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Original filing (PDF)20260128141010NAL0003404881001
MI WINDOWS AND DOORS, LLC
Form 5500
FILING_RECEIVED
MITER BRANDS 401(K) PLAN
401(k) retirement plan
Signals · 2
Late filing · 2.4 moNo recordkeeper disclosed
Active participants
5,362
Accounts w/ balance
6,076
Plan assets (EOY)
$303.8M
Net assets (EOY)
$303.8M
How this plan invests
This plan
15 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
90
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Filed 2.4 months past the 10.5-month grace window.
- 17 bps in Schedule C fees — 69% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MI WINDOWS AND DOORS, LLC.
Plan sponsor
Name
MI WINDOWS AND DOORS, LLC
EIN
95-1901059
Address
2550 INTERSTATE DRIVE · SUITE 400 · HARRISBURG, PA · 17110
Phone
(717) 365-3300
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-01-28
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
3D · Pre-approved plan (master / prototype / VS)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
RKL LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | 84-0467907 | — | NONE | $327K | — |
| VALLEY FORGE INVESTMENT CONSULTANTS | — | AUDUBON, PA | NONE | $125K | — |
| EMPOWER ADVISORY GROUP, LLC | 84-1532243 | — | NONE | $61K | — |
Investments
15 direct securities · 15 pooled funds· $303.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$220.8M
14 holdings
Uncategorized
$74.8M
15 holdings
Pooled Separate Account
$8.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| THE VANGUARD TARGET RETIRE 2035 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083976 / PN 001 | Common Collective Trust | — | — | $39.9M | 13.1% | |
| THE VANGUARD TARGET RETIRE 2030 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083978 / PN 001 | Common Collective Trust | — | — | $38.4M | 12.7% | |
| THE VANGUARD TARGET RETIRE 2040 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083974 / PN 001 | Common Collective Trust | — | — | $29.0M | 9.5% | |
| Registered Investment Companies Fidelity Investments Fidelity 500 Index | — | — | — | $22.1M | 7.3% | |
| THE VANGUARD TARGET RETIRE 2045 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083972 / PN 001 | Common Collective Trust | — | — | $21.4M | 7.1% | |
| THE VANGUARD TARGET RETIRE 2025 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083980 / PN 001 | Common Collective Trust | — | — | $20.4M | 6.7% | |
| THE VANGUARD TARGET RETIRE 2050 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083970 / PN 001 | Common Collective Trust | — | — | $16.9M | 5.6% | |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $14.6M | 4.8% | |
| THE VANGUARD TARGET RETIRE 2055 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 27-6715091 / PN 001 | Common Collective Trust | — | — | $12.8M | 4.2% | |
| THE VANGUARD TARGET RETIRE 2060 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 45-3799419 / PN 001 | Common Collective Trust | — | — | $10.0M | 3.3% | |
| Participant Loans 3.25% to 9.50% - | — | — | — | $8.5M | 2.8% | |
| LARGE CAP GROWTH / JP MORGAN INVST EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 141 | Pooled Separate Account | — | — | $8.2M | 2.7% | |
| Vanguard Group Inc. Vanguard Balanced Index Fund - Admiral | — | — | — | $7.2M | 2.4% | |
| Fidelity Investments Fidelity US Bond Index | — | — | — | $5.9M | 1.9% | |
| THE VANGUARD TARGET RETIRE 2020 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083982 / PN 001 | Common Collective Trust | — | — | $5.9M | 1.9% | |
| THE VANGUARD TARGET RETIRE 2065 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6194314 / PN 001 | Common Collective Trust | — | — | $5.4M | 1.8% | |
| T. ROWE PRICE STABLE VALUE COMMON T T. ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 001 | Common Collective Trust | — | — | $4.8M | 1.6% | |
| Fidelity Investments Fidelity International Index | — | — | — | $4.7M | 1.5% | |
| American Funds American Funds EuroPacific Gr R6 | — | — | — | $3.8M | 1.2% | |
| DFA US Large Cap Value Fund | — | — | — | $3.7M | 1.2% | |
| Fidelity Investments Fidelity Mid Cap Index | — | — | — | $3.6M | 1.2% | |
| Fidelity Investments Fidelity Small Cap Index | — | — | — | $3.0M | 1.0% | |
| Loomis Sayles Loomis Sayles Inv Grade Bond-N | — | — | — | $2.8M | 0.9% | |
| Victory Funds Victory Sycamore Established Value R6 | — | — | — | $2.2M | 0.7% | |
| Neuberger Berman Neuberger Berman Mid Cap Growth R6 | — | — | — | $2.1M | 0.7% | |
| PIMCO Income Instl | — | — | — | $2.0M | 0.7% | |
| DFA US Targeted Value I | — | — | — | $2.0M | 0.6% | |
| ClearBridge Investments ClearBridge Small Cap Growth IS | — | — | — | $1.3M | 0.4% | |
| THE VANGUARD TARGET RETIRE INCM TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083967 / PN 001 | Common Collective Trust | — | — | $657K | 0.2% | |
| THE VANGUARD TARGET RETIRE 2070 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 87-7039453 / PN 001 | Common Collective Trust | — | — | $568K | 0.2% |
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