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Original filing (PDF)20250626190958NAL0012868800001
EAST WEST BANK
Form 5500
FILING_RECEIVED
EAST WEST BANK EMPLOYEES 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 1
11% employer stock
Active participants
2,998
Accounts w/ balance
3,928
Plan assets (EOY)
$635.7M
Net assets (EOY)
$635.7M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
88
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 11% of plan in employer / sponsor stock.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for EAST WEST BANK.
Plan sponsor
Name
EAST WEST BANK
EIN
95-2795851
Address
135 NORTH LOS ROBLES AVE. 7TH FLOOR · PASADENA, CA · 91101
Phone
(626) 768-6000
Industry
Commercial Banking· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-06-26
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BDO USA, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $268K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BFSG LLC | 20-8161914 | — | INVESTMENT ADVISOR | $50K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BDO USA, P.C | — | GRAND RAPIDS, MI | AUDITOR | $65K | — |
Investments
28 direct securities· $631.4M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Fund Institutional Mutual fund - 244,196 shares | — | — | — | $116.9M | 18.4% | |
| MFS Growth Fund R6 Mutual fund - 438,219 shares | — | — | — | $89.2M | 14.0% | |
| East West Bancorp, Inc. Common stock - 752,746 shares | — | — | — | $72.1M | 11.3% | |
| Empower Guaranteed Income Fund units at 2.25% | — | — | — | $69.3M | 10.9% | |
| American Funds EuroPacific Growth Fund R-6 Mutual fund - 675,072 shares | — | — | — | $36.3M | 5.7% | |
| American Funds Washington Mutual Investors Fund R-6 Mutual fund - 475,626 shares | — | — | — | $29.3M | 4.6% | |
| Vanguard Mid-Cap Index Fund Institutional Mutual fund - 404,644 shares | — | — | — | $29.2M | 4.6% | |
| MFS Value Fund R4 Mutual fund - 456,707 shares | — | — | — | $22.1M | 3.5% | |
| Vanguard Small-Cap Index Fund Institutional Mutual fund - 190,304 shares | — | — | — | $21.9M | 3.4% | |
| Vanguard Total International Stock Index Fund Institutional Mutual fund - 164,839 shares | — | — | — | $20.9M | 3.3% | |
| T. Rowe Price Mid-Cap Growth Fund I Mutual fund - 208,072 shares | — | — | — | $20.8M | 3.3% | |
| Metropolitan West Total Return Bond Fund Plan Mutual fund - 2,250,479 shares | — | — | — | $18.7M | 2.9% | |
| Vanguard Total Bond Market Index Fund Institutional Mutual fund - 1,872,977 shares | — | — | — | $17.8M | 2.8% | |
| MFS Mid Cap Value Fund R6 Mutual fund - 514,364 shares | — | — | — | $16.4M | 2.6% | |
| Franklin Small Cap Growth Fund R6 Mutual fund - 517,262 shares | — | — | — | $14.2M | 2.2% | |
| MFS Total Return Fund R4 Mutual fund - 709,930 shares | — | — | — | $13.4M | 2.1% | |
| Dodge & Cox Funds Income Fund Mutual fund - 1,005,809 shares | — | — | — | $12.5M | 2.0% | |
| DFA U.S. Targeted Value Portfolio Mutual fund - 209,841 shares | — | — | — | $7.2M | 1.1% | |
| Fully benefit-responsive investment contract | — | — | — | $2.1M | 0.3% | |
| American Funds 2035 Target Date Retirement Fund R-6 Mutual fund - 26,527 shares | — | — | — | $505K | <0.1% | |
| American Funds 2045 Target Date Retirement Fund R-6 Mutual fund - 15,753 shares | — | — | — | $334K | <0.1% | |
| American Funds 2040 Target Date Retirement Fund R-6 Mutual fund - 5,441 shares | — | — | — | $112K | <0.1% | |
| American Funds 2055 Target Date Retirement Fund R-6 Mutual fund - 3,267 shares | — | — | — | $86K | <0.1% | |
| American Funds 2050 Target Date Retirement Fund R-6 Mutual fund - 2,571 shares | — | — | — | $54K | <0.1% | |
| American Funds 2060 Target Date Retirement Fund R-6 Mutual fund - 2,566 shares | — | — | — | $46K | <0.1% | |
| American Funds 2065 Target Date Retirement Fund R-6 Mutual fund - 959 shares | — | — | — | $17K | <0.1% | |
| American Funds 2030 Target Date Retirement Fund R-6 Mutual fund - 856 shares | — | — | — | $15K | <0.1% | |
| American Funds 2025 Target Date Retirement Fund R-6 Mutual fund - 543 shares | — | — | — | $8K | <0.1% |