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Original filing (PDF)20251015213353NAL0002907907001
BERTELSMANN, INC.
Form 5500
FILING_RECEIVED
BERTELSMANN 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 1
26% in single holding
Active participants
9,217
Accounts w/ balance
14,062
Plan assets (EOY)
$2.0B
Net assets (EOY)
$2.0B
How this plan invests
This plan
22 pooled trusts
Schedule D
75 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "[DFE: VFTC INSTITUTIONAL 500 INDEX TRUST (extraction pending)]" is 26% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BERTELSMANN, INC..
Plan sponsor
Name
BERTELSMANN, INC.
EIN
95-2949493
Address
1745 BROADWAY · CORPORATE BENEFITS DEPT, 20TH FLOOR · NEW YORK, NY · 10019
Phone
(212) 782-1150
Industry
Information / Tech / Mediasee all
Plan administrator
Name
BERTELSMANN DEFINED CONTRIBUTION ADMINISTRATION & INVESTMENT COMMITTEE
EIN
95-2949493
City
NEW YORK, NY
Phone
(212) 782-1150
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2U · Association Retirement Plan
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
CARON & BLETZER PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $238K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $478K | — |
| MERCER | 61-0736136 | — | CONSULTANT | $18K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CARON & BLETZER, PLLC | 04-3499945 | — | ACCOUNTANT/AUDITOR | $21K | — |
Investments
72 direct securities · 22 pooled funds· $3.1B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$1.7B
22 holdings
Uncategorized
$1.4B
72 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| [DFE: VFTC INSTITUTIONAL 500 INDEX TRUST (extraction pending)] | — | — | — | $430.7M | 22.0% | |
| VANG INST 500 IDX TR VANGUARD FIDUCIARY TRUST COMPANY · EIN 81-6327546 / PN 001 | Common Collective Trust | — | — | $430.7M | 22.0% | |
| [DFE: VFTC INSTITUTIONAL EXTENDED MARKET INDEX TRUST (extraction pending)] | — | — | — | $133.2M | 6.8% | |
| VANG IS EXT MKT IDX VANGUARD FIDUCIARY TRUST COMPANY · EIN 81-6324211 / PN 001 | Common Collective Trust | — | — | $133.2M | 6.8% | |
| FID FRDM INX 2050 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 084 | Common Collective Trust | — | — | $113.6M | 5.8% | |
| [DFE: FIAM GROUP TRUST FOR EMPLOYEE BENEFIT PLANS FIDELITY FREEDOM INDEX 2045 COMMINGLED POOL (extraction pending)] | — | — | — | $98.2M | 5.0% | |
| FID FRDM INX 2045 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 083 | Common Collective Trust | — | — | $98.2M | 5.0% | |
| MIP II CL 3 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 025 | Common Collective Trust | — | — | $97.9M | 5.0% | |
| VG IS TL INTL STK MK VANGUARD FIDUCIARY TRUST COMPANY · EIN 81-6317280 / PN 001 | Common Collective Trust | — | — | $96.4M | 4.9% | |
| [DFE: FIAM GROUP TRUST FOR EMPLOYEE BENEFIT PLANS FIDELITY FREEDOM INDEX 2040 COMMINGLED POOL (extraction pending)] | — | — | — | $86.6M | 4.4% | |
| FID FRDM INX 2040 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 082 | Common Collective Trust | — | — | $86.6M | 4.4% | |
| FID FRDM INX 2055 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 112 | Common Collective Trust | — | — | $85.2M | 4.4% | |
| [DFE: FIAM GROUP TRUST FOR EMPLOYEE BENEFIT PLANS FIDELITY FREEDOM INDEX 2035 COMMINGLED POOL (extraction pending)] | — | — | — | $82.0M | 4.2% | |
| FID FRDM INX 2035 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 081 | Common Collective Trust | — | — | $82.0M | 4.2% | |
| PRU CORE PL BD CL 5 PRUDENTIAL TRUST COMPANY · EIN 23-6994310 / PN 165 | Common Collective Trust | — | — | $70.8M | 3.6% | |
| [DFE: VFTC INSTITUTIONAL TOTAL BOND MARKET INDEX TRUST (extraction pending)] | — | — | — | $67.3M | 3.4% | |
| VG IS TOT BD MKT IDX VANGUARD FIDUCIARY TRUST COMPANY · EIN 81-6321044 / PN 001 | Common Collective Trust | — | — | $67.3M | 3.4% | |
| FID FRDM INX 2030 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 080 | Common Collective Trust | — | — | $66.4M | 3.4% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $61.6M | 3.1% | |
| [DFE: FIDELITY DIVERSIFIED INTERNATIONAL COMMINGLED POOL (extraction pending)] | — | — | — | $53.7M | 2.7% | |
| FID DIV INTL PL CL A FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 134 | Common Collective Trust | — | — | $53.7M | 2.7% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $46.2M | 2.4% | |
| FID FRDM INX 2020 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 078 | Common Collective Trust | — | — | $43.8M | 2.2% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $40.8M | 2.1% | |
| FID FRDM INX 2060 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 146 | Common Collective Trust | — | — | $39.0M | 2.0% | |
| [DFE: FIDELITY LOW-PRICED STOCK COMMINGLED POOL (extraction pending)] | — | — | — | $38.3M | 2.0% | |
