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Original filing (PDF)20250731150547NAL0003180499001
MARSHALL B. KETCHUM UNIVERSITY
Form 5500
FILING_RECEIVED
MBKU 401(A) RETIREMENT PLAN
Defined-contribution retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
214
Accounts w/ balance
271
Plan assets (EOY)
$30.6M
Net assets (EOY)
$30.6M
How this plan invests
This plan
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (18 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MARSHALL B. KETCHUM UNIVERSITY.
Plan sponsor
Name
MARSHALL B. KETCHUM UNIVERSITY
EIN
95-1644593
Address
2575 YORBA LINDA BLVD. · FULLERTON, CA · 928311615
Phone
(714) 449-7400
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-31
Pension benefit codes
2C · Money purchase (other than target benefit)
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2R · Participant-directed brokerage (SDBA)
3D · Pre-approved plan (master / prototype / VS)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BENEFIT FUNDING SERVICES GROUP | 20-8532658 | — | CONSULTANT | $11K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LINCOLN NATIONAL CORPORATION | 35-1140070 | — | SERVICE PROVIDER | $43K | — |
Investments
30 direct securities· $30.6M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Registered Investment Companies T ROWE PRICE RETIREMENT I 2035 I CLASS | — | — | — | $3.7M | 12.0% | |
| Registered Investment Companies JPMORGAN LARGE CAP GROWTH CLASS R6 | — | — | — | $3.1M | 10.1% | |
| Registered Investment Companies VANGUARD 500 INDEX ADMIRAL CLASS | — | — | — | $2.8M | 9.2% | |
| Registered Investment Companies T ROWE PRICE RETIREMENT I 2030 I CLASS | — | — | — | $1.9M | 6.1% | |
| Registered Investment Companies T ROWE PRICE RETIREMENT I 2020 I CLASS | — | — | — | $1.7M | 5.5% | |
| Registered Investment Companies T ROWE PRICE RETIREMENT I 2045 I CLASS | — | — | — | $1.7M | 5.5% | |
| Fixed Annuity Contract LINCOLN STABLE VALUE ACCOUNT - Z57 | — | — | — | $1.5M | 5.0% | |
| Registered Investment Companies T ROWE PRICE RETIREMENT I 2055 I CLASS | — | — | — | $1.5M | 4.8% | |
| Registered Investment Companies T ROWE PRICE RETIREMENT I 2050 I CLASS | — | — | — | $1.3M | 4.2% | |
| Registered Investment Companies T ROWE PRICE RETIREMENT I 2025 I CLASS | — | — | — | $1.1M | 3.5% | |
| Registered Investment Companies T ROWE PRICE RETIREMENT I 2040 I CLASS | — | — | — | $954K | 3.1% | |
| Registered Investment Companies VANGUARD MID CAP GROWTH INDEX ADMIRAL SHARES | — | — | — | $869K | 2.8% | |
| Registered Investment Companies BLACKROCK EQUITY DIVIDEND SERVICE SHARES | — | — | — | $863K | 2.8% | |
| Self-Directed Brokerage Account SCHWAB SELF DIRECTED BROKERAGE ACCOUNT | — | — | — | $833K | 2.7% | |
| Registered Investment Companies VANGUARD SMALL CAP INDEX ADMIRAL SHARES | — | — | — | $816K | 2.7% | |
| Registered Investment Companies VANGUARD TOTAL BOND MARKET INDEX ADMIRAL SHARES | — | — | — | $769K | 2.5% | |
| Registered Investment Companies AMERICAN FUNDS EUROPACIFIC GROWTH CLASS R6 | — | — | — | $738K | 2.4% | |
| Registered Investment Companies T ROWE PRICE RETIREMENT I 2060 I CLASS | — | — | — | $651K | 2.1% | |
| Registered Investment Companies INVESCO SMALL CAP VALUE CLASS Y | — | — | — | $638K | 2.1% | |
| Registered Investment Companies VANGUARD MID CAP INDEX ADMIRAL SHARES | — | — | — | $544K | 1.8% | |
| Registered Investment Companies FIDELITY SMALL CAP GROWTH K6 | — | — | — | $479K | 1.6% | |
| Registered Investment Companies FIDELITY ADVISOR HIGH INCOME ADVANTAGE CLASS Z | — | — | — | $470K | 1.5% | |
| Registered Investment Companies VANGUARD TOTAL INTERNATIONAL STOCK INDEX ADMIRAL SHARES | — | — | — | $423K | 1.4% | |
| Registered Investment Companies VICTORY SYCAMORE ESTABLISHED VALUE CLASS R6 | — | — | — | $376K | 1.2% | |
| Registered Investment Companies AMERICAN FUNDS AMERICAN BALANCED CLASS R6 | — | — | — | $291K | 1.0% | |
| Registered Investment Companies T ROWE PRICE RETIREMENT I 2065 I CLASS | — | — | — | $244K | 0.8% | |
| Registered Investment Companies Dodge & Cox Income Class X | — | — | — | $220K | 0.7% | |
| Registered Investment Companies T ROWE PRICE RETIREMENT I 2010 I CLASS | — | — | — | $145K | 0.5% | |
| Registered Investment Companies VANGUARD INFLATION PROTECTED SECURITIES ADMIRAL SHARES | — | — | — | $87K | 0.3% | |
| Registered Investment Companies T ROWE PRICE RETIREMENT I 2015 I CLASS | — | — | — | $23K | <0.1% |
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