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Original filing (PDF)20250916133506NAL0001203555001
ROBERT A. SMITH, INC.
Form 5500
FILING_RECEIVED
BOB SMITH BMW/MINI 401(K) PLAN
401(k) retirement plan
Active participants
108
Accounts w/ balance
95
Plan assets (EOY)
$14.5M
Net assets (EOY)
$14.5M
How this plan invests
This plan
1 pooled trust
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 39 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROBERT A. SMITH, INC..
Plan sponsor
Name
ROBERT A. SMITH, INC.
EIN
95-1904354
Address
24500 CALABASAS ROAD · CALABASAS, CA · 91302
Phone
(818) 444-1668
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-16
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPITAL GROUP RETIREMENT PLAN SVCS. | 82-4555287 | — | RECORDKEEPER | $2K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY | — | NEW YORK, NY | INVESTMENT ADVISOR | $55K | — |
Investments
25 direct securities · 1 pooled fund· $14.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$13.5M
24 holdings
Common Collective Trust
$1.0M
1 holding
Mutual Funds
$2K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JP Morgan Large Cap Growth R6 | — | — | — | $2.9M | 19.9% | |
| American Funds Target Date 2030 | — | — | — | $1.7M | 11.9% | |
| American Funds American Mutual Fund | — | — | — | $1.6M | 11.4% | |
| Vanguard Total World Stock Index Admiralvtwax | — | — | — | $1.4M | 9.4% | |
| American Funds Target Date 2035 | — | — | — | $1.1M | 7.4% | |
| T. ROWE PRICE STABLE VALUE COMMON T T. ROWE PRICE COLLECTIVE TRUSTS · EIN 52-1309931 / PN 001 | Common Collective Trust | — | — | $1.0M | 7.0% | |
| Fidelity Total Bond | — | — | — | $633K | 4.4% | |
| American Funds Target Date 2045 | — | — | — | $613K | 4.2% | |
| American Funds Target Date 2050 | — | — | — | $576K | 4.0% | |
| Clearbridge International Growth I | — | — | — | $508K | 3.5% | |
| American Funds Target Date 2055 | — | — | — | $450K | 3.1% | |
| American Funds Target Date 2060 | — | — | — | $389K | 2.7% | |
| through May 2038 | — | — | — | $347K | 2.4% | |
| Neuberger Berman Genesis R6 | — | — | — | $310K | 2.1% | |
| Fidelity 500 Index | — | — | — | $254K | 1.8% | |
| American Funds Target Date 2065 | — | — | — | $183K | 1.3% | |
| American Funds Target Date 2040 | — | — | — | $163K | 1.1% | |
| American Funds Target Date 2025 | — | — | — | $114K | 0.8% | |
| Undiscovered Mgrs Behavioral Value R6 | — | — | — | $108K | 0.7% | |
| MFS Mid Cap Value | — | — | — | $39K | 0.3% | |
| American Funds Target Date 2010 | — | — | — | $30K | 0.2% | |
| BlackRock High Yield Bond Instl | — | — | — | $26K | 0.2% | |
| American Funds Target Date 2020 | — | — | — | $25K | 0.2% | |
| BlackRock Mid-Cap Growth Equity Instl | — | — | — | $15K | 0.1% | |
| s * American Funds New World R6 | Mutual Funds | — | — | $2K | <0.1% | |
| Vanguard Mid Cap Index ADM | — | — | — | $1K | <0.1% |
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