| FID LPS POOL CLASS A FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 132 | Common Collective Trust | — | — | $38.3M | 2.0% | |
| FID FRDM INX 2025 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 079 | Common Collective Trust | — | — | $35.8M | 1.8% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $30.6M | 1.6% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $23.6M | 1.2% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $21.1M | 1.1% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $17.5M | 0.9% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $15.6M | 0.8% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $14.4M | 0.7% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $14.0M | 0.7% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $11.7M | 0.6% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $11.3M | 0.6% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $10.4M | 0.5% | |
| FID FRDM INX 2065 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 169 | Common Collective Trust | — | — | $8.6M | 0.4% | |
| FID FRDM INX 2015 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 077 | Common Collective Trust | — | — | $8.5M | 0.4% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $7.8M | 0.4% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $7.5M | 0.4% | |
| FID FRDM INX 2010 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 076 | Common Collective Trust | — | — | $6.5M | 0.3% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $5.7M | 0.3% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $4.7M | 0.2% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $4.5M | 0.2% | |
| FID FRDM INX INC T FIAM TRUST COMPANY · EIN 20-4659714 / PN 074 | Common Collective Trust | — | — | $4.4M | 0.2% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $4.2M | 0.2% | |
| FIAM TARGET DATE 5+ YEAR INFLATION- | — | — | — | $3.4M | 0.2% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $3.4M | 0.2% | |
| FIAM TARGET DATE 5+ YEAR INFLATION- | — | — | — | $3.3M | 0.2% | |
| FIAM INTL DEVMK BD A | — | — | — | $3.2M | 0.2% | |
| FIAM TARGET DATE 5+ YEAR INFLATION- | — | — | — | $3.2M | 0.2% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $3.1M | 0.2% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $3.1M | 0.2% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $3.0M | 0.2% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $2.6M | 0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $2.2M | 0.1% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $1.9M | <0.1% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $1.9M | <0.1% | |
| FIAM TARGET DATE 0-5 YEAR INFLATION | — | — | — | $1.9M | <0.1% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $1.8M | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $1.8M | <0.1% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $1.6M | <0.1% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $1.5M | <0.1% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $1.5M | <0.1% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $1.2M | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $1.1M | <0.1% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $1.0M | <0.1% | |
| FIAM TARGET DATE TREASURY BILL INDE | — | — | — | $1.0M | <0.1% | |
| FIAM TARGET DATE 0-5 YEAR INFLATION | — | — | — | $1.0M | <0.1% | |
| FIAM TARGET DATE 0-5 YEAR INFLATION | — | — | — | $870K | <0.1% | |
| FIAM TARGET DATE 0-5 YEAR INFLATION | — | — | — | $838K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $838K | <0.1% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $679K | <0.1% | |
| FIAM TARGET DATE TREASURY BILL INDE | — | — | — | $525K | <0.1% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $503K | <0.1% | |
| FIAM TARGET DATE TREASURY BILL INDE | — | — | — | $441K | <0.1% | |
| FIAM TARGET DATE TREASURY BILL INDE | — | — | — | $435K | <0.1% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $429K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $420K | <0.1% | |
| FIAM TARGET DATE 5+ YEAR INFLATION- | — | — | — | $405K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $383K | <0.1% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $343K | <0.1% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $333K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $324K | <0.1% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $293K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $217K | <0.1% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $209K | <0.1% | |
| FIAM TARGET DATE 5+ YEAR INFLATION- | — | — | — | $141K | <0.1% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $132K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $85K | <0.1% | |
| FIAM TARGET DATE 5+ YEAR INFLATION | — | — | — | $148 | <0.1% | |
| FID FRDM INX 2005 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 075 | Common Collective Trust | — | — | $0 | <0.1% |