Back to filter
Original filing (PDF)20251007140122NAL0002728019001
PROTECTIVE LIFE CORPORATION
Form 5500
FILING_RECEIVED
PROTECTIVE LIFE CORPORATION 401(K) PLAN
401(k) retirement plan
Active participants
3,778
Accounts w/ balance
4,313
Plan assets (EOY)
$695.4M
Net assets (EOY)
$695.4M
How this plan invests
This plan
16 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 8 bps in Schedule C fees — modestly above peer band of 6 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PROTECTIVE LIFE CORPORATION.
Plan sponsor
Name
PROTECTIVE LIFE CORPORATION
EIN
95-2492236
Address
P O BOX 2606 · BIRMINGHAM, AL · 35202
Phone
(205) 268-1000
Industry
Finance & Insurancesee all
Plan administrator
Name
PROTECTIVE LIFE CORPORATION RETIREMENT COMMITTEE
EIN
63-0943017
City
BIRMINGHAM, AL
Phone
(205) 268-1000
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
Audit & trust (Schedule H)
Auditor
WARREN AVERETT LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $269K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $208K | — |
| CAPFINANCIAL PARTNERS LLC | 26-0058143 | — | INVESTMENT ADVISOR | $98K | — |
Investments
29 direct securities · 16 pooled funds· $942.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$504.8M
29 holdings
Common Collective Trust
$437.4M
16 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SP 500 INDEX PL CL C GEODE CAPITAL MANAGEMENT TRUST · EIN 82-6293122 / PN 001 | Common Collective Trust | — | — | $125.1M | 18.0% | |
| TRP GROWTH STOCK E T. ROWE PRICE TRUST COMPANY · EIN 52-6559833 / PN 013 | Common Collective Trust | — | — | $65.5M | 9.4% | |
| Dodge & Cox Stock Fund Mutual fund A | — | — | — | $54.2M | 7.8% | |
| T. Rowe Price Retirement 2045 Fund Collective trust fund A | — | — | — | $52.1M | 7.5% | |
| TRP RETIRE 2045 K T. ROWE PRICE TRUST COMPANY · EIN 32-6199848 / PN 001 | Common Collective Trust | — | — | $52.1M | 7.5% | |
| T. Rowe Price Retirement 2035 Fund Collective trust fund A | — | — | — | $48.7M | 7.0% | |
| TRP RETIRE 2035 K T. ROWE PRICE TRUST COMPANY · EIN 36-7595013 / PN 001 | Common Collective Trust | — | — | $48.7M | 7.0% | |
| Fidelity Government Money Market Fund Mutual fund A | — | — | — | $34.5M | 5.0% | |
| JP Morgan Mid Cap Growth Fund Mutual fund A | — | — | — | $32.1M | 4.6% | |
| Fidelity Mid Cap Index Fund Mutual fund A | — | — | — | $29.7M | 4.3% | |
| Fidelity Managed Income Portfolio II Class 1 Collective trust fund A | — | — | — | $26.7M | 3.8% | |
| MIP II CL 1 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 025 | Common Collective Trust | — | — | $26.7M | 3.8% | |
| T. Rowe Price Retirement 2025 Fund Collective trust fund A | — | — | — | $25.6M | 3.7% | |
| TRP RETIRE 2025 K T. ROWE PRICE TRUST COMPANY · EIN 37-6495447 / PN 001 | Common Collective Trust | — | — | $25.6M | 3.7% | |
| T. Rowe Price Retirement 2055 Fund Collective trust fund A | — | — | — | $24.0M | 3.5% | |
| TRP RETIRE 2055 K T. ROWE PRICE TRUST COMPANY · EIN 35-6941728 / PN 001 | Common Collective Trust | — | — | $24.0M | 3.5% | |
| Dodge & Cox International Stock Fund Mutual fund A | — | — | — | $22.1M | 3.2% | |
| T. Rowe Price Retirement 2030 Fund Collective trust fund A | — | — | — | $21.4M | 3.1% | |
| TRP RETIRE 2030 K T. ROWE PRICE TRUST COMPANY · EIN 38-7010946 / PN 001 | Common Collective Trust | — | — | $21.4M | 3.1% | |
| T. Rowe Price Retirement 2040 Fund Collective trust fund A | — | — | — | $18.5M | 2.7% | |
| TRP RETIRE 2040 K T. ROWE PRICE TRUST COMPANY · EIN 35-6941729 / PN 001 | Common Collective Trust | — | — | $18.5M | 2.7% | |
| DFA U.S. Small Cap Portfolio Institutional Fund Mutual fund A | — | — | — | $17.6M | 2.5% | |
| T. Rowe Price Retirement 2050 Fund Collective trust fund A | — | — | — | $15.2M | 2.2% | |
| TRP RETIRE 2050 K T. ROWE PRICE TRUST COMPANY · EIN 30-6303214 / PN 001 | Common Collective Trust | — | — | $15.2M | 2.2% | |
| Fidelity US Bond Index Fund Mutual fund A | — | — | — | $14.1M | 2.0% | |
| Notes receivable from participants Loans, maturity dates ranging from 2024 to 2049 and interest rates ranging from 4.25% - 9.50% 0 | — | — | — | $12.0M | 1.7% | |
| BlackRock Total Return Fund Mutual fund A | — | — | — | $11.5M | 1.7% | |
| Fidelity 500 Index Fund Mutual fund A 251 * Fidelity International Index Fund Mutual fund A | — | — | — | $9.8M | 1.4% | |
| DFA Emerging Markets Portfolio Fund Mutual fund A | — | — | — | $9.4M | 1.3% | |
| T. Rowe Price Retirement 2060 Fund Collective trust fund A | — | — | — | $7.1M | 1.0% | |
| TRP RETIRE 2060 K T. ROWE PRICE TRUST COMPANY · EIN 47-1088316 / PN 001 | Common Collective Trust | — | — | $7.1M | 1.0% | |
| PIMCO Real Return Fund Mutual fund A | — | — | — | $5.1M | 0.7% | |
| T. Rowe Price Retirement 2020 Fund Collective trust fund A | — | — | — | $4.0M | 0.6% | |
| TRP RETIRE 2020 K T. ROWE PRICE TRUST COMPANY · EIN 36-7594871 / PN 001 | Common Collective Trust | — | — | $4.0M | 0.6% | |
| Vanguard High-Yield Corporate Fund Admiral Shares Mutual fund A | — | — | — | $3.5M | 0.5% | |
| Vanguard Real Estate Index Fund Admiral Shares Mutual fund A | — | — | — | $2.0M | 0.3% | |
| T. Rowe Price Retirement 2065 Fund Collective trust fund A | — | — | — | $1.7M | 0.3% | |
| TRP RETIRE 2065 K T. ROWE PRICE TRUST COMPANY · EIN 85-1763138 / PN 001 | Common Collective Trust | — | — | $1.7M | 0.3% | |
| T. Rowe Price Retirement 2015 Fund Collective trust fund A | — | — | — | $1.2M | 0.2% | |
| TRP RETIRE 2015 K T. ROWE PRICE TRUST COMPANY · EIN 35-6941654 / PN 001 | Common Collective Trust | — | — | $1.2M | 0.2% | |
| T. Rowe Price Retirement 2005 Fund Collective trust fund A | — | — | — | $510K | <0.1% | |
| TRP RETIRE 2005 K T. ROWE PRICE TRUST COMPANY · EIN 61-6434302 / PN 001 | Common Collective Trust | — | — | $510K | <0.1% | |
| WM Blackrock International LDRS Mutual fund A | — | — | — | $505K | <0.1% | |
| T. Rowe Price Retirement 2010 Fund Collective trust fund A | — | — | — | $59K | <0.1% | |
| TRP RETIRE 2010 K T. ROWE PRICE TRUST COMPANY · EIN 32-6199795 / PN 001 | Common Collective Trust | — | — | $59K | <0.1% |