Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $2K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY INSURANCE SERVICES I | — | NEW YORK, NY | BROKER/ADVISER | $0 | — |
| Name | EIN | Location | Relation |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fully benefit-responsive investment contract - * Empower Annuity Insurance Co. SAGIC Core Bond E1 | — | — | — | $4.8M | 25.4% | |
| Invesco Diversified Dividend Fund | — | — | — | $2.7M | 14.5% | |
| First Eagle First Eagle Global Fund | — | — | — | $1.9M | 10.1% | |
| Principal Investors Principal MidCap S& P 400 Index Fund | — | — | — | $1.6M |
| Direct comp |
|---|
| Indirect comp |
|---|
| BENEFIT EQUITY, INC. | 33-0384246 | SANTA ANA, CA | TPA | $5K | — |
| 8.5% |
| PIMCO Funds Total Return Fund Admin ( PIMCO) | — | — | — | $1.4M | 7.4% |
| Macquarie Asset Strategy | — | — | — | $879K | 4.7% |
| BlackRock Global Allocation Fund | — | — | — | $766K | 4.1% |
| First Eagle First Eagle Gold Fund | — | — | — | $502K | 2.7% |
| JP Morgan JP Morgan Mid Cap Value Fund | — | — | — | $478K | 2.5% |
| AMG Funds AMG Yacktman Focused Fund | — | — | — | $430K | 2.3% |
| Nuveen Dividend Growth Fund | — | — | — | $348K | 1.9% |
| MassMutual Select MM S & P 500 Index Fd( Northern Trust) | — | — | — | $347K | 1.8% |
| Manning & Napier Manning& Napier Pro- Blend ModTrm Fd | — | — | — | $344K | 1.8% |
| MassMutual Premier MassMutual International Equity Fd | — | — | — | $290K | 1.5% |
| Northern Funds Northern Small Cap Index Fund | — | — | — | $176K | 0.9% |
| Natixis Funds Loomis Sayles Strategic Income Fund | — | — | — | $173K | 0.9% |
| JP Morgan JPMorgan US Small Company Fund | — | — | — | $171K | 0.9% |
| MassMutual Select MassMutual Blue Chip Growth | — | — | — | $123K | 0.7% |
| Invesco Real Estate Fund | — | — | — | $113K | 0.6% |
| Invesco Energy Fund | — | — | — | $103K | 0.5% |
| Investments - Alger Spectra Fund | — | — | — | $95K | 0.5% |
| Macquarie High Income | — | — | — | $86K | 0.5% |
| American Funds Amer Funds Balanced Fund | — | — | — | $81K | 0.4% |
| Invesco Developing Markets Fund | — | — | — | $73K | 0.4% |
| Northern Funds Northern Intl Equity Index Fund | — | — | — | $71K | 0.4% |
| Investments - Northern Funds Northern Bond Index Fund | — | — | — | $62K | 0.3% |
| BlackRock Strategic Income Opps Fund | — | — | — | $62K | 0.3% |
| Manning & Napier Manning& Napier Pro- Blend ConTrm Fd | — | — | — | $58K | 0.3% |
| MFS Investment Mgmt MFS Utilities Fund | — | — | — | $44K | 0.2% |
| Neuberger Berman Neuberger Berman Equity Income Fund | — | — | — | $42K | 0.2% |
| American Funds Amer Funds EuroPacific Growth Fund | — | — | — | $30K | 0.2% |
| Manning & Napier Manning& Napier Pro- Blend MaxTrm Fd | — | — | — | $29K | 0.2% |
| PGIM Investments PGIM Jennison Hlth Sci Fd | — | — | — | $25K | 0.1% |
| PIMCO Funds PIMCO Real Return Fund | — | — | — | $24K | 0.1% |
| Artisan Global Value Investor Fund | — | — | — | $20K | 0.1% |
| MassMutual Premier MassMutual US Government Mny Mkt Fd | — | — | — | $16K | <0.1% |
| Thornburg International Growth Fund | — | — | — | $14K | <0.1% |
| BlackRock Lifepath Index 2040 Fund | — | — | — | $11K | <0.1% |
| Macquarie Science and Technology | — | — | — | $5K | <0.1% |
| Manning & Napier Manning& Napier Pro- Blend ExtTrm Fd | — | — | — | $5K | <0.1% |
| Franklin/ Templeton Global Bond Fund | — | — | — | $5K | <0.1% |
| BlackRock Lifepath Index 2045 Fund ** 288 BlackRock Lifepath Index 2055 Fund | — | — | — | $2K | <0.1% |
| Virtus Mutual Funds Virtus NFJ International Value Fd | — | — | — | $2K | <0.1% |
| Dryefus Opportunistic Midcap Value Fund | — | — | — | $1K | <0.1% |
