Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN UNITED LIFE INSURANCE CO | 35-0145825 | — | NONE | $16K | — |
| NFP RETIREMENT INC | 33-0905143 | — | NONE | $0 | — |
| VAZQUEZ & COMPANY LLP | — | GLENDALE, CA | NONE | $0 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AUL AMERICAN UNIT TRUST AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000 | Pooled Separate Account |
| — |
| — |
| $44.2M |
| 93.1% |
| American Century Investments American Century One Choice 2045 R6 | — | — | — | $6.3M | 13.2% |
| American Century Investments American Century One Choice 2050 R6 | — | — | — | $5.8M | 12.2% |
| American Century Investments American Century One Choice 2040 R6 | — | — | — | $5.7M | 12.0% |
| American Century Investments American Century One Choice 2030 R6 | — | — | — | $5.0M | 10.6% |
| American Century Investments American Century One Choice 2035 R6 | — | — | — | $4.5M | 9.6% |
| American Century Investments American Century One Choice 2055 R6 | — | — | — | $4.4M | 9.3% |
| Fidelity Investments Fidelity 500 Index | — | — | — | $2.5M | 5.2% |
| American Century Investments American Century One Choice 2025 R6 | — | — | — | $2.3M | 4.9% |
| American Century Investments American Century One Choice 2060 R6 | — | — | — | $2.2M | 4.6% |
| vested account balances | — | — | — | $2.2M | 4.5% |
| PARTICIPANTS LOANS 4.75% TO 9.5% 0 | Participant loans | — | — | $2.2M | 4.5% |
| JPMORGAN LARGE CAP GROWTH R6 MUTUAL FUND SHARES 0 | — | — | — | $1.2M | 2.4% |
| Annuity Contracts * American United Life Insurance Compan AUL Fixed Account | — | — | — | $1.1M | 2.3% |
| American Century Investments American Century One Choice IN Ret R6 | — | — | — | $744K | 1.6% |
| American Funds American Funds New Perspective R6 | — | — | — | $643K | 1.4% |
| American Funds American Funds American Balanced R6 | — | — | — | $608K | 1.3% |
| Putnam Investments Putnam Large Cap Value R6 | — | — | — | $488K | 1.0% |
| Prudential High-Yield R6 | — | — | — | $363K | 0.8% |
| American Century Investments American Century Smcap Val R6 | — | — | — | $351K | 0.7% |
| Massachusetts Financial Services MFS Mid Cap Value R6 | — | — | — | $332K | 0.7% |
| Fidelity Investments Fidelity Advisor Total Bond Z | — | — | — | $244K | 0.5% |
| American Century Investments American Century One Choice 2065 R6 | — | — | — | $166K | 0.3% |
| Fidelity Investments Fidelity Intl Index | — | — | — | $162K | 0.3% |
| party collateral, par or maturity value (d) Cost (e) Current value AB SMALL CAP GROWTH Z MUTUAL FUND SHARES 0 | Mutual Funds | — | — | $136K | 0.3% |
| FIDELITY US BOND IDX MUTUAL FUND SHARES 0 | — | — | — | $75K | 0.2% |
| Pioneer Investments Pioneer Strategic Income K | — | — | — | $39K | <0.1% |
| Voya Retirement Voya Solution 2045 Portfolio Service 2 | — | — | — | $8K | <0.1% |
| VARIABLE ANNUITY ACCOUNT C VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $8K | <0.1% |
