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Original filing (PDF)20251015174849NAL0005297553001
COX, CASTLE & NICHOLSON LLP
Form 5500
FILING_RECEIVED
COX, CASTLE & NICHOLSON LLP RETIREMENT PLAN
401(k) retirement plan
Signals · 2
100% in single holdingNo recordkeeper disclosed
Active participants
171
Accounts w/ balance
247
Plan assets (EOY)
$269.9M
Net assets (EOY)
$269.9M
How this plan invests
This plan
1 pooled trust
Schedule D
1 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "GALLIARD STABLE RETURN FUND CORE" is 100% of plan.
- 18 bps in Schedule C fees — 81% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COX, CASTLE & NICHOLSON LLP.
Plan sponsor
Name
COX, CASTLE & NICHOLSON LLP
EIN
95-2547124
Address
2029 CENTURY PARK EAST, SUITE 2100 · LOS ANGELES, CA · 90067
Phone
(310) 284-2180
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
QUIGLEY & MIRON
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTH PIER FIDUCIARY MANAGEMENT LLC | 26-3521867 | — | NONE | $368K | — |
| ONE AMERICA RETIREMENT SERVICES LLC | 46-5378846 | — | NONE | $107K | — |
| MILLIMAN, INC. | 91-0675641 | — | NONE | $14K | — |
Investments
1 pooled fund· $3.1M(1% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| GALLIARD STABLE VALUE C SEI TRUST COMPANY · EIN 52-2250946 / PN 001 | Common Collective Trust | — | $3.6M | $3.1M | 1.2% |