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Original filing (PDF)20251015153641NAL0002567123001
PHILLIPS INDUSTRIES, INC.
Form 5500
FILING_RECEIVED
PHILLIPS INDUSTRIES RETIREMENT PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
223
Accounts w/ balance
238
Plan assets (EOY)
$26.5M
Net assets (EOY)
$26.5M
How this plan invests
This plan
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- Below-peer total fees (4 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PHILLIPS INDUSTRIES, INC..
Plan sponsor
Name
PHILLIPS INDUSTRIES, INC.
EIN
95-2596625
Address
12012 BURKE STREET · SANTA FE SPRINGS, CA · 90670
Phone
(562) 781-2121
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $2K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $8K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
36 direct securities· $26.5M(100% of reported assets)
Uncategorized
$24.1M
35 holdings
Mutual Funds
$2.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FID 500 INDEX Registered Investment Company | — | — | — | $2.6M | 9.8% | |
| s * FID BALANCED K6 Registered Investment Company | Mutual Funds | — | — | $2.4M | 9.1% | |
| FID CONTRAFUND K Registered Investment Company | — | — | — | $1.7M | 6.3% | |
| FID OTC K6 Registered Investment Company | — | — | — | $1.6M | 6.1% | |
| FID LOW PRICED STK Registered Investment Company | — | — | — | $1.6M | 6.0% | |
| AF AMER MUTUAL R6 Registered Investment Company | — | — | — | $1.1M | 4.3% | |
| FID FREEDOM 2030 K6 Registered Investment Company | — | — | — | $1.1M | 4.1% | |
| FID FREEDOM 2045 K6 Registered Investment Company | — | — | — | $1.1M | 4.1% | |
| FID FREEDOM 2050 K6 Registered Investment Company | — | — | — | $1.1M | 4.0% | |
| FID NASDAQ COMP INDX Registered Investment Company | — | — | — | $1.1M | 4.0% | |
| MFS MID CAP GRTH R3 Registered Investment Company | — | — | — | $950K | 3.6% | |
| FID SMALL CAP GROWTH Registered Investment Company | — | — | — | $881K | 3.3% | |
| FID FREEDOM 2025 K6 Registered Investment Company | — | — | — | $807K | 3.0% | |
| COLUMBIA DIV INC A Registered Investment Company | — | — | — | $803K | 3.0% | |
| FID GOVT MMKT Money market fund | — | — | — | $662K | 2.5% | |
| FID FREEDOM 2035 K6 Registered Investment Company | — | — | — | $633K | 2.4% | |
| FID FREEDOM 2015 K6 Registered Investment Company | — | — | — | $581K | 2.2% | |
| FID FREEDOM 2040 K6 Registered Investment Company | — | — | — | $576K | 2.2% | |
| FID US BOND IDX Registered Investment Company | — | — | — | $545K | 2.1% | |
| FID STRATEGIC INCOME Registered Investment Company | — | — | — | $537K | 2.0% | |
| FID INTL DISCOVERY Registered Investment Company | — | — | — | $444K | 1.7% | |
| 1ST EAGLE OVERSEAS I Registered Investment Company | — | — | — | $384K | 1.4% | |
| FID FREEDOM 2055 K6 Registered Investment Company | — | — | — | $371K | 1.4% | |
| FID FREEDOM 2060 K6 Registered Investment Company | — | — | — | $349K | 1.3% | |
| FID FREEDOM 2020 K6 Registered Investment Company | — | — | — | $309K | 1.2% | |
| FID MID CAP IDX Registered Investment Company | — | — | — | $306K | 1.2% | |
| FID SHORT TERM BOND Registered Investment Company | — | — | — | $294K | 1.1% | |
| FID FREEDOM INC K6 Registered Investment Company | — | — | — | $257K | 1.0% | |
| 9.50%, maturing through December 2031 0 | — | — | — | $237K | 0.9% | |
| AS SPL MID CP VAL IS Registered Investment Company | — | — | — | $222K | 0.8% | |
| FID CONVERTIBLE SEC Registered Investment Company | — | — | — | $220K | 0.8% | |
| FID INTL INDEX Registered Investment Company | — | — | — | $214K | 0.8% | |
| JPM SM CAP VALUE A Registered Investment Company | — | — | — | $197K | 0.7% | |
| FID FREEDOM 2010 K6 Registered Investment Company | — | — | — | $155K | 0.6% | |
| FID SM CAP IDX Registered Investment Company | — | — | — | $128K | 0.5% | |
| FID FREEDOM 2065 K6 Registered Investment Company | — | — | — | $123K | 0.5% |
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