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Original filing (PDF)20260106164529NAL0007168499001
OPTO 22
Form 5500
FILING_RECEIVED
OPTO 22 MONEY PURCHASE PENSION PLAN AND TRUST
Defined-contribution retirement plan
Signals · 2
42% in single holdingNo recordkeeper disclosed
Active participants
117
Accounts w/ balance
130
Plan assets (EOY)
$22.4M
Net assets (EOY)
$22.4M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
79
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "T. Rowe Price Rtmt 2015 R Fund" is 42% of plan.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for OPTO 22.
Plan sponsor
Name
OPTO 22
EIN
95-2896389
Address
43044 BUSINESS PARK DRIVE · TEMECULA, CA · 925903614
Phone
(951) 695-3000
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-06-01
Tax period
2025-05-31
Filed
2026-01-06
Pension benefit codes
2C · Money purchase (other than target benefit)
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
LEVITZACKS CPAS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | 23-2384840 | — | CONSULTANT | $29K | — |
Trustee
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP | 42-1520346 | — | TRUSTEE | $42K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $204 | — |
Investments
31 direct securities · 1 pooled fund· $31.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$22.4M
31 holdings
Common Collective Trust
$9.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. Rowe Price Rtmt 2015 R Fund | — | — | $0 | $9.4M | 42.1% | |
| GALLIARD STABLE RETURN PN15 SEI TRUST COMPANY · EIN 80-6052573 / PN 001 | Common Collective Trust | — | — | $9.4M | 42.1% | |
| T. Rowe Price Rtmt 2025 R Fund | — | — | $0 | $3.1M | 13.6% | |
| Vanguard Value Index Adm Fund | — | — | $0 | $1.3M | 5.9% | |
| Vanguard Sm Cap Val Idx Adm Fd | — | — | $0 | $1.2M | 5.5% | |
| T. Rowe Price Rtmt 2020 R Fund | — | — | $0 | $1.2M | 5.3% | |
| T. Rowe Price Rtmt 2010 R Fund | — | — | $0 | $1.0M | 4.7% | |
| T. Rowe Price New Horizon Fd | — | — | $0 | $602K | 2.7% | |
| Vanguard Sm Cap Gr Idx Adm Fd | — | — | $0 | $573K | 2.6% | |
| T. Rowe Price Rtmt 2065 R Fund | — | — | $0 | $570K | 2.5% | |
| Western Asset Core Bond I Fd | — | — | $0 | $405K | 1.8% | |
| Vanguard MidCap Val Idx Adm Fd | — | — | $0 | $403K | 1.8% | |
| Vanguard MidCp Grth Idx Adm Fd | — | — | $0 | $402K | 1.8% | |
| Vanguard Sel Value Inv Fund | — | — | $0 | $398K | 1.8% | |
| T. Rowe Price Rtmt 2005 R Fund | — | — | $0 | $259K | 1.2% | |
| Macquarie Mid Cap Growth Y Fun | — | — | $0 | $251K | 1.1% | |
| T. Rowe Price Rtmt 2060 R Fund | — | — | $0 | $245K | 1.1% | |
| Macquarie Small Cap Value I Fu | — | — | $0 | $171K | 0.8% | |
| T. Rowe Price Rtmt Bal R Fund | — | — | $0 | $146K | 0.6% | |
| Vanguard Growth Index Adm Fund | — | — | $0 | $125K | 0.6% | |
| T. Rowe Price Rtmt 2050 R Fund | — | — | $0 | $97K | 0.4% | |
| T. Rowe Price Rtmt 2045 R Fund | — | — | $0 | $95K | 0.4% | |
| T. Rowe Price Rtmt 2055 R Fund | — | — | $0 | $94K | 0.4% | |
| Columbia Div Income I3 Fund | — | — | $0 | $93K | 0.4% | |
| T. Rowe Price Rtmt 2030 R Fund | — | — | $0 | $62K | 0.3% | |
| T. Rowe Price Rtmt 2040 R Fund | — | — | $0 | $41K | 0.2% | |
| Am Fds EuroPacific Grth R6 Fd | — | — | $0 | $30K | 0.1% | |
| Goldman Sachs Fin Sq Gov R6 Fd | — | — | $0 | $27K | 0.1% | |
| Alger Capital App Instl Y Fund | — | — | $0 | $12K | <0.1% | |
| Galliard Stable Return PN15 | — | — | $0 | $11K | <0.1% | |
| T. Rowe Price Rtmt 2035 R Fund | — | — | $0 | $6K | <0.1% | |
| Inv Dev Mark A Fd | — | — | $0 | $6K | <0.1% |