Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORD KEEPER | $17K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD, CO | INVESTMENT MANAGEMENT | $39K | — |
| Name | EIN | Location | Relation |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Insurance Company General * Key Guaranteed Portfolio Fund Account | — | — | — | $2.0M | 14.8% | |
| FIDELITY 500 INDEX Mutual Fund | — | — | — | $1.8M | 13.4% | |
| MACQUARIE EXTENDED DURATION BOND INST Mutual Fund | — | — | — | $573K | 4.2% | |
| WESTERN ASSET CORE BOND IS Mutual Fund | — | — | — | $559K |
| Direct comp |
|---|
| Indirect comp |
|---|
| INDEPENDENT FINANCIAL GROUP LLC | — | SAN DIEGO, CA | BROKER/ADVISER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ACTUARIAL BENEFITS CORP. | — | TORRANCE, CA | CONTRACT ADMINISTRATOR | $0 | — |
| 4.1% |
| TCW METWEST TOTAL RETURN BOND M Mutual Fund | — | — | — | $557K | 4.1% |
| AMERICAN FUNDS NEW WORLD R6 Mutual Fund | — | — | — | $548K | 4.0% |
| BLACKROCK MULTI-ASSET INCOME PORTFOLIO K Mutual Fund | — | — | — | $518K | 3.8% |
| AMERICAN FUNDS CAPITAL WORLD G/I R6 Mutual Fund | — | — | — | $499K | 3.7% |
| EMPOWER CONSERVATIVE PROFILE FUND INV Mutual Fund | — | — | — | $492K | 3.6% |
| AMERICAN FUNDS NEW PERSPECTIVE R6 Mutual Fund | — | — | — | $476K | 3.5% |
| EMPOWER INTERNATIONAL INDEX FUND INV Mutual Fund | — | — | — | $451K | 3.3% |
| MARSICO GLOBAL FUND Mutual Fund | — | — | — | $428K | 3.2% |
| BLACKROCK STRATEGIC GLOBAL BOND K Mutual Fund | — | — | — | $319K | 2.4% |
| AMERICAN FUNDS EUROPACIFIC GR R6 Mutual Fund | — | — | — | $301K | 2.2% |
| T. ROWE PRICE MID-CAP VALUE I Mutual Fund | — | — | — | $263K | 1.9% |
| T. ROWE PRICE GROWTH STOCK I Mutual Fund | — | — | — | $239K | 1.8% |
| EMPOWER MODERATE PROFILE FUND INV Mutual Fund | — | — | — | $237K | 1.8% |
| EMPOWER S&P SMCAP 600 INDEX FUND INV Mutual Fund | — | — | — | $216K | 1.6% |
| JANUS HENDERSON TRITON I Mutual Fund | — | — | — | $202K | 1.5% |
| AMERICAN FUNDS AMERICAN MUTUAL R6 Mutual Fund | — | — | — | $187K | 1.4% |
| TCW EMERGING MARKETS INCOME I Mutual Fund | — | — | — | $184K | 1.4% |
| PIMCO LONG-TERM US GOVERNMENT INSTL Mutual Fund | — | — | — | $163K | 1.2% |
| EMPOWER LIFETIME 2025 FUND SVC Mutual Fund | — | — | — | $156K | 1.2% |
| EMPOWER LIFETIME 2055 FUND SVC Mutual Fund | — | — | — | $140K | 1.0% |
| AMERICAN FUNDS AMERICAN BALANCED R3 Mutual Fund | — | — | — | $138K | 1.0% |
| INVESCO DEVELOPING MARKETS A Mutual Fund | — | — | — | $135K | 1.0% |
| PIMCO REAL ESTATE REAL RETURN STRATEGY I Mutual Fund | — | — | — | $134K | 1.0% |
| PIMCO DIVERSIFIED INC INSTL Mutual Fund | — | — | — | $130K | 1.0% |
| EMPOWER LIFETIME 2035 FUND SVC Mutual Fund | — | — | — | $129K | 1.0% |
| BLACKROCK MID-CAP GROWTH EQUITY K Mutual Fund | — | — | — | $128K | 0.9% |
| AMERICAN FUNDS GLOBAL BALANCED R6 Mutual Fund | — | — | — | $127K | 0.9% |
| EMPOWER AGGRESSIVE PROFILE FUND INV Mutual Fund | — | — | — | $126K | 0.9% |
| FIRST EAGLE GLOBAL A Mutual Fund | — | — | — | $122K | 0.9% |
| STERLING CAPITAL EQUITY INCOME A Mutual Fund | — | — | — | $115K | 0.8% |
| JANUS HENDERSON SMALL CAP VALUE N Mutual Fund | — | — | — | $84K | 0.6% |
| PIMCO LONG-TERM REAL RETURN INST Mutual Fund | — | — | — | $80K | 0.6% |
| FIDELITY ADVISOR STRATEGIC INCOME I Mutual Fund | — | — | — | $77K | 0.6% |
| AMG YACKTMAN I Mutual Fund | — | — | — | $76K | 0.6% |
| FIDELITY SELECT SOFTWARE & IT SERVICES Mutual Fund | — | — | — | $69K | 0.5% |
| FIRST EAGLE GOLD A Mutual Fund | — | — | — | $49K | 0.4% |
| BLACKROCK TACTICAL OPPORTUNITIES K Mutual Fund | — | — | — | $47K | 0.3% |
| EMPOWER LIFETIME 2045 FUND SVC Mutual Fund | — | — | — | $46K | 0.3% |
| BLACKROCK HIGH YIELD BOND PORTFOLIO K Mutual Fund | — | — | — | $41K | 0.3% |
| FIDELITY SMALL CAP DISCOVERY Mutual Fund | — | — | — | $38K | 0.3% |
| FMI COMMON STOCK Mutual Fund | — | — | — | $21K | 0.2% |
| EMPOWER MOD CONS PROFILE FUND INV Mutual Fund | — | — | — | $17K | 0.1% |
| THOMPSON BOND FUND Mutual Fund | — | — | — | $3K | <0.1% |
| EMPOWER MOD AGGR PROFILE FUND INV Mutual Fund | — | — | — | $2K | <0.1% |
| PACE STRATEGIC FIXED INCOME P Mutual Fund | — | — | — | $1K | <0.1% |
| LOOMIS SAYLES CORE PLUS BOND Y Mutual Fund | — | — | — | $1K | <0.1% |
