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Original filing (PDF)20250916155527NAL0005465394001
DIODES INCORPORATED
Form 5500
FILING_RECEIVED
DIODES INCORPORATED 401(K) PLAN AND TRUST
401(k) retirement plan
Active participants
420
Accounts w/ balance
616
Plan assets (EOY)
$127.5M
Net assets (EOY)
$127.5M
How this plan invests
This plan
3 pooled trusts
Schedule D
22 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DIODES INCORPORATED.
Plan sponsor
Name
DIODES INCORPORATED
EIN
95-2039518
Address
4949 HEDGCOXE ROAD MAIL STOP 100 · PLANO, TX · 75024
Phone
(972) 987-3958
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-16
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
RUSSON+JOHNSTON LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $67K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| REGIONS BANK DBA REGIONS TRUST | — | HOOVER, AL | INVESTMENT ADVISOR | $55K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSION ASSURANCE LLP | — | WOODLAND HILLS, CA | OTHER | $12K | — |
Investments
21 direct securities · 3 pooled funds· $150.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$121.8M
21 holdings
Pooled Separate Account
$28.8M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower Annuity Insurance Company LCG/J.P. Morgan Investment Management | — | — | — | $23.1M | 18.2% | |
| LARGE CAP GROWTH / JP MORGAN INVST EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 141 | Pooled Separate Account | — | — | $23.1M | 18.2% | |
| Vanguard 500 Index Admiral Fund | — | — | — | $18.6M | 14.6% | |
| American Funds American Funds 2030 Target Date Retirement Fund R6 | — | — | — | $13.1M | 10.3% | |
| Empower Annuity Insurance Company Guaranteed Income Fund | — | — | — | $12.2M | 9.6% | |
| MFS Value Fund Class R6 | — | — | — | $8.3M | 6.5% | |
| American Funds American Funds 2040 Target Date Retirement Fund R6 | — | — | — | $7.3M | 5.7% | |
| American Funds American Funds Europacific Growth Fund R6 | — | — | — | $6.2M | 4.9% | |
| MID CAP GROWTH I FUND (MANAGED BY I EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 409 | Pooled Separate Account | — | — | $5.7M | 4.4% | |
| Vanguard Small Cap Index Admiral | — | — | — | $4.0M | 3.1% | |
| Baird Aggregate Bond Inst | — | — | — | $3.8M | 3.0% | |
| American Funds American Funds 2020 Target Date Retirement Fund R6 | — | — | — | $3.6M | 2.8% | |
| Vanguard Selected Value Inv | — | — | — | $2.9M | 2.3% | |
| Invesco Small Cap Value Fund R6 | — | — | — | $2.8M | 2.2% | |
| Nuveen Investments Nuveen Real Estate Securities Fund R6 | — | — | — | $2.5M | 1.9% | |
| Vanguard Total Bond Market Index Admiral | — | — | — | $2.3M | 1.8% | |
| American Funds American Funds 2050 Target Date Retirement Fund R6 | — | — | — | $2.2M | 1.7% | |
| Vanguard Mid-Cap Index Fund | — | — | — | $2.1M | 1.7% | |
| Vanguard Total International Stock Index Admiral | — | — | — | $2.0M | 1.5% | |
| Putnam Small Cap Growth Fund Class Y | — | — | — | $1.6M | 1.3% | |
| American Funds American Funds 2060 Target Date Retirement Fund R6 | — | — | — | $1.2M | 0.9% | |
| American Funds American Funds American Balanced Fund R6 | — | — | — | $1.1M | 0.9% | |
| Participant Loans to participants, bearing interest from 3.25% to 8.50% | — | — | — | $875K | 0.7% | |
| METWEST CORE PLUS BOND (IS PLATFORM EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 826 | Pooled Separate Account | — | — | $0 | <0.1% |