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Original filing (PDF)20251009113235NAL0010857216002
WARE MALCOMB
Form 5500
FILING_RECEIVED
WARE MALCOMB 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
529
Accounts w/ balance
560
Plan assets (EOY)
$53.7M
Net assets (EOY)
$53.7M
How this plan invests
This plan
1 pooled trust
Schedule D
41 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 32 bps in Schedule C fees — 101% above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WARE MALCOMB.
Plan sponsor
Name
WARE MALCOMB
EIN
95-2905859
Address
10 EDELMAN · IRVINE, CA · 92618
Phone
(949) 660-9128
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
KIECKHAFER SCHIFFER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CERITY PARTNERS RETIREMENT PLA | 35-2467663 | — | NONE | $99K | — |
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $74K | — |
Investments
34 direct securities · 1 pooled fund· $56.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$54.2M
34 holdings
Common Collective Trust
$2.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TROWE PRICE RETIREMENT 2050 I Registered Investment Company | — | — | — | $11.2M | 20.9% | |
| SCHWAB S&P 500 INDEX FUND Registered Investment Company | — | — | — | $9.5M | 17.8% | |
| T. Rowe Price T. Rowe Price Retirement I 2040 I | — | — | — | $6.0M | 11.3% | |
| Fidelity Contra Fund R6 | — | — | — | $5.5M | 10.3% | |
| American Funds American Funds Capitalization World Growth and Income | — | — | — | $2.3M | 4.3% | |
| AMERICAN FUNDS CAP WLD G&I R6 Registered Investment Company | — | — | — | $2.3M | 4.3% | |
| Parnassus Core Equity Installment | — | — | — | $2.3M | 4.2% | |
| T. Rowe Price T. Rowe Price Retirement I 2030 I | — | — | — | $2.2M | 4.2% | |
| INVESCO STABLE VALUE TRUST INVESCO TRUST COMPANY · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $2.1M | 4.0% | |
| Delaware Diversified Income R6 | — | — | — | $1.5M | 2.9% | |
| BNY Mellon BNY Mellon Dynamic Value Class I | — | — | — | $1.5M | 2.8% | |
| William Blair William Blair Small Mid Growth I | — | — | — | $1.3M | 2.4% | |
| Dodge & Cox Dodge & Cox Global Stock | — | — | — | $1.0M | 1.9% | |
| ALLSPRING SMLL COMPANY GRTH R6 Registered Investment Company | — | — | — | $845K | 1.6% | |
| T. Rowe Price T. Rowe Price International Discovery I | — | — | — | $813K | 1.5% | |
| T. Rowe Price T. Rowe Price Retirement I 2060 I | — | — | — | $809K | 1.5% | |
| Principal Diversified Real R6 | — | — | — | $651K | 1.2% | |
| T. Rowe Price T. Rowe Price Retirement I 2020 I | — | — | — | $553K | 1.0% | |
| Franklin Strategic Income R6 | — | — | — | $463K | 0.9% | |
| T. Rowe Price T. Rowe Price Retirement I 2055 I | — | — | — | $410K | 0.8% | |
| T. Rowe Price T. Rowe Price Retirement I 2045 I | — | — | — | $381K | 0.7% | |
| TROWE PRICE RETIREMENT BAL I Registered Investment Company | — | — | — | $317K | 0.6% | |
| PARTICIPANT LOANS (5.25% - 10.50%) | — | — | — | $301K | 0.6% | |
| through 2035. | — | — | — | $301K | 0.6% | |
| Fidelity Mid Cap Index | — | — | — | $245K | 0.5% | |
| Invesco Oppen International Bond I | — | — | — | $239K | 0.4% | |
| Fidelity Small Cap Index | — | — | — | $221K | 0.4% | |
| T. Rowe Price T. Rowe Price Retirement I 2025 I | — | — | — | $204K | 0.4% | |
| FIDELITY EMERG MARKETS IDX Registered Investment Company | — | — | — | $162K | 0.3% | |
| T. Rowe Price T. Rowe Price Retirement I 2035 I | — | — | — | $162K | 0.3% | |
| Vanguard Federal Money Market Fund | — | — | — | $141K | 0.3% | |
| T. Rowe Price T. Rowe Price Retirement I 2065 I | — | — | — | $111K | 0.2% | |
| T. Rowe Price T. Rowe Price Retirement I 2005 I | — | — | — | $6K | <0.1% | |
| T. Rowe Price T. Rowe Price Retirement I 2015 I | — | — | — | $5K | <0.1% | |
| T. Rowe Price T. Rowe Price Retirement I 2010 I | — | — | — | $3K | <0.1% |
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