5M
How this plan invests
This plan
1 pooled trust
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
83
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "VANGUARD VANGUARD TOTAL STOCK" is 34% of plan.
Helping the score
- Below-peer total fees (5 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PIONEER NORTH AMERICA, INC..
Plan sponsor
Name
PIONEER NORTH AMERICA, INC.
EIN
95-3243785
Address
970WEST 190TH STREET · SUITE 360 · TORRANCE, CA · 90502
Phone
(310) 952-2000
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2A · Age/service weighted or new comparability
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
KIECKHAFER SCHIFFER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER AND S | 13-5674085 | — | RECORDKEEPER | $27K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KIECKHAFER, SCHIFFER LLP | 81-5052000 | — | OTHER | $11K | — |
Investments
29 direct securities · 1 pooled fund· $78.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$70.2M
29 holdings
Common Collective Trust
$8.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK | — | — | — | $26.0M | 36.4% | |
| JP MORGAN JP MORGAN LARGE CAP GROWTH R6 | — | — | — | $8.8M | 12.3% | |
| T ROWE PRICE STABLE VALUE TRUST A T. ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 001 | Common Collective Trust | — | — | $8.5M | 11.9% | |
| T. ROWE PRICE T. ROWE PRICE STABLE VAL TRST A | — | — | — | $8.5M | 11.9% | |
| HOTCHKIS & WILEY HOTCHKIS & WILEY SMALL CAP DIV Z | — | — | — | $4.2M | 5.9% | |
| CONESTOGA CAPITAL ADVISORS CONESTOGA SMALL CAP FUND INSTL | — | — | — | $2.9M | 4.0% | |
| VANGUARD TOTAL BD MRK IDX ADM GM | — | — | $2.7M | $2.3M | 3.2% | |
| PGIM FUNDS (PRUDENTIAL) PGIM TOTAL RETURN BOND BD R6 GM | — | — | — | $2.3M | 3.2% | |
| PGIM FUNDS (PRUDENTIAL) PGIM TOTAL RETURN BOND BD R6 | — | — | — | $2.2M | 3.1% | |
| VANGUARD TOTAL BD MRK IDX ADM | — | — | — | $1.7M | 2.3% | |
| MFS VALUE FUND R6 | — | — | — | $1.6M | 2.2% | |
| AMERICAN FUNDS AMERICAN EUROPACIFIC GROWTH R6 | — | — | — | $1.5M | 2.0% | |
| VANGUARD TOTAL INT STOCK INDEX GM | — | — | $1.3M | $1.4M | 2.0% | |
| VANGUARD FEDERAL MONEY MKT INV | — | — | — | $726K | 1.0% | |
| VANGUARD FEDERAL MONEY MKT INV MONEY MARKET | — | — | $724K | $724K | 1.0% | |
| MFS VALUE FUND R6 GM | — | — | — | $702K | 1.0% | |
| JP MORGAN JP MORGAN LARGE CAP GROWTH R6 GM | — | — | — | $692K | 1.0% | |
| DIMENSIONAL FUND ADVISORS DFA INTL SMALL COMPANY INSTL GM | — | — | — | $580K | 0.8% | |
| COLUMBIA THREADNEEDLE COLUMBIA OVERSEAS VAL INSTL3 GM | — | — | — | $507K | 0.7% | |
| AMERICAN FUNDS AMERICAN EUROPACIFIC R6 GM | — | — | — | $499K | 0.7% | |
| VANGUARD TOTAL INT STOCK INDEX | — | — | — | $456K | 0.6% | |
| HOTCHKIS & WILEY HOTCHKIS & WILEY SMALL CAP DIV Z GM | — | — | $432K | $436K | 0.6% | |
| CONESTOGA CAPITAL ADVISORS CONESTOGA SMALL CAP FD INSTL GM | — | — | $362K | $426K | 0.6% | |
| maturing through 2045 - | — | — | — | $218K | 0.3% | |
| LOAN FUND LOANS | — | — | $218K | $218K | 0.3% | |
| VANGUARD REIT INDEX FUND ADM | — | — | — | $212K | 0.3% | |
| DIMENSIONAL FUND ADVISORS DFA INTL SMALL COMPANY INSTL | — | — | — | $211K | 0.3% | |
| COLUMBIA THREADNEEDLE COLUMBIA OVERSEAS VAL INSTL3 | — | — | — | $106K | 0.1% | |
| T. ROWE PRICE T. ROWE PRICE STBL VL TRST A GM | — | — | — | $61K | <0.1% | |
| ACCRUED INCOME ACCRUED INCOME | — | — | $2K | $2K | <0.1% |