Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $21K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY | — | NEW YORK, NY | INVESTMENT ADVISOR | $40K | — |
| Name | EIN | Location | Relation |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower Trust Company LLC American 2025 TRGT DATE RETIRE R6 | — | — | — | $2.7M | 18.6% | |
| Empower Trust Company LLC American 2030 TRGT DATE RETIRE R6 | — | — | — | $2.5M | 16.6% | |
| Empower Trust Company LLC American BALANCED R6 | — | — | — | $1.9M | 12.6% | |
| Empower Trust Company LLC American WASHINGTON MUTUAL R6 | — | — | — | $1.4M |
| Direct comp |
|---|
| Indirect comp |
|---|
| ASCENUS HOLDINGS INC DBA FUTUREPLAN | — | SAN DIEGO, CA | TPA | $13K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FARBER HAAS HURLEY LLP | — | CHATSWORTH, CA | AUDITOR | $8K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $1K | — |
| 9.3% |
| Empower Trust Company LLC American GROWTH FUND OF AMER R6 | — | — | — | $1.3M | 9.0% |
| Empower Trust Company LLC American 2045 TRGT DATE RETIRE R6 | — | — | — | $842K | 5.7% |
| Empower Trust Company LLC American 2035 TRGT DATE RETIRE R6 | — | — | — | $596K | 4.0% |
| Empower Trust Company LLC American EUROPACIFIC GR R6 | — | — | — | $581K | 3.9% |
| Empower Trust Company LLC ISHARES TOTAL U.S. SM INDEX K | — | — | — | $467K | 3.2% |
| Empower Trust Company LLC American 2020 TRGT DATE RETIRE R6 | — | — | — | $391K | 2.6% |
| Empower Trust Company LLC American 2050 TRGT DATE RETIRE R6 | — | — | — | $318K | 2.2% |
| Empower Trust Company LLC American BOND FUND OF AMER R6 | — | — | — | $306K | 2.1% |
| Fully benefit-responsive investment contract - Empower Annuity * Insurance Co. of America EI Fixed Account - Series Class I | — | — | — | $299K | 2.0% |
| Empower Trust Company LLC American 2040 TRGT DATE RETIRE R6 | — | — | — | $223K | 1.5% |
| Empower Trust Company LLC American CAPITAL WORLD G/I R6 | — | — | — | $203K | 1.4% |
| Empower Trust Company LLC American 2055 TRGT DATE RETIRE R6 | — | — | — | $157K | 1.1% |
| Empower Trust Company LLC ISHARES US AGGREGATE BOND INDEX K | — | — | — | $145K | 1.0% |
| Empower Trust Company LLC American US GOVERNMENT SEC R6 | — | — | — | $140K | 0.9% |
| Empower Trust Company LLC ISHARES MSCI TOTAL INTL INDEX R6 | — | — | — | $67K | 0.5% |
| Investments - * Empower Trust Company LLC American 2010 TRGT DATE RETIRE R6 ** $ | — | — | — | $17K | 0.1% |
| Empower Trust Company LLC American 2060 TRGT DATE RETIRE R6 | — | — | — | $7K | <0.1% |
| Empower Trust Company LLC American 2065 TRGT DATE RETIRE R6 | — | — | — | $7K | <0.1% |
