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Original filing (PDF)20251007140401NAL0002521923001
BEHAVIORAL SYSTEMS SOUTHWEST, INC.
Form 5500
FILING_RECEIVED
BEHAVIORAL SYSTEMS SOUTHWEST, INC. 401(K) PROFIT SHARING PLAN & TRUST
401(k) retirement plan
Active participants
167
Accounts w/ balance
115
Plan assets (EOY)
$6.3M
Net assets (EOY)
$6.3M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
80
Knocking points off
- 69% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BEHAVIORAL SYSTEMS SOUTHWEST, INC..
Plan sponsor
Name
BEHAVIORAL SYSTEMS SOUTHWEST, INC.
EIN
95-3238991
Address
118 AVENIDA VICTORIA · SAN CLEMENTE, CA · 92672
Phone
(949) 492-3574
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2T · Default investment account (QDIA)
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WALTERS AND SKLYAR LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $12K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 04-3046611 | — | ADVISOR | $14K | — |
Investments
30 direct securities · 1 pooled fund· $6.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$5.8M
30 holdings
Common Collective Trust
$467K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AB Lg Cap Grth Z 5,992 shares | — | — | — | $655K | 10.4% | |
| DH Large Cap I 15,451 shares | — | — | — | $499K | 8.0% | |
| FA STABLE VALUE I FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 026 | Common Collective Trust | — | — | $467K | 7.4% | |
| Pif Sam Bal Inst 29,465 shares | — | — | — | $463K | 7.4% | |
| JPM US Equity R6 17,964 shares | — | — | — | $449K | 7.2% | |
| Pif Sam Strat Gr Is 15,773 shares | — | — | — | $338K | 5.4% | |
| Ev Atl Cap Smid-Cp I 7,885 shares | — | — | — | $328K | 5.2% | |
| Vrts NFJ MC Val Is 11,119 shares | — | — | — | $318K | 5.1% | |
| FA Stk Sel Sm Cap I 8,388 shares | — | — | — | $314K | 5.0% | |
| AF Trgt Date 2025 R6 17,005 shares | — | — | — | $258K | 4.1% | |
| Af Europac Growth R5 4,445 shares | — | — | — | $238K | 3.8% | |
| Col S Tech & Info I2 1,447 shares | — | — | — | $217K | 3.4% | |
| AF Trgt Date 2035 R6 10,634 shares | — | — | — | $202K | 3.2% | |
| AF Trgt Date 2045 R6 8,562 shares | — | — | — | $182K | 2.9% | |
| AF Trgt Date 2055 R6 6,612 shares | — | — | — | $175K | 2.8% | |
| Davis Financial Y 2,512 shares | — | — | — | $167K | 2.7% | |
| Fh Mdt Sm Cap Gr R6 4,773 shares | — | — | — | $134K | 2.1% | |
| JPM Core Plus Bnd R6 18,799 shares | — | — | — | $134K | 2.1% | |
| Pif Sam Cnsrv Bal I 9,645 shares | — | — | — | $117K | 1.9% | |
| Notes receivable from participants maturing through September 2029 - | — | — | — | $95K | 1.5% | |
| Col Mid Cap Index I2 5,427 shares | — | — | — | $82K | 1.3% | |
| ABF Sm Cap Val R5 2,892 shares | — | — | — | $71K | 1.1% | |
| AF Trgt Date 2010 R6 18 shares ** 204 AF Trgt Date 2020 R6 4,573 shares | — | — | — | $62K | 1.0% | |
| AF Trgt Date 2050 R6 2,851 shares | — | — | — | $60K | 0.9% | |
| Mgl Em Mkts Eq I 2,913 shares | — | — | — | $56K | 0.9% | |
| BWG Corp Credit IS 4,177 shares | — | — | — | $44K | 0.7% | |
| AF Trgt Date 2060 R6 2,451 shares | — | — | — | $44K | 0.7% | |
| AF Trgt Date 2065 R6 2,227 shares | — | — | — | $39K | 0.6% | |
| AF Trgt Date 2040 R6 1,618 shares | — | — | — | $33K | 0.5% | |
| Col Overseas Val I 2,783 shares | — | — | — | $29K | 0.5% | |
| AF Trgt Date 2030 R6 356 shares | — | — | — | $6K | <0.1% |
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