Original filing (PDF)20250924120428NAL0003005123001

STEWART C. ROTH CORPORATION

Name: STEWART C. ROTH CORPORATION — SROC 401(K) PLAN, Form 5500 (2024)
Creator: STEWART C. ROTH CORPORATION

Form 5500-SF

FILING_RECEIVED

SROC 401(K) PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$6K

Net assets (EOY)

$6K

Plan health score (directional)

/ 100

Grade B

Above-average plan

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for STEWART C. ROTH CORPORATION.

Plan sponsor

Name

STEWART C. ROTH CORPORATION

EIN

95-3172416

Address

18218 EUCLID AVENUE · FOUNTAIN VALLEY, CA · 92708

Phone

(714) 751-8922

Industry

Retail Tradesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-24

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2J · 401(k) feature

2F · ERISA section 404(c)

2G · Total participant-directed accounts

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

—

Trustee / custodian

Service providers (Schedule C)

Small plans don't disclose service providers

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