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Original filing (PDF)20251015132333NAL0002479203001
SMBC MANUBANK
Form 5500
FILING_RECEIVED
SMBC MANUBANK SAVINGS SYSTEM
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
889
Accounts w/ balance
895
Plan assets (EOY)
$106.4M
Net assets (EOY)
$106.4M
How this plan invests
This plan
13 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 15 bps in Schedule C fees — modestly above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SMBC MANUBANK.
Plan sponsor
Name
SMBC MANUBANK
EIN
95-2221647
Address
515 SOUTH FIGUEROA STREET 5TH FLR · LOS ANGELES, CA · 90071
Phone
(213) 489-6437
Industry
Commercial Banking· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
COHNREZNICK
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAccountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WITHUMSMITH+BROWN, PC | — | PRINCETON, NJ | AUDITOR | $889 | — |
Other
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS LLC DBA CAPTR | — | RALEIGH, NC | NONE | $56K | — |
| EMPOWER ANNUITY INSURANCE COMPANY O | 84-0467907 | — | NONE | $52K | — |
| COHNREZNICK LLP | — | HARTFORD, CT | NONE | $46K | — |
Investments
16 direct securities · 13 pooled funds· $106.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$44.7M
15 holdings
Common Collective Trust
$40.6M
11 holdings
Mutual Funds
$16.6M
1 holding
Pooled Separate Account
$4.4M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Fund | Mutual Funds | — | — | $16.6M | 15.6% | |
| Fixed annuity contract * Massachusetts Mutual Life Insurance Company SAGIC Core Bond Fund I | — | — | — | $12.6M | 11.9% | |
| JPMorgan Large Cap Growth Fund | — | — | — | $10.9M | 10.3% | |
| THE VANGUARD TARGET RETIRE 2050 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083970 / PN 001 | Common Collective Trust | — | — | $6.2M | 5.8% | |
| Janus Henderson Janus Henderson Enterprise Fund | — | — | — | $6.0M | 5.6% | |
| THE VANGUARD TARGET RETIRE 2045 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083972 / PN 001 | Common Collective Trust | — | — | $5.7M | 5.4% | |
| THE VANGUARD TARGET RETIRE 2035 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083976 / PN 001 | Common Collective Trust | — | — | $5.6M | 5.2% | |
| THE VANGUARD TARGET RETIRE 2025 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083980 / PN 001 | Common Collective Trust | — | — | $5.3M | 5.0% | |
| THE VANGUARD TARGET RETIRE 2030 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083978 / PN 001 | Common Collective Trust | — | — | $5.2M | 4.9% | |
| THE VANGUARD TARGET RETIRE 2040 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083974 / PN 001 | Common Collective Trust | — | — | $4.7M | 4.4% | |
| ROBECO BP LARGE CAP VAL EQTY (IS PL EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 786 | Pooled Separate Account | — | — | $4.4M | 4.1% | |
| Vanguard Mid Cap Index Fund | — | — | — | $3.8M | 3.5% | |
| THE VANGUARD TARGET RETIRE 2055 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 27-6715091 / PN 001 | Common Collective Trust | — | — | $2.8M | 2.6% | |
| Vanguard Small Cap Index Fund | — | — | — | $2.1M | 2.0% | |
| THE VANGUARD TARGET RETIRE 2020 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083982 / PN 001 | Common Collective Trust | — | — | $2.0M | 1.9% | |
| Vanguard Total Bond Market Index Fund | — | — | — | $2.0M | 1.8% | |
| Dodge & Cox Dodge & Cox Income X | — | — | — | $1.6M | 1.5% | |
| THE VANGUARD TARGET RETIRE 2060 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 45-3799419 / PN 001 | Common Collective Trust | — | — | $1.5M | 1.4% | |
| Vanguard Total International Stock Index Fund | — | — | — | $1.3M | 1.2% | |
| American Funds American Funds EuroPacific Growth Fund | — | — | — | $1.2M | 1.1% | |
| THE VANGUARD TARGET RETIRE INCM TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083967 / PN 001 | Common Collective Trust | — | — | $1.1M | 1.0% | |
| DFA US Small Cap Value Fund | — | — | — | $778K | 0.7% | |
| dates, secured by participant account balance | — | — | — | $749K | 0.7% | |
| American Century Investments American Century Mid Cap Value Fund | — | — | — | $720K | 0.7% | |
| Vanguard FTSE Social Index Admiral Fund | — | — | — | $602K | 0.6% | |
| MassMutual Small Cap Growth Equity Fund | — | — | — | $406K | 0.4% | |
| THE VANGUARD TARGET RETIRE 2065 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6194314 / PN 001 | Common Collective Trust | — | — | $386K | 0.4% | |
| MassMutual US Government Money Market Fund | — | — | — | $114K | 0.1% | |
| ROBECO BP LARGE CAP VAL EQ (IS PLAT EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 786 | Pooled Separate Account | — | — | $0 | <0.1% |
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