Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT ADVISORS, LLC | 02-0488491 | — | SERVICE PROVIDER | $83K | — |
| ALLIANT RETIREMENT SERVICES LLC | 33-0785439 | — | SERVICE PROVIDER | $65K | — |
| VOYA RETIREMENT INSURANCE & ANNUITY | 71-0294708 | — | SERVICE PROVIDER | $39K | — |
| HOLTHOUSE CARLIN VAN TRIGT LLP | 95-4345526 | — | SERVICE PROVIDER | $15K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VARIABLE ANNUITY ACCOUNT D VOYA RETIREMENT INSURANCE & ANNUITY CO · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $138.2M | 92.3% |
| Vangrd Tot St Mkt Indx Fd Adm Registered Investment Company | — | — | — | $16.3M | 10.9% |
| Vanguard Total Stock Market Index Fund Mutual Fund | — | — | — | $16.3M | 10.9% |
| Voya Large Cap Growth Fund Collective Investment Trust | — | — | — | $14.7M | 9.8% |
| Investments * Voya Fixed Account Guaranteed Interest Contract | — | — | — | $10.4M | 7.0% |
| Putnam Large Cap Value Fund Collective Investment Trust | — | — | — | $9.1M | 6.1% |
| Vanguard Target Retirement 2035 Fund Mutual Fund | — | — | — | $8.4M | 5.6% |
| Vangrd Trgt Retire 2035 Fd Registered Investment Company | — | — | — | $8.4M | 5.6% |
| Vanguard Target Retirement 2045 Fund Mutual Fund | — | — | — | $7.4M | 4.9% |
| Vangrd Trgt Retire 2045 Fd Registered Investment Company | — | — | — | $7.4M | 4.9% |
| American Funds Nw Prspctv R6 Registered Investment Company | — | — | — | $6.5M | 4.3% |
| American Funds New Perspective Fund Mutual Fund | — | — | — | $6.5M | 4.3% |
| Vangrd Trgt Retire 2055 Fd Registered Investment Company | — | — | — | $6.1M | 4.1% |
| Vanguard Target Retirement 2055 Fund Mutual Fund | — | — | — | $6.1M | 4.1% |
| American Funds American Balanced Fund Mutual Fund | — | — | — | $5.9M | 4.0% |
| DFA Infl-Prot Sec Port Ins Registered Investment Company | — | — | — | $5.5M | 3.7% |
| DFA Inflation-Protected Securities Portfolio Fund Mutual Fund | — | — | — | $5.5M | 3.7% |
| Vanguard Small-Cap Index Fund Mutual Fund | — | — | — | $5.2M | 3.5% |
| Neuberger Berman Core Fund Collective Investment Trust | — | — | — | $4.3M | 2.9% |
| Neuberg Berm Cor Bd GG T Fndr Common Collective Trust | — | — | — | $4.3M | 2.9% |
| Vanguard Total International Stock Index Fund Mutual Fund | — | — | — | $4.2M | 2.8% |
| Vangrd Tot Int Stk In F Adm Registered Investment Company | — | — | — | $4.2M | 2.8% |
| party date,rate of interest, collateral, par, or maturity date AmCen Mid Cap Value Fund R6 Registered Investment Company | — | — | — | $4.1M | 2.7% |
| Vangrd Trgt Retire 2025 Fd Registered Investment Company | — | — | — | $3.9M | 2.6% |
| Vanguard Target Retirement 2025 Fund Mutual Fund | — | — | — | $3.9M | 2.6% |
| Vanguard Mid-Cap Index Fund Mutual Fund | — | — | — | $3.9M | 2.6% |
| Vangrd Trgt Retire 2050 Fd Registered Investment Company | — | — | — | $3.9M | 2.6% |
| Vanguard Target Retirement 2050 Fund Mutual Fund | — | — | — | $3.9M | 2.6% |
| American Funds EuroPacific Growth Fund Mutual Fund | — | — | — | $3.4M | 2.3% |
| Voya Mid-Cap Growth Equity Fund Collective Investment Trust | — | — | — | $3.4M | 2.2% |
| Vanguard Target Retirement 2040 Fund Mutual Fund | — | — | — | $3.2M | 2.2% |
| (Held at End of Year) SAGE PUBLICATIONS, INC. 401(K) PLAN EIN#95-2454902 Plan# 002 Vangrd Trgt Retire 2040 Fd Registered Investment Company | — | — | — | $3.2M | 2.2% |
| American Funds New World Fund Mutual Fund | — | — | — | $3.0M | 2.0% |
| Eaton Vance Inc Fd of Bstn R6 Registered Investment Company | — | — | — | $2.4M | 1.6% |
| Vangrd Trgt Retire 2060 Fd Registered Investment Company | — | — | — | $1.9M | 1.3% |
| Vanguard Target Retirement 2060 Fund Mutual Fund | — | — | — | $1.9M | 1.3% |
| American Century Small Cap Growth Fund Mutual Fund | — | — | — | $1.7M | 1.2% |
| DFA Real Estate Secs Port Ins Registered Investment Company | — | — | — | $1.6M | 1.1% |
| DFA US Targeted Vl Port Ins Registered Investment Company | — | — | — | $1.6M | 1.1% |
| PIMCO Low Duration Income Fund Mutual Fund | — | — | — | $1.2M | 0.8% |
| LOAN FUND Participant Loans - Rates 8.75% to 9.50% | Participant loans | — | — | $1.1M | 0.8% |
| Vangrd Trgt Retire 2020 Fd Registered Investment Company | — | — | — | $540K | 0.4% |
| Vanguard Target Retirement 2020 Fund Mutual Fund | — | — | — | $540K | 0.4% |
| Vanguard Target Retirement 2065 Fund Mutual Fund | — | — | — | $476K | 0.3% |
| Vangrd Trgt Retire 2065 Fd Registered Investment Company | — | — | — | $476K | 0.3% |
| Vanguard Target Retirement Income Fund Mutual Fund | — | — | — | $211K | 0.1% |
| Vangrd Trgt Retire Inc Fd Registered Investment Company | — | — | — | $211K | 0.1% |
| Voya Gv Mny Mkt F A (Hld Acct) Registered Investment Company | — | — | — | $68K | <0.1% |
| Voya Government Money Market Fund Mutual Fund | — | — | — | $68K | <0.1% |
| Vangrd Trgt Retire 2070 Fd Registered Investment Company | — | — | — | $34K | <0.1% |
| Vanguard Target Retirement 2070 Fund Mutual Fund | — | — | — | $34K | <0.1% |